Filed: 10/14/2022ACC: 0001166928-22-000098
📋 What this filing means
WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 264 equity positions with a total reported market value of $134.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
264
Positions
$134.7K
Total AUM (reported)
2.18M
Total Shares
Allocation by class
COM$50.7K37.6%
CAP STK$8.3K6.2%
RUS 1000 VAL ETF$8.1K6.0%
RUS MID CAP ETF$7.4K5.5%
RUS 1000 GRW ETF$6.6K4.9%
TR UNIT$4.4K3.3%
HIGH DIV YLD$4.3K3.2%
Portfolio Concentration
Top 3$31.4K23.3%
4–10$33.8K25.1%
11–25$29.6K22.0%
Rest$39.9K29.6%
Top 3 weight
23.3%
Top 10 weight
48.4%
Voting Authority Distribution
Total shares with voting rights: 2.18M
Sole
Full voting authority
2.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other264
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings264
Rows:
American Equity Investment Life Holding CO
DFNDShares402.85K
TypeSH
Market value$15.0K
11.15%
Sole
402.85K
Shared
0.00
None
0.00
West Bancorporation INC
DFNDShares399.17K
TypeSH
Market value$8.3K
6.17%
Sole
399.17K
Shared
0.00
None
0.00
Russell 1000 Value Ishare ETF
DFNDShares59.28K
TypeSH
Market value$8.1K
5.98%
Sole
59.28K
Shared
0.00
None
0.00
ISHARES Russell Midcap ETF
DFNDShares119.84K
TypeSH
Market value$7.4K
5.53%
Sole
119.84K
Shared
0.00
None
0.00
ISHARES Russell 1000 Growth ETF
DFNDShares31.52K
TypeSH
Market value$6.6K
4.92%
Sole
31.52K
Shared
0.00
None
0.00
Spdr S&p 500 Etf Trust
DFNDShares12.38K
TypeSH
Market value$4.4K
3.28%
Sole
12.38K
Shared
0.00
None
0.00
Vanguard High Dividend Yield ETF
DFNDShares44.97K
TypeSH
Market value$4.3K
3.17%
Sole
44.97K
Shared
0.00
None
0.00
ISHARES Core S&P 500 ETF
DFNDShares11.86K
TypeSH
Market value$4.3K
3.16%
Sole
11.86K
Shared
0.00
None
0.00
ISHARES Russell 2000 Index Fd ETF
DFNDShares21.37K
TypeSH
Market value$3.5K
2.62%
Sole
21.37K
Shared
0.00
None
0.00
Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index Etf
DFNDShares68.34K
TypeSH
Market value$3.3K
2.44%
Sole
68.34K
Shared
0.00
None
0.00
Microsoft Corp
DFNDShares12.73K
TypeSH
Market value$3.0K
2.20%
Sole
12.73K
Shared
0.00
None
0.00
Vanguard Index Funds S&p 500 ETF
DFNDShares8.26K
TypeSH
Market value$2.7K
2.01%
Sole
8.26K
Shared
0.00
None
0.00
Vanguard FTSE Developed Markets ETF
DFNDShares72.97K
TypeSH
Market value$2.7K
1.97%
Sole
72.97K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Value ETF
DFNDShares20.16K
TypeSH
Market value$2.5K
1.85%
Sole
20.16K
Shared
0.00
None
0.00
Apple INC
DFNDShares17.90K
TypeSH
Market value$2.5K
1.84%
Sole
17.90K
Shared
0.00
None
0.00
Wisdomtree US Mid Cap Dividend ETF
DFNDShares64.88K
TypeSH
Market value$2.4K
1.81%
Sole
64.88K
Shared
0.00
None
0.00
Vanguard Small Cap ETF
DFNDShares13.82K
TypeSH
Market value$2.4K
1.75%
Sole
13.82K
Shared
0.00
None
0.00
ISHARES Russell Mid-Cap Value ETF
DFNDShares17.37K
TypeSH
Market value$1.7K
1.24%
Sole
17.37K
Shared
0.00
None
0.00
Wisdomtree US Smallcap Dividend Fund Etf
DFNDShares64.80K
TypeSH
Market value$1.7K
1.24%
Sole
64.80K
Shared
0.00
None
0.00
Caseys General Stores INC
DFNDShares8K
TypeSH
Market value$1.6K
1.20%
Sole
8K
Shared
0.00
None
0.00
ISHARES Russell 2000 Value
DFNDShares12.21K
TypeSH
Market value$1.6K
1.17%
Sole
12.21K
Shared
0.00
None
0.00
Pfizer INC
DFNDShares30.94K
TypeSH
Market value$1.4K
1.01%
Sole
30.94K
Shared
0.00
None
0.00
Vanguard Dividend Appreciation ETF
DFNDShares9.49K
TypeSH
Market value$1.3K
0.95%
Sole
9.49K
Shared
0.00
None
0.00
Honeywell International INC
DFNDShares7.49K
TypeSH
Market value$1.3K
0.93%
Sole
7.49K
Shared
0.00
None
0.00
Home Depot INC
DFNDShares4.01K
TypeSH
Market value$1.1K
0.82%
Sole
4.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
American Equity Investment Life Holding CODFND | COM | 402.85K | SH | $15.0K 11.15% | 402.85K | 0.00 | 0.00 |
West Bancorporation INCDFND | CAP STK | 399.17K | SH | $8.3K 6.17% | 399.17K | 0.00 | 0.00 |
Russell 1000 Value Ishare ETFDFND | RUS 1000 VAL ETF | 59.28K | SH | $8.1K 5.98% | 59.28K | 0.00 | 0.00 |
ISHARES Russell Midcap ETFDFND | RUS MID CAP ETF | 119.84K | SH | $7.4K 5.53% | 119.84K | 0.00 | 0.00 |
ISHARES Russell 1000 Growth ETFDFND | RUS 1000 GRW ETF | 31.52K | SH | $6.6K 4.92% | 31.52K | 0.00 | 0.00 |
Spdr S&p 500 Etf TrustDFND | TR UNIT | 12.38K | SH | $4.4K 3.28% | 12.38K | 0.00 | 0.00 |
Vanguard High Dividend Yield ETFDFND | HIGH DIV YLD | 44.97K | SH | $4.3K 3.17% | 44.97K | 0.00 | 0.00 |
ISHARES Core S&P 500 ETFDFND | CORE S&P500 ETF | 11.86K | SH | $4.3K 3.16% | 11.86K | 0.00 | 0.00 |
ISHARES Russell 2000 Index Fd ETFDFND | RUSSELL 2000 ETF | 21.37K | SH | $3.5K 2.62% | 21.37K | 0.00 | 0.00 |
Vanguard Sht-term Inflation-protected Sec Idx Shrt Inf Prot Index EtfDFND | STRM INFPROIDX | 68.34K | SH | $3.3K 2.44% | 68.34K | 0.00 | 0.00 |
Microsoft CorpDFND | COM | 12.73K | SH | $3.0K 2.20% | 12.73K | 0.00 | 0.00 |
Vanguard Index Funds S&p 500 ETFDFND | S&P 500 ETF SHS | 8.26K | SH | $2.7K 2.01% | 8.26K | 0.00 | 0.00 |
Vanguard FTSE Developed Markets ETFDFND | VAN FTSE DEV MKT | 72.97K | SH | $2.7K 1.97% | 72.97K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Value ETFDFND | VALUE ETF | 20.16K | SH | $2.5K 1.85% | 20.16K | 0.00 | 0.00 |
Apple INCDFND | COM | 17.90K | SH | $2.5K 1.84% | 17.90K | 0.00 | 0.00 |
Wisdomtree US Mid Cap Dividend ETFDFND | US MIDCAP DIVID | 64.88K | SH | $2.4K 1.81% | 64.88K | 0.00 | 0.00 |
Vanguard Small Cap ETFDFND | SMALL CP ETF | 13.82K | SH | $2.4K 1.75% | 13.82K | 0.00 | 0.00 |
ISHARES Russell Mid-Cap Value ETFDFND | RUS MDCP VAL ETF | 17.37K | SH | $1.7K 1.24% | 17.37K | 0.00 | 0.00 |
Wisdomtree US Smallcap Dividend Fund EtfDFND | US SMALLCAP DIVD | 64.80K | SH | $1.7K 1.24% | 64.80K | 0.00 | 0.00 |
Caseys General Stores INCDFND | COM | 8K | SH | $1.6K 1.20% | 8K | 0.00 | 0.00 |
ISHARES Russell 2000 ValueDFND | RUS 2000 VAL ETF | 12.21K | SH | $1.6K 1.17% | 12.21K | 0.00 | 0.00 |
Pfizer INCDFND | COM | 30.94K | SH | $1.4K 1.01% | 30.94K | 0.00 | 0.00 |
Vanguard Dividend Appreciation ETFDFND | DIV APP ETF | 9.49K | SH | $1.3K 0.95% | 9.49K | 0.00 | 0.00 |
Honeywell International INCDFND | COM | 7.49K | SH | $1.3K 0.93% | 7.49K | 0.00 | 0.00 |
Home Depot INCDFND | COM | 4.01K | SH | $1.1K 0.82% | 4.01K | 0.00 | 0.00 |
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