Filed: 1/30/2023ACC: 0001166928-23-000010
📋 What this filing means
WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $134.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
90
Positions
$134.71M
Total AUM (reported)
1.91M
Total Shares
Allocation by class
COM$49.64M36.8%
CAP STK$10.09M7.5%
RUS 1000 VAL ETF$8.84M6.6%
RUS MID CAP ETF$7.64M5.7%
RUS 1000 GRW ETF$6.31M4.7%
HIGH DIV YLD$4.76M3.5%
TR UNIT$4.73M3.5%
Portfolio Concentration
Top 3$36.21M26.9%
4–10$34.40M25.5%
11–25$32.45M24.1%
Rest$31.65M23.5%
Top 3 weight
26.9%
Top 10 weight
52.4%
Voting Authority Distribution
Total shares with voting rights: 1.91M
Sole
Full voting authority
1.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other90
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings90
Rows:
American Equity Investment Life Holding CO
DFNDShares378.85K
TypeSH
Market value$17.28M
12.83%
Sole
378.85K
Shared
0.00
None
0.00
West Bancorporation INC
DFNDShares394.87K
TypeSH
Market value$10.09M
7.49%
Sole
394.87K
Shared
0.00
None
0.00
Russell 1000 Value Ishare ETF
DFNDShares58.28K
TypeSH
Market value$8.84M
6.56%
Sole
58.28K
Shared
0.00
None
0.00
ISHARES Russell Midcap ETF
DFNDShares113.30K
TypeSH
Market value$7.64M
5.67%
Sole
113.30K
Shared
0.00
None
0.00
ISHARES Russell 1000 Growth ETF
DFNDShares29.47K
TypeSH
Market value$6.31M
4.69%
Sole
29.47K
Shared
0.00
None
0.00
Vanguard High Dividend Yield ETF
DFNDShares43.98K
TypeSH
Market value$4.76M
3.53%
Sole
43.98K
Shared
0.00
None
0.00
Spdr S&p 500 Etf Trust
DFNDShares12.38K
TypeSH
Market value$4.73M
3.51%
Sole
12.38K
Shared
0.00
None
0.00
ISHARES Core S&P 500 ETF
DFNDShares10.44K
TypeSH
Market value$4.01M
2.98%
Sole
10.44K
Shared
0.00
None
0.00
ISHARES Russell 2000 Index Fd ETF
DFNDShares20.41K
TypeSH
Market value$3.56M
2.64%
Sole
20.41K
Shared
0.00
None
0.00
Wisdomtree US Mid Cap Dividend ETF
DFNDShares82.25K
TypeSH
Market value$3.38M
2.51%
Sole
82.25K
Shared
0.00
None
0.00
Microsoft Corp
DFNDShares12.31K
TypeSH
Market value$2.95M
2.19%
Sole
12.31K
Shared
0.00
None
0.00
Vanguard Index Funds S&p 500 ETF
DFNDShares8.23K
TypeSH
Market value$2.89M
2.15%
Sole
8.23K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Value ETF
DFNDShares19.21K
TypeSH
Market value$2.70M
2.00%
Sole
19.21K
Shared
0.00
None
0.00
Vanguard Small Cap ETF
DFNDShares13.66K
TypeSH
Market value$2.51M
1.86%
Sole
13.66K
Shared
0.00
None
0.00
Vanguard FTSE Developed Markets ETF
DFNDShares59.42K
TypeSH
Market value$2.49M
1.85%
Sole
59.42K
Shared
0.00
None
0.00
Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index Etf
DFNDShares50.64K
TypeSH
Market value$2.37M
1.76%
Sole
50.64K
Shared
0.00
None
0.00
Apple INC
DFNDShares17.77K
TypeSH
Market value$2.31M
1.71%
Sole
17.77K
Shared
0.00
None
0.00
Wisdomtree US Smallcap Dividend Fund Etf
DFNDShares75.15K
TypeSH
Market value$2.14M
1.59%
Sole
75.15K
Shared
0.00
None
0.00
ISHARES Russell Mid-Cap Value ETF
DFNDShares19.80K
TypeSH
Market value$2.09M
1.55%
Sole
19.80K
Shared
0.00
None
0.00
Schwab US Dividend Equity ETF
DFNDShares25.97K
TypeSH
Market value$1.96M
1.46%
Sole
25.97K
Shared
0.00
None
0.00
ISHARES Russell 2000 Value
DFNDShares13.06K
TypeSH
Market value$1.81M
1.34%
Sole
13.06K
Shared
0.00
None
0.00
Caseys General Stores INC
DFNDShares8K
TypeSH
Market value$1.79M
1.33%
Sole
8K
Shared
0.00
None
0.00
Honeywell International INC
DFNDShares7.49K
TypeSH
Market value$1.60M
1.19%
Sole
7.49K
Shared
0.00
None
0.00
Vanguard Dividend Appreciation ETF
DFNDShares9.67K
TypeSH
Market value$1.47M
1.09%
Sole
9.67K
Shared
0.00
None
0.00
Pfizer INC
DFNDShares26.69K
TypeSH
Market value$1.37M
1.02%
Sole
26.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
American Equity Investment Life Holding CODFND | COM | 378.85K | SH | $17.28M 12.83% | 378.85K | 0.00 | 0.00 |
West Bancorporation INCDFND | CAP STK | 394.87K | SH | $10.09M 7.49% | 394.87K | 0.00 | 0.00 |
Russell 1000 Value Ishare ETFDFND | RUS 1000 VAL ETF | 58.28K | SH | $8.84M 6.56% | 58.28K | 0.00 | 0.00 |
ISHARES Russell Midcap ETFDFND | RUS MID CAP ETF | 113.30K | SH | $7.64M 5.67% | 113.30K | 0.00 | 0.00 |
ISHARES Russell 1000 Growth ETFDFND | RUS 1000 GRW ETF | 29.47K | SH | $6.31M 4.69% | 29.47K | 0.00 | 0.00 |
Vanguard High Dividend Yield ETFDFND | HIGH DIV YLD | 43.98K | SH | $4.76M 3.53% | 43.98K | 0.00 | 0.00 |
Spdr S&p 500 Etf TrustDFND | TR UNIT | 12.38K | SH | $4.73M 3.51% | 12.38K | 0.00 | 0.00 |
ISHARES Core S&P 500 ETFDFND | CORE S&P500 ETF | 10.44K | SH | $4.01M 2.98% | 10.44K | 0.00 | 0.00 |
ISHARES Russell 2000 Index Fd ETFDFND | RUSSELL 2000 ETF | 20.41K | SH | $3.56M 2.64% | 20.41K | 0.00 | 0.00 |
Wisdomtree US Mid Cap Dividend ETFDFND | US MIDCAP DIVID | 82.25K | SH | $3.38M 2.51% | 82.25K | 0.00 | 0.00 |
Microsoft CorpDFND | COM | 12.31K | SH | $2.95M 2.19% | 12.31K | 0.00 | 0.00 |
Vanguard Index Funds S&p 500 ETFDFND | S&P 500 ETF SHS | 8.23K | SH | $2.89M 2.15% | 8.23K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Value ETFDFND | VALUE ETF | 19.21K | SH | $2.70M 2.00% | 19.21K | 0.00 | 0.00 |
Vanguard Small Cap ETFDFND | SMALL CP ETF | 13.66K | SH | $2.51M 1.86% | 13.66K | 0.00 | 0.00 |
Vanguard FTSE Developed Markets ETFDFND | VAN FTSE DEV MKT | 59.42K | SH | $2.49M 1.85% | 59.42K | 0.00 | 0.00 |
Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index EtfDFND | STRM INFPROIDX | 50.64K | SH | $2.37M 1.76% | 50.64K | 0.00 | 0.00 |
Apple INCDFND | COM | 17.77K | SH | $2.31M 1.71% | 17.77K | 0.00 | 0.00 |
Wisdomtree US Smallcap Dividend Fund EtfDFND | US SMALLCAP DIVD | 75.15K | SH | $2.14M 1.59% | 75.15K | 0.00 | 0.00 |
ISHARES Russell Mid-Cap Value ETFDFND | RUS MDCP VAL ETF | 19.80K | SH | $2.09M 1.55% | 19.80K | 0.00 | 0.00 |
Schwab US Dividend Equity ETFDFND | US DIVIDEND EQ | 25.97K | SH | $1.96M 1.46% | 25.97K | 0.00 | 0.00 |
ISHARES Russell 2000 ValueDFND | RUS 2000 VAL ETF | 13.06K | SH | $1.81M 1.34% | 13.06K | 0.00 | 0.00 |
Caseys General Stores INCDFND | COM | 8K | SH | $1.79M 1.33% | 8K | 0.00 | 0.00 |
Honeywell International INCDFND | COM | 7.49K | SH | $1.60M 1.19% | 7.49K | 0.00 | 0.00 |
Vanguard Dividend Appreciation ETFDFND | DIV APP ETF | 9.67K | SH | $1.47M 1.09% | 9.67K | 0.00 | 0.00 |
Pfizer INCDFND | COM | 26.69K | SH | $1.37M 1.02% | 26.69K | 0.00 | 0.00 |
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