Filed: 11/14/2023ACC: 0001506071-23-000004
📋 What this filing means
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 304 equity positions with a total reported market value of $757.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
304
Positions
$757.81M
Total AUM (reported)
20.06M
Total Shares
Allocation by class
STOCK$703.97M92.9%
ETF$39.24M5.2%
REIT$5.93M0.8%
ADR$5.01M0.7%
CEF$3.65M0.5%
Portfolio Concentration
Top 3$374.11M49.4%
4–10$92.70M12.2%
11–25$87.59M11.6%
Rest$203.41M26.8%
Top 3 weight
49.4%
Top 10 weight
61.6%
Voting Authority Distribution
Total shares with voting rights: 20.06M
Sole
Full voting authority
13.71M
shares
% of voting shares68.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.36M
shares
% of voting shares31.7%
Investment Discretion (by position count)
Sole304
Shared0
Other0
Dominant voting typeSole · 68.3% of voting shares
Institutional Holdings304
Rows:
FLOWERS FOODS INC COM
SOLEShares14.18M
TypeSH
Market value$314.54M
41.51%
Sole
13.70M
Shared
0.00
None
484.75K
MICROSOFT CORP COM
SOLEShares108.07K
TypeSH
Market value$34.12M
4.50%
Sole
0.00
Shared
0.00
None
108.07K
APPLE INC COM
SOLEShares148.68K
TypeSH
Market value$25.45M
3.36%
Sole
0.00
Shared
0.00
None
148.67K
ALPHABET INC CAP STK CL C
SOLEShares150.50K
TypeSH
Market value$19.84M
2.62%
Sole
0.00
Shared
0.00
None
150.50K
BLACKSTONE INC COM
SOLEShares161.98K
TypeSH
Market value$17.35M
2.29%
Sole
0.00
Shared
0.00
None
161.98K
MASTERCARD INCORPORATED CL A
SOLEShares35.27K
TypeSH
Market value$13.96M
1.84%
Sole
0.00
Shared
0.00
None
35.27K
ALPHABET INC CAP STK CL A
SOLEShares96.85K
TypeSH
Market value$12.67M
1.67%
Sole
0.00
Shared
0.00
None
96.85K
AMAZON COM INC COM
SOLEShares81.21K
TypeSH
Market value$10.32M
1.36%
Sole
0.00
Shared
0.00
None
81.21K
JPMORGAN CHASE & CO COM
SOLEShares67.67K
TypeSH
Market value$9.81M
1.29%
Sole
0.00
Shared
0.00
None
67.67K
THERMO FISHER SCIENTIFIC INC COM
SOLEShares17.25K
TypeSH
Market value$8.73M
1.15%
Sole
0.00
Shared
0.00
None
17.25K
EDWARDS LIFESCIENCES CORP COM
SOLEShares121.23K
TypeSH
Market value$8.40M
1.11%
Sole
0.00
Shared
0.00
None
121.23K
ZOETIS INC CL A
SOLEShares42.19K
TypeSH
Market value$7.34M
0.97%
Sole
0.00
Shared
0.00
None
42.19K
ACCENTURE PLC IRELAND SHS CLASS A
SOLEShares23.79K
TypeSH
Market value$7.30M
0.96%
Sole
0.00
Shared
0.00
None
23.79K
PIONEER NAT RES CO COM
SOLEShares30.13K
TypeSH
Market value$6.92M
0.91%
Sole
0.00
Shared
0.00
None
30.13K
ADVANCED MICRO DEVICES INC COM
SOLEShares66.71K
TypeSH
Market value$6.86M
0.91%
Sole
0.00
Shared
0.00
None
66.71K
VANGUARD S&P 500 ETF
SOLEShares17.22K
TypeSH
Market value$6.76M
0.89%
Sole
0.00
Shared
0.00
None
17.22K
PALO ALTO NETWORKS INC COM
SOLEShares28.45K
TypeSH
Market value$6.67M
0.88%
Sole
0.00
Shared
0.00
None
28.45K
EXXON MOBIL CORP COM
SOLEShares56.65K
TypeSH
Market value$6.66M
0.88%
Sole
0.00
Shared
0.00
None
56.65K
DEVON ENERGY CORP NEW COM
SOLEShares101.77K
TypeSH
Market value$4.85M
0.64%
Sole
0.00
Shared
0.00
None
101.77K
JOHNSON & JOHNSON COM
SOLEShares29.77K
TypeSH
Market value$4.64M
0.61%
Sole
0.00
Shared
0.00
None
29.77K
APOLLO GLOBAL MGMT INC COM
SOLEShares50.91K
TypeSH
Market value$4.57M
0.60%
Sole
0.00
Shared
0.00
None
50.91K
LINDE PLC SHS
SOLEShares11.77K
TypeSH
Market value$4.38M
0.58%
Sole
0.00
Shared
0.00
None
11.77K
ISHARES SEMICONDUCTOR ETF
SOLEShares9.24K
TypeSH
Market value$4.38M
0.58%
Sole
0.00
Shared
0.00
None
9.24K
ILLINOIS TOOL WKS INC COM
SOLEShares17.18K
TypeSH
Market value$3.96M
0.52%
Sole
0.00
Shared
0.00
None
17.18K
AMERICAN EXPRESS CO COM
SOLEShares26.19K
TypeSH
Market value$3.91M
0.52%
Sole
0.00
Shared
0.00
None
26.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLOWERS FOODS INC COMSOLE | Stock | 14.18M | SH | $314.54M 41.51% | 13.70M | 0.00 | 484.75K |
MICROSOFT CORP COMSOLE | Stock | 108.07K | SH | $34.12M 4.50% | 0.00 | 0.00 | 108.07K |
APPLE INC COMSOLE | Stock | 148.68K | SH | $25.45M 3.36% | 0.00 | 0.00 | 148.67K |
ALPHABET INC CAP STK CL CSOLE | Stock | 150.50K | SH | $19.84M 2.62% | 0.00 | 0.00 | 150.50K |
BLACKSTONE INC COMSOLE | Stock | 161.98K | SH | $17.35M 2.29% | 0.00 | 0.00 | 161.98K |
MASTERCARD INCORPORATED CL ASOLE | Stock | 35.27K | SH | $13.96M 1.84% | 0.00 | 0.00 | 35.27K |
ALPHABET INC CAP STK CL ASOLE | Stock | 96.85K | SH | $12.67M 1.67% | 0.00 | 0.00 | 96.85K |
AMAZON COM INC COMSOLE | Stock | 81.21K | SH | $10.32M 1.36% | 0.00 | 0.00 | 81.21K |
JPMORGAN CHASE & CO COMSOLE | Stock | 67.67K | SH | $9.81M 1.29% | 0.00 | 0.00 | 67.67K |
THERMO FISHER SCIENTIFIC INC COMSOLE | Stock | 17.25K | SH | $8.73M 1.15% | 0.00 | 0.00 | 17.25K |
EDWARDS LIFESCIENCES CORP COMSOLE | Stock | 121.23K | SH | $8.40M 1.11% | 0.00 | 0.00 | 121.23K |
ZOETIS INC CL ASOLE | Stock | 42.19K | SH | $7.34M 0.97% | 0.00 | 0.00 | 42.19K |
ACCENTURE PLC IRELAND SHS CLASS ASOLE | Stock | 23.79K | SH | $7.30M 0.96% | 0.00 | 0.00 | 23.79K |
PIONEER NAT RES CO COMSOLE | Stock | 30.13K | SH | $6.92M 0.91% | 0.00 | 0.00 | 30.13K |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 66.71K | SH | $6.86M 0.91% | 0.00 | 0.00 | 66.71K |
VANGUARD S&P 500 ETFSOLE | ETF | 17.22K | SH | $6.76M 0.89% | 0.00 | 0.00 | 17.22K |
PALO ALTO NETWORKS INC COMSOLE | Stock | 28.45K | SH | $6.67M 0.88% | 0.00 | 0.00 | 28.45K |
EXXON MOBIL CORP COMSOLE | Stock | 56.65K | SH | $6.66M 0.88% | 0.00 | 0.00 | 56.65K |
DEVON ENERGY CORP NEW COMSOLE | Stock | 101.77K | SH | $4.85M 0.64% | 0.00 | 0.00 | 101.77K |
JOHNSON & JOHNSON COMSOLE | Stock | 29.77K | SH | $4.64M 0.61% | 0.00 | 0.00 | 29.77K |
APOLLO GLOBAL MGMT INC COMSOLE | Stock | 50.91K | SH | $4.57M 0.60% | 0.00 | 0.00 | 50.91K |
LINDE PLC SHSSOLE | Stock | 11.77K | SH | $4.38M 0.58% | 0.00 | 0.00 | 11.77K |
ISHARES SEMICONDUCTOR ETFSOLE | ETF | 9.24K | SH | $4.38M 0.58% | 0.00 | 0.00 | 9.24K |
ILLINOIS TOOL WKS INC COMSOLE | Stock | 17.18K | SH | $3.96M 0.52% | 0.00 | 0.00 | 17.18K |
AMERICAN EXPRESS CO COMSOLE | Stock | 26.19K | SH | $3.91M 0.52% | 0.00 | 0.00 | 26.19K |
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