WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC

PrivateCIK: 1506071
Location

NEW YORK, NY

325
Positions
$666.16M
Total AUM (reported)
6.44M
Total Shares

Allocation by class

TOTAL AUM$666.16M325 positions
STOCK$577.94M86.8%
ETF$63.52M9.5%
ADR$18.46M2.8%
REIT$5.23M0.8%
CEF$1.01M0.2%

Portfolio Concentration

Top 316.4%4–1021.0%11–2521.8%Rest40.8%TOP 1037.4%0%100%
Top 3$109.01M16.4%
4–10$139.99M21.0%
11–25$145.09M21.8%
Rest$272.07M40.8%

Top 3 weight

16.4%

Top 10 weight

37.4%

Voting Authority Distribution

Total shares with voting rights: 6.44M

Sole

Full voting authority

109.30K

shares

% of voting shares1.7%
Shared

Joint voting authority

460.38K

shares

% of voting shares7.1%
None

No voting authority

5.87M

shares

% of voting shares91.2%

Investment Discretion (by position count)

Sole325
Shared0
Other0
Dominant voting typeNone · 91.2% of voting shares
Institutional Holdings325
Rows:

MICROSOFT CORP COM

SOLE
Stock
Shares123.67K
TypeSH
Market value$45.78M
6.87%
Sole
0.00
Shared
0.00
None
123.67K

ALPHABET INC CAP STK CL C

SOLE
Stock
Shares126.32K
TypeSH
Market value$36.24M
5.44%
Sole
0.00
Shared
0.00
None
126.32K

APPLE INC COM

SOLE
Stock
Shares106.37K
TypeSH
Market value$27.00M
4.05%
Sole
0.00
Shared
0.00
None
106.37K

ALPHABET INC CAP STK CL A

SOLE
Stock
Shares87.71K
TypeSH
Market value$25.22M
3.79%
Sole
0.00
Shared
0.00
None
87.71K

AMAZON COM INC COM

SOLE
Stock
Shares110.25K
TypeSH
Market value$22.96M
3.45%
Sole
0.00
Shared
0.00
None
110.25K

BLOOM ENERGY CORP COM CL A

SOLE
Stock
Shares159.57K
TypeSH
Market value$21.62M
3.25%
Sole
0.00
Shared
0.00
None
159.57K

JPMORGAN CHASE & CO COM

SOLE
Stock
Shares72.25K
TypeSH
Market value$21.25M
3.19%
Sole
0.00
Shared
0.00
None
72.25K

EXXON MOBIL CORP COM

SOLE
Stock
Shares105.04K
TypeSH
Market value$17.82M
2.68%
Sole
0.00
Shared
0.00
None
105.04K

MASTERCARD INCORPORATED CL A

SOLE
Stock
Shares31.34K
TypeSH
Market value$15.66M
2.35%
Sole
0.00
Shared
0.00
None
31.34K

AMERICAN EXPRESS CO COM

SOLE
Stock
Shares51.09K
TypeSH
Market value$15.45M
2.32%
Sole
0.00
Shared
0.00
None
51.09K

QXO INC COM NEW

SOLE
Stock
Shares668.05K
TypeSH
Market value$12.97M
1.95%
Sole
0.00
Shared
0.00
None
668.05K

BLACKSTONE INC COM

SOLE
Stock
Shares110.37K
TypeSH
Market value$12.69M
1.91%
Sole
0.00
Shared
0.00
None
110.37K

MKS INC. COM

SOLE
Stock
Shares52.22K
TypeSH
Market value$12.00M
1.80%
Sole
0.00
Shared
0.00
None
52.22K

BOEING CO COM

SOLE
Stock
Shares58.55K
TypeSH
Market value$11.65M
1.75%
Sole
0.00
Shared
0.00
None
58.55K

QUANTA SVCS INC COM

SOLE
Stock
Shares20.33K
TypeSH
Market value$11.16M
1.68%
Sole
0.00
Shared
0.00
None
20.33K

ADVANCED MICRO DEVICES INC COM

SOLE
Stock
Shares51.38K
TypeSH
Market value$10.45M
1.57%
Sole
0.00
Shared
0.00
None
51.38K

STATE STREET SPDR S&P METALS & MINING ETF

SOLE
ETF
Shares95.85K
TypeSH
Market value$10.35M
1.55%
Sole
0.00
Shared
0.00
None
95.85K

TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS

SOLE
ADR
Shares29.47K
TypeSH
Market value$9.96M
1.50%
Sole
0.00
Shared
0.00
None
29.47K

NVIDIA CORPORATION COM

SOLE
Stock
Shares53.35K
TypeSH
Market value$9.30M
1.40%
Sole
0.00
Shared
0.00
None
53.35K

CAPITAL ONE FINL CORP COM

SOLE
Stock
Shares47.23K
TypeSH
Market value$8.62M
1.29%
Sole
0.00
Shared
0.00
None
47.23K

VANGUARD S&P 500 ETF

SOLE
ETF
Shares13.66K
TypeSH
Market value$8.16M
1.23%
Sole
0.00
Shared
0.00
None
13.66K

PALO ALTO NETWORKS INC COM

SOLE
Stock
Shares50.64K
TypeSH
Market value$8.12M
1.22%
Sole
0.00
Shared
0.00
None
50.64K

ISHARES SEMICONDUCTOR ETF

SOLE
ETF
Shares23.05K
TypeSH
Market value$7.57M
1.14%
Sole
0.00
Shared
0.00
None
23.05K

APOLLO GLOBAL MGMT INC COM

SOLE
Stock
Shares55.22K
TypeSH
Market value$6.15M
0.92%
Sole
0.00
Shared
0.00
None
55.22K

MCKESSON CORP COM

SOLE
Stock
Shares6.83K
TypeSH
Market value$5.91M
0.89%
Sole
0.00
Shared
0.00
None
6.83K
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