Filed: 4/14/2023ACC: 0001166928-23-000065
📋 What this filing means
WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 89 equity positions with a total reported market value of $131.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
89
Positions
$131.29M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
COM$43.59M33.2%
RUS 1000 VAL ETF$9.56M7.3%
RUS MID CAP ETF$8.04M6.1%
RUS 1000 GRW ETF$7.23M5.5%
CAP STK$7.20M5.5%
HIGH DIV YLD$5.39M4.1%
TR UNIT$4.98M3.8%
Portfolio Concentration
Top 3$31.30M23.8%
4–10$36.04M27.5%
11–25$34.41M26.2%
Rest$29.55M22.5%
Top 3 weight
23.8%
Top 10 weight
51.3%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
1.88M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other89
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings89
Rows:
American Equity Investment Life Holding CO
DFNDShares375.34K
TypeSH
Market value$13.70M
10.43%
Sole
375.34K
Shared
0.00
None
0.00
Russell 1000 Value Ishare ETF
DFNDShares62.81K
TypeSH
Market value$9.56M
7.28%
Sole
62.81K
Shared
0.00
None
0.00
ISHARES Russell Midcap ETF
DFNDShares114.96K
TypeSH
Market value$8.04M
6.12%
Sole
114.96K
Shared
0.00
None
0.00
ISHARES Russell 1000 Growth ETF
DFNDShares29.58K
TypeSH
Market value$7.23M
5.51%
Sole
29.58K
Shared
0.00
None
0.00
West Bancorporation INC
DFNDShares394.21K
TypeSH
Market value$7.20M
5.49%
Sole
394.21K
Shared
0.00
None
0.00
Vanguard High Dividend Yield ETF
DFNDShares51.04K
TypeSH
Market value$5.39M
4.10%
Sole
51.04K
Shared
0.00
None
0.00
Spdr S&p 500 Etf Trust
DFNDShares12.15K
TypeSH
Market value$4.98M
3.79%
Sole
12.15K
Shared
0.00
None
0.00
ISHARES Core S&P 500 ETF
DFNDShares10.22K
TypeSH
Market value$4.20M
3.20%
Sole
10.22K
Shared
0.00
None
0.00
ISHARES Russell 2000 Index Fd ETF
DFNDShares20.06K
TypeSH
Market value$3.58M
2.73%
Sole
20.06K
Shared
0.00
None
0.00
Vanguard FTSE Developed Markets ETF
DFNDShares76.88K
TypeSH
Market value$3.47M
2.64%
Sole
76.88K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Value ETF
DFNDShares24.40K
TypeSH
Market value$3.37M
2.57%
Sole
24.40K
Shared
0.00
None
0.00
Wisdomtree US Mid Cap Dividend ETF
DFNDShares78.69K
TypeSH
Market value$3.22M
2.46%
Sole
78.69K
Shared
0.00
None
0.00
Microsoft Corp
DFNDShares10.88K
TypeSH
Market value$3.14M
2.39%
Sole
10.88K
Shared
0.00
None
0.00
Vanguard Index Funds S&p 500 ETF
DFNDShares7.89K
TypeSH
Market value$2.97M
2.26%
Sole
7.89K
Shared
0.00
None
0.00
ISHARES Russell Mid-Cap Value ETF
DFNDShares25.40K
TypeSH
Market value$2.70M
2.05%
Sole
25.40K
Shared
0.00
None
0.00
Apple INC
DFNDShares16.17K
TypeSH
Market value$2.67M
2.03%
Sole
16.17K
Shared
0.00
None
0.00
Vanguard Small Cap ETF
DFNDShares13.44K
TypeSH
Market value$2.55M
1.94%
Sole
13.44K
Shared
0.00
None
0.00
Schwab US Dividend Equity ETF
DFNDShares31.93K
TypeSH
Market value$2.34M
1.78%
Sole
31.93K
Shared
0.00
None
0.00
ISHARES Russell 2000 Value
DFNDShares16.04K
TypeSH
Market value$2.20M
1.67%
Sole
16.04K
Shared
0.00
None
0.00
Wisdomtree US Smallcap Dividend Fund Etf
DFNDShares69.89K
TypeSH
Market value$2.00M
1.52%
Sole
69.89K
Shared
0.00
None
0.00
Caseys General Stores INC
DFNDShares8K
TypeSH
Market value$1.73M
1.32%
Sole
8K
Shared
0.00
None
0.00
Vanguard Dividend Appreciation ETF
DFNDShares11.09K
TypeSH
Market value$1.71M
1.30%
Sole
11.09K
Shared
0.00
None
0.00
Honeywell International INC
DFNDShares6.86K
TypeSH
Market value$1.31M
1.00%
Sole
6.86K
Shared
0.00
None
0.00
Vanguard Mid Cap ETF
DFNDShares6.15K
TypeSH
Market value$1.30M
0.99%
Sole
6.15K
Shared
0.00
None
0.00
Spdr S&p Dividend Etf
DFNDShares9.85K
TypeSH
Market value$1.22M
0.93%
Sole
9.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
American Equity Investment Life Holding CODFND | COM | 375.34K | SH | $13.70M 10.43% | 375.34K | 0.00 | 0.00 |
Russell 1000 Value Ishare ETFDFND | RUS 1000 VAL ETF | 62.81K | SH | $9.56M 7.28% | 62.81K | 0.00 | 0.00 |
ISHARES Russell Midcap ETFDFND | RUS MID CAP ETF | 114.96K | SH | $8.04M 6.12% | 114.96K | 0.00 | 0.00 |
ISHARES Russell 1000 Growth ETFDFND | RUS 1000 GRW ETF | 29.58K | SH | $7.23M 5.51% | 29.58K | 0.00 | 0.00 |
West Bancorporation INCDFND | CAP STK | 394.21K | SH | $7.20M 5.49% | 394.21K | 0.00 | 0.00 |
Vanguard High Dividend Yield ETFDFND | HIGH DIV YLD | 51.04K | SH | $5.39M 4.10% | 51.04K | 0.00 | 0.00 |
Spdr S&p 500 Etf TrustDFND | TR UNIT | 12.15K | SH | $4.98M 3.79% | 12.15K | 0.00 | 0.00 |
ISHARES Core S&P 500 ETFDFND | CORE S&P500 ETF | 10.22K | SH | $4.20M 3.20% | 10.22K | 0.00 | 0.00 |
ISHARES Russell 2000 Index Fd ETFDFND | RUSSELL 2000 ETF | 20.06K | SH | $3.58M 2.73% | 20.06K | 0.00 | 0.00 |
Vanguard FTSE Developed Markets ETFDFND | VAN FTSE DEV MKT | 76.88K | SH | $3.47M 2.64% | 76.88K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Value ETFDFND | VALUE ETF | 24.40K | SH | $3.37M 2.57% | 24.40K | 0.00 | 0.00 |
Wisdomtree US Mid Cap Dividend ETFDFND | US MIDCAP DIVID | 78.69K | SH | $3.22M 2.46% | 78.69K | 0.00 | 0.00 |
Microsoft CorpDFND | COM | 10.88K | SH | $3.14M 2.39% | 10.88K | 0.00 | 0.00 |
Vanguard Index Funds S&p 500 ETFDFND | S&P 500 ETF SHS | 7.89K | SH | $2.97M 2.26% | 7.89K | 0.00 | 0.00 |
ISHARES Russell Mid-Cap Value ETFDFND | RUS MDCP VAL ETF | 25.40K | SH | $2.70M 2.05% | 25.40K | 0.00 | 0.00 |
Apple INCDFND | COM | 16.17K | SH | $2.67M 2.03% | 16.17K | 0.00 | 0.00 |
Vanguard Small Cap ETFDFND | SMALL CP ETF | 13.44K | SH | $2.55M 1.94% | 13.44K | 0.00 | 0.00 |
Schwab US Dividend Equity ETFDFND | US DIVIDEND EQ | 31.93K | SH | $2.34M 1.78% | 31.93K | 0.00 | 0.00 |
ISHARES Russell 2000 ValueDFND | RUS 2000 VAL ETF | 16.04K | SH | $2.20M 1.67% | 16.04K | 0.00 | 0.00 |
Wisdomtree US Smallcap Dividend Fund EtfDFND | US SMALLCAP DIVD | 69.89K | SH | $2.00M 1.52% | 69.89K | 0.00 | 0.00 |
Caseys General Stores INCDFND | COM | 8K | SH | $1.73M 1.32% | 8K | 0.00 | 0.00 |
Vanguard Dividend Appreciation ETFDFND | DIV APP ETF | 11.09K | SH | $1.71M 1.30% | 11.09K | 0.00 | 0.00 |
Honeywell International INCDFND | COM | 6.86K | SH | $1.31M 1.00% | 6.86K | 0.00 | 0.00 |
Vanguard Mid Cap ETFDFND | MID CAP ETF | 6.15K | SH | $1.30M 0.99% | 6.15K | 0.00 | 0.00 |
Spdr S&p Dividend EtfDFND | S&P DIVID ETF | 9.85K | SH | $1.22M 0.93% | 9.85K | 0.00 | 0.00 |
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