Filed: 11/14/2022ACC: 0001506071-22-000004
📋 What this filing means
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 303 equity positions with a total reported market value of $420.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
303
Positions
$420.6K
Total AUM (reported)
9.08M
Total Shares
Allocation by class
STOCK$376.9K89.6%
ETF$30.2K7.2%
REIT$7.7K1.8%
ADR$4.4K1.0%
CEF$1.4K0.3%
Portfolio Concentration
Top 3$62.7K14.9%
4–10$78.8K18.7%
11–25$81.3K19.3%
Rest$197.9K47.0%
Top 3 weight
14.9%
Top 10 weight
33.6%
Voting Authority Distribution
Total shares with voting rights: 9.08M
Sole
Full voting authority
53.64K
shares
% of voting shares0.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.03M
shares
% of voting shares99.4%
Investment Discretion (by position count)
Sole303
Shared0
Other0
Dominant voting typeNone · 99.4% of voting shares
Institutional Holdings303
Rows:
MICROSOFT CORP COM
SOLEShares113.68K
TypeSH
Market value$26.5K
6.29%
Sole
0.00
Shared
0.00
None
113.68K
APPLE INC COM
SOLEShares297.06K
TypeSH
Market value$22.1K
5.25%
Sole
0.00
Shared
0.00
None
297.06K
ALPHABET INC CAP STK CL C
SOLEShares279.74K
TypeSH
Market value$14.1K
3.35%
Sole
0.00
Shared
0.00
None
279.74K
AMAZON COM INC COM
SOLEShares119.06K
TypeSH
Market value$13.5K
3.20%
Sole
0.00
Shared
0.00
None
119.06K
BLACKSTONE INC COM
SOLEShares341.93K
TypeSH
Market value$13.4K
3.18%
Sole
0.00
Shared
0.00
None
341.93K
FLOWERS FOODS INC COM
SOLEShares532.30K
TypeSH
Market value$13.1K
3.12%
Sole
53.64K
Shared
0.00
None
478.66K
EDWARDS LIFESCIENCES CORP COM
SOLEShares272.56K
TypeSH
Market value$10.4K
2.47%
Sole
0.00
Shared
0.00
None
272.56K
THERMO FISHER SCIENTIFIC INC COM
SOLEShares145.45K
TypeSH
Market value$9.6K
2.28%
Sole
0.00
Shared
0.00
None
145.45K
MASTERCARD INCORPORATED CL A
SOLEShares316.98K
TypeSH
Market value$9.6K
2.27%
Sole
0.00
Shared
0.00
None
316.98K
ALPHABET INC CAP STK CL A
SOLEShares96.62K
TypeSH
Market value$9.2K
2.20%
Sole
0.00
Shared
0.00
None
96.62K
JPMORGAN CHASE & CO COM
SOLEShares155.79K
TypeSH
Market value$7.6K
1.81%
Sole
0.00
Shared
0.00
None
155.79K
PIONEER NAT RES CO COM
SOLEShares32.07K
TypeSH
Market value$6.9K
1.65%
Sole
0.00
Shared
0.00
None
32.07K
DEVON ENERGY CORP NEW COM
SOLEShares112.97K
TypeSH
Market value$6.8K
1.62%
Sole
0.00
Shared
0.00
None
112.97K
ZOETIS INC CL A
SOLEShares44.44K
TypeSH
Market value$6.6K
1.57%
Sole
0.00
Shared
0.00
None
44.44K
ILLUMINA INC COM
SOLEShares34.09K
TypeSH
Market value$6.5K
1.55%
Sole
0.00
Shared
0.00
None
34.09K
VANGUARD S&P 500 ETF
SOLEShares19.48K
TypeSH
Market value$6.4K
1.52%
Sole
0.00
Shared
0.00
None
19.48K
JOHNSON & JOHNSON COM
SOLEShares360.38K
TypeSH
Market value$5.8K
1.39%
Sole
0.00
Shared
0.00
None
360.38K
ACCENTURE PLC IRELAND SHS CLASS A
SOLEShares21.54K
TypeSH
Market value$5.5K
1.32%
Sole
0.00
Shared
0.00
None
21.54K
EXXON MOBIL CORP COM
SOLEShares57.77K
TypeSH
Market value$5.0K
1.20%
Sole
0.00
Shared
0.00
None
57.77K
TARGET CORP COM
SOLEShares32.28K
TypeSH
Market value$4.8K
1.14%
Sole
0.00
Shared
0.00
None
32.28K
ADVANCED MICRO DEVICES INC COM
SOLEShares68.05K
TypeSH
Market value$4.3K
1.03%
Sole
0.00
Shared
0.00
None
68.05K
ILLINOIS TOOL WKS INC COM
SOLEShares22.18K
TypeSH
Market value$4.0K
0.95%
Sole
0.00
Shared
0.00
None
22.18K
ROYALTY PHARMA PLC SHS CLASS A
SOLEShares97.17K
TypeSH
Market value$3.9K
0.93%
Sole
0.00
Shared
0.00
None
97.17K
PALO ALTO NETWORKS INC COM
SOLEShares22.20K
TypeSH
Market value$3.6K
0.86%
Sole
0.00
Shared
0.00
None
22.20K
WP CAREY INC COM
SOLEShares48.32K
TypeSH
Market value$3.4K
0.80%
Sole
0.00
Shared
0.00
None
48.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 113.68K | SH | $26.5K 6.29% | 0.00 | 0.00 | 113.68K |
APPLE INC COMSOLE | Stock | 297.06K | SH | $22.1K 5.25% | 0.00 | 0.00 | 297.06K |
ALPHABET INC CAP STK CL CSOLE | Stock | 279.74K | SH | $14.1K 3.35% | 0.00 | 0.00 | 279.74K |
AMAZON COM INC COMSOLE | Stock | 119.06K | SH | $13.5K 3.20% | 0.00 | 0.00 | 119.06K |
BLACKSTONE INC COMSOLE | Stock | 341.93K | SH | $13.4K 3.18% | 0.00 | 0.00 | 341.93K |
FLOWERS FOODS INC COMSOLE | Stock | 532.30K | SH | $13.1K 3.12% | 53.64K | 0.00 | 478.66K |
EDWARDS LIFESCIENCES CORP COMSOLE | Stock | 272.56K | SH | $10.4K 2.47% | 0.00 | 0.00 | 272.56K |
THERMO FISHER SCIENTIFIC INC COMSOLE | Stock | 145.45K | SH | $9.6K 2.28% | 0.00 | 0.00 | 145.45K |
MASTERCARD INCORPORATED CL ASOLE | Stock | 316.98K | SH | $9.6K 2.27% | 0.00 | 0.00 | 316.98K |
ALPHABET INC CAP STK CL ASOLE | Stock | 96.62K | SH | $9.2K 2.20% | 0.00 | 0.00 | 96.62K |
JPMORGAN CHASE & CO COMSOLE | Stock | 155.79K | SH | $7.6K 1.81% | 0.00 | 0.00 | 155.79K |
PIONEER NAT RES CO COMSOLE | Stock | 32.07K | SH | $6.9K 1.65% | 0.00 | 0.00 | 32.07K |
DEVON ENERGY CORP NEW COMSOLE | Stock | 112.97K | SH | $6.8K 1.62% | 0.00 | 0.00 | 112.97K |
ZOETIS INC CL ASOLE | Stock | 44.44K | SH | $6.6K 1.57% | 0.00 | 0.00 | 44.44K |
ILLUMINA INC COMSOLE | Stock | 34.09K | SH | $6.5K 1.55% | 0.00 | 0.00 | 34.09K |
VANGUARD S&P 500 ETFSOLE | ETF | 19.48K | SH | $6.4K 1.52% | 0.00 | 0.00 | 19.48K |
JOHNSON & JOHNSON COMSOLE | Stock | 360.38K | SH | $5.8K 1.39% | 0.00 | 0.00 | 360.38K |
ACCENTURE PLC IRELAND SHS CLASS ASOLE | Stock | 21.54K | SH | $5.5K 1.32% | 0.00 | 0.00 | 21.54K |
EXXON MOBIL CORP COMSOLE | Stock | 57.77K | SH | $5.0K 1.20% | 0.00 | 0.00 | 57.77K |
TARGET CORP COMSOLE | Stock | 32.28K | SH | $4.8K 1.14% | 0.00 | 0.00 | 32.28K |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 68.05K | SH | $4.3K 1.03% | 0.00 | 0.00 | 68.05K |
ILLINOIS TOOL WKS INC COMSOLE | Stock | 22.18K | SH | $4.0K 0.95% | 0.00 | 0.00 | 22.18K |
ROYALTY PHARMA PLC SHS CLASS ASOLE | Stock | 97.17K | SH | $3.9K 0.93% | 0.00 | 0.00 | 97.17K |
PALO ALTO NETWORKS INC COMSOLE | Stock | 22.20K | SH | $3.6K 0.86% | 0.00 | 0.00 | 22.20K |
WP CAREY INC COMSOLE | REIT | 48.32K | SH | $3.4K 0.80% | 0.00 | 0.00 | 48.32K |
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