Filed: 11/5/2025ACC: 0001506071-25-000007
📋 What this filing means
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 335 equity positions with a total reported market value of $658.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
335
Positions
$658.92M
Total AUM (reported)
6.45M
Total Shares
Allocation by class
STOCK$586.47M89.0%
ETF$51.05M7.7%
ADR$14.45M2.2%
REIT$5.86M0.9%
CEF$1.10M0.2%
Portfolio Concentration
Top 3$116.43M17.7%
4–10$140.10M21.3%
11–25$125.88M19.1%
Rest$276.51M42.0%
Top 3 weight
17.7%
Top 10 weight
38.9%
Voting Authority Distribution
Total shares with voting rights: 6.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole335
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings335
Rows:
MICROSOFT CORP COM
SOLEShares104.92K
TypeSH
Market value$54.34M
8.25%
Sole
0.00
Shared
0.00
None
104.92K
ALPHABET INC CAP STK CL C
SOLEShares129.19K
TypeSH
Market value$31.46M
4.78%
Sole
0.00
Shared
0.00
None
129.19K
APPLE INC COM
SOLEShares120.26K
TypeSH
Market value$30.62M
4.65%
Sole
0.00
Shared
0.00
None
120.26K
BLACKSTONE INC COM
SOLEShares147.95K
TypeSH
Market value$25.28M
3.84%
Sole
0.00
Shared
0.00
None
147.95K
ALPHABET INC CAP STK CL A
SOLEShares99.35K
TypeSH
Market value$24.15M
3.67%
Sole
0.00
Shared
0.00
None
99.35K
AMAZON COM INC COM
SOLEShares103.54K
TypeSH
Market value$22.73M
3.45%
Sole
0.00
Shared
0.00
None
103.54K
JPMORGAN CHASE & CO. COM
SOLEShares70.01K
TypeSH
Market value$22.08M
3.35%
Sole
0.00
Shared
0.00
None
70.01K
MASTERCARD INCORPORATED CL A
SOLEShares31.31K
TypeSH
Market value$17.81M
2.70%
Sole
0.00
Shared
0.00
None
31.31K
BLOOM ENERGY CORP COM CL A
SOLEShares181.18K
TypeSH
Market value$15.32M
2.33%
Sole
0.00
Shared
0.00
None
181.18K
AMERICAN EXPRESS CO COM
SOLEShares38.29K
TypeSH
Market value$12.72M
1.93%
Sole
0.00
Shared
0.00
None
38.29K
EXXON MOBIL CORP COM
SOLEShares109.98K
TypeSH
Market value$12.40M
1.88%
Sole
0.00
Shared
0.00
None
109.98K
PALO ALTO NETWORKS INC COM
SOLEShares58.58K
TypeSH
Market value$11.93M
1.81%
Sole
0.00
Shared
0.00
None
58.58K
NVIDIA CORPORATION COM
SOLEShares56.18K
TypeSH
Market value$10.48M
1.59%
Sole
0.00
Shared
0.00
None
56.18K
BOEING CO COM
SOLEShares44.81K
TypeSH
Market value$9.67M
1.47%
Sole
0.00
Shared
0.00
None
44.81K
APOLLO GLOBAL MGMT INC COM
SOLEShares71.73K
TypeSH
Market value$9.56M
1.45%
Sole
0.00
Shared
0.00
None
71.73K
QUANTA SVCS INC COM
SOLEShares20.11K
TypeSH
Market value$8.33M
1.26%
Sole
0.00
Shared
0.00
None
20.11K
ADVANCED MICRO DEVICES INC COM
SOLEShares51.43K
TypeSH
Market value$8.32M
1.26%
Sole
0.00
Shared
0.00
None
51.43K
QXO INC COM NEW
SOLEShares413.43K
TypeSH
Market value$7.88M
1.20%
Sole
0.00
Shared
0.00
None
413.43K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
SOLEShares27.21K
TypeSH
Market value$7.60M
1.15%
Sole
0.00
Shared
0.00
None
27.21K
CAPITAL ONE FINL CORP COM
SOLEShares33.57K
TypeSH
Market value$7.14M
1.08%
Sole
0.00
Shared
0.00
None
33.57K
BROADCOM INC COM
SOLEShares20.82K
TypeSH
Market value$6.87M
1.04%
Sole
0.00
Shared
0.00
None
20.82K
MKS INC. COM
SOLEShares54.88K
TypeSH
Market value$6.79M
1.03%
Sole
0.00
Shared
0.00
None
54.88K
REDDIT INC CL A
SOLEShares29.25K
TypeSH
Market value$6.73M
1.02%
Sole
0.00
Shared
0.00
None
29.25K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares22.17K
TypeSH
Market value$6.26M
0.95%
Sole
0.00
Shared
0.00
None
22.17K
MCKESSON CORP COM
SOLEShares7.67K
TypeSH
Market value$5.93M
0.90%
Sole
0.00
Shared
0.00
None
7.67K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 104.92K | SH | $54.34M 8.25% | 0.00 | 0.00 | 104.92K |
ALPHABET INC CAP STK CL CSOLE | Stock | 129.19K | SH | $31.46M 4.78% | 0.00 | 0.00 | 129.19K |
APPLE INC COMSOLE | Stock | 120.26K | SH | $30.62M 4.65% | 0.00 | 0.00 | 120.26K |
BLACKSTONE INC COMSOLE | Stock | 147.95K | SH | $25.28M 3.84% | 0.00 | 0.00 | 147.95K |
ALPHABET INC CAP STK CL ASOLE | Stock | 99.35K | SH | $24.15M 3.67% | 0.00 | 0.00 | 99.35K |
AMAZON COM INC COMSOLE | Stock | 103.54K | SH | $22.73M 3.45% | 0.00 | 0.00 | 103.54K |
JPMORGAN CHASE & CO. COMSOLE | Stock | 70.01K | SH | $22.08M 3.35% | 0.00 | 0.00 | 70.01K |
MASTERCARD INCORPORATED CL ASOLE | Stock | 31.31K | SH | $17.81M 2.70% | 0.00 | 0.00 | 31.31K |
BLOOM ENERGY CORP COM CL ASOLE | Stock | 181.18K | SH | $15.32M 2.33% | 0.00 | 0.00 | 181.18K |
AMERICAN EXPRESS CO COMSOLE | Stock | 38.29K | SH | $12.72M 1.93% | 0.00 | 0.00 | 38.29K |
EXXON MOBIL CORP COMSOLE | Stock | 109.98K | SH | $12.40M 1.88% | 0.00 | 0.00 | 109.98K |
PALO ALTO NETWORKS INC COMSOLE | Stock | 58.58K | SH | $11.93M 1.81% | 0.00 | 0.00 | 58.58K |
NVIDIA CORPORATION COMSOLE | Stock | 56.18K | SH | $10.48M 1.59% | 0.00 | 0.00 | 56.18K |
BOEING CO COMSOLE | Stock | 44.81K | SH | $9.67M 1.47% | 0.00 | 0.00 | 44.81K |
APOLLO GLOBAL MGMT INC COMSOLE | Stock | 71.73K | SH | $9.56M 1.45% | 0.00 | 0.00 | 71.73K |
QUANTA SVCS INC COMSOLE | Stock | 20.11K | SH | $8.33M 1.26% | 0.00 | 0.00 | 20.11K |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 51.43K | SH | $8.32M 1.26% | 0.00 | 0.00 | 51.43K |
QXO INC COM NEWSOLE | Stock | 413.43K | SH | $7.88M 1.20% | 0.00 | 0.00 | 413.43K |
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADSSOLE | ADR | 27.21K | SH | $7.60M 1.15% | 0.00 | 0.00 | 27.21K |
CAPITAL ONE FINL CORP COMSOLE | Stock | 33.57K | SH | $7.14M 1.08% | 0.00 | 0.00 | 33.57K |
BROADCOM INC COMSOLE | Stock | 20.82K | SH | $6.87M 1.04% | 0.00 | 0.00 | 20.82K |
MKS INC. COMSOLE | Stock | 54.88K | SH | $6.79M 1.03% | 0.00 | 0.00 | 54.88K |
REDDIT INC CL ASOLE | Stock | 29.25K | SH | $6.73M 1.02% | 0.00 | 0.00 | 29.25K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 22.17K | SH | $6.26M 0.95% | 0.00 | 0.00 | 22.17K |
MCKESSON CORP COMSOLE | Stock | 7.67K | SH | $5.93M 0.90% | 0.00 | 0.00 | 7.67K |
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