Filed: 7/31/2023ACC: 0001166928-23-000113
📋 What this filing means
WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $148.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
96
Positions
$148.88M
Total AUM (reported)
1.95M
Total Shares
Allocation by class
COM$53.95M36.2%
RUS 1000 VAL ETF$10.02M6.7%
RUS MID CAP ETF$8.36M5.6%
RUS 1000 GRW ETF$8.28M5.6%
CAP STK$7.90M5.3%
HIGH DIV YLD$5.70M3.8%
TR UNIT$5.56M3.7%
Portfolio Concentration
Top 3$37.94M25.5%
4–10$39.77M26.7%
11–25$37.34M25.1%
Rest$33.83M22.7%
Top 3 weight
25.5%
Top 10 weight
52.2%
Voting Authority Distribution
Total shares with voting rights: 1.95M
Sole
Full voting authority
1.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other96
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings96
Rows:
American Equity Investment Life Holding CO
DFNDShares375.34K
TypeSH
Market value$19.56M
13.14%
Sole
375.34K
Shared
0.00
None
0.00
Russell 1000 Value Ishare ETF
DFNDShares63.47K
TypeSH
Market value$10.02M
6.73%
Sole
63.47K
Shared
0.00
None
0.00
ISHARES Russell Midcap ETF
DFNDShares114.46K
TypeSH
Market value$8.36M
5.61%
Sole
114.46K
Shared
0.00
None
0.00
ISHARES Russell 1000 Growth ETF
DFNDShares30.07K
TypeSH
Market value$8.28M
5.56%
Sole
30.07K
Shared
0.00
None
0.00
West Bancorporation INC
DFNDShares428.90K
TypeSH
Market value$7.90M
5.30%
Sole
428.90K
Shared
0.00
None
0.00
Vanguard High Dividend Yield ETF
DFNDShares53.73K
TypeSH
Market value$5.70M
3.83%
Sole
53.73K
Shared
0.00
None
0.00
Spdr S&p 500 Etf Trust
DFNDShares12.55K
TypeSH
Market value$5.56M
3.74%
Sole
12.55K
Shared
0.00
None
0.00
ISHARES Core S&P 500 ETF
DFNDShares10.65K
TypeSH
Market value$4.75M
3.19%
Sole
10.65K
Shared
0.00
None
0.00
Vanguard FTSE Developed Markets ETF
DFNDShares82.17K
TypeSH
Market value$3.79M
2.55%
Sole
82.17K
Shared
0.00
None
0.00
Microsoft Corp
DFNDShares11.13K
TypeSH
Market value$3.79M
2.55%
Sole
11.13K
Shared
0.00
None
0.00
ISHARES Russell 2000 Index Fd ETF
DFNDShares19.55K
TypeSH
Market value$3.66M
2.46%
Sole
19.55K
Shared
0.00
None
0.00
Vanguard Index Funds S&p 500 ETF
DFNDShares8.20K
TypeSH
Market value$3.34M
2.24%
Sole
8.20K
Shared
0.00
None
0.00
Wisdomtree US Mid Cap Dividend ETF
DFNDShares79.26K
TypeSH
Market value$3.33M
2.24%
Sole
79.26K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Value ETF
DFNDShares23.03K
TypeSH
Market value$3.27M
2.20%
Sole
23.03K
Shared
0.00
None
0.00
Apple INC
DFNDShares16.71K
TypeSH
Market value$3.24M
2.18%
Sole
16.71K
Shared
0.00
None
0.00
Vanguard Small Cap ETF
DFNDShares14.78K
TypeSH
Market value$2.94M
1.97%
Sole
14.78K
Shared
0.00
None
0.00
ISHARES Russell Mid-Cap Value ETF
DFNDShares24.76K
TypeSH
Market value$2.72M
1.83%
Sole
24.76K
Shared
0.00
None
0.00
Schwab US Dividend Equity ETF
DFNDShares31.52K
TypeSH
Market value$2.29M
1.54%
Sole
31.52K
Shared
0.00
None
0.00
ISHARES Russell 2000 Value
DFNDShares15.53K
TypeSH
Market value$2.19M
1.47%
Sole
15.53K
Shared
0.00
None
0.00
Wisdomtree US Smallcap Dividend Fund Etf
DFNDShares69.64K
TypeSH
Market value$2.01M
1.35%
Sole
69.64K
Shared
0.00
None
0.00
Caseys General Stores INC
DFNDShares8K
TypeSH
Market value$1.95M
1.31%
Sole
8K
Shared
0.00
None
0.00
Vanguard Dividend Appreciation ETF
DFNDShares10.88K
TypeSH
Market value$1.77M
1.19%
Sole
10.88K
Shared
0.00
None
0.00
Honeywell International INC
DFNDShares7.75K
TypeSH
Market value$1.61M
1.08%
Sole
7.75K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Growth ETF
DFNDShares5.43K
TypeSH
Market value$1.54M
1.03%
Sole
5.43K
Shared
0.00
None
0.00
Vanguard Mid Cap ETF
DFNDShares6.79K
TypeSH
Market value$1.49M
1.00%
Sole
6.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
American Equity Investment Life Holding CODFND | COM | 375.34K | SH | $19.56M 13.14% | 375.34K | 0.00 | 0.00 |
Russell 1000 Value Ishare ETFDFND | RUS 1000 VAL ETF | 63.47K | SH | $10.02M 6.73% | 63.47K | 0.00 | 0.00 |
ISHARES Russell Midcap ETFDFND | RUS MID CAP ETF | 114.46K | SH | $8.36M 5.61% | 114.46K | 0.00 | 0.00 |
ISHARES Russell 1000 Growth ETFDFND | RUS 1000 GRW ETF | 30.07K | SH | $8.28M 5.56% | 30.07K | 0.00 | 0.00 |
West Bancorporation INCDFND | CAP STK | 428.90K | SH | $7.90M 5.30% | 428.90K | 0.00 | 0.00 |
Vanguard High Dividend Yield ETFDFND | HIGH DIV YLD | 53.73K | SH | $5.70M 3.83% | 53.73K | 0.00 | 0.00 |
Spdr S&p 500 Etf TrustDFND | TR UNIT | 12.55K | SH | $5.56M 3.74% | 12.55K | 0.00 | 0.00 |
ISHARES Core S&P 500 ETFDFND | CORE S&P500 ETF | 10.65K | SH | $4.75M 3.19% | 10.65K | 0.00 | 0.00 |
Vanguard FTSE Developed Markets ETFDFND | VAN FTSE DEV MKT | 82.17K | SH | $3.79M 2.55% | 82.17K | 0.00 | 0.00 |
Microsoft CorpDFND | COM | 11.13K | SH | $3.79M 2.55% | 11.13K | 0.00 | 0.00 |
ISHARES Russell 2000 Index Fd ETFDFND | RUSSELL 2000 ETF | 19.55K | SH | $3.66M 2.46% | 19.55K | 0.00 | 0.00 |
Vanguard Index Funds S&p 500 ETFDFND | S&P 500 ETF SHS | 8.20K | SH | $3.34M 2.24% | 8.20K | 0.00 | 0.00 |
Wisdomtree US Mid Cap Dividend ETFDFND | US MIDCAP DIVID | 79.26K | SH | $3.33M 2.24% | 79.26K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Value ETFDFND | VALUE ETF | 23.03K | SH | $3.27M 2.20% | 23.03K | 0.00 | 0.00 |
Apple INCDFND | COM | 16.71K | SH | $3.24M 2.18% | 16.71K | 0.00 | 0.00 |
Vanguard Small Cap ETFDFND | SMALL CP ETF | 14.78K | SH | $2.94M 1.97% | 14.78K | 0.00 | 0.00 |
ISHARES Russell Mid-Cap Value ETFDFND | RUS MDCP VAL ETF | 24.76K | SH | $2.72M 1.83% | 24.76K | 0.00 | 0.00 |
Schwab US Dividend Equity ETFDFND | US DIVIDEND EQ | 31.52K | SH | $2.29M 1.54% | 31.52K | 0.00 | 0.00 |
ISHARES Russell 2000 ValueDFND | RUS 2000 VAL ETF | 15.53K | SH | $2.19M 1.47% | 15.53K | 0.00 | 0.00 |
Wisdomtree US Smallcap Dividend Fund EtfDFND | US SMALLCAP DIVD | 69.64K | SH | $2.01M 1.35% | 69.64K | 0.00 | 0.00 |
Caseys General Stores INCDFND | COM | 8K | SH | $1.95M 1.31% | 8K | 0.00 | 0.00 |
Vanguard Dividend Appreciation ETFDFND | DIV APP ETF | 10.88K | SH | $1.77M 1.19% | 10.88K | 0.00 | 0.00 |
Honeywell International INCDFND | COM | 7.75K | SH | $1.61M 1.08% | 7.75K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Growth ETFDFND | GROWTH ETF | 5.43K | SH | $1.54M 1.03% | 5.43K | 0.00 | 0.00 |
Vanguard Mid Cap ETFDFND | MID CAP ETF | 6.79K | SH | $1.49M 1.00% | 6.79K | 0.00 | 0.00 |
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