WELLINGTON SHIELDS & CO., LLC

PrivateCIK: 1506073

Location

NEW YORK, NY

321

Positions

$392.38M

Total AUM (reported)

4.13M

Total Shares

Allocation by class

STOCK$361.61M92.2%

ETF$19.35M4.9%

ADR$5.39M1.4%

REIT$4.36M1.1%

CEF$1.68M0.4%

Portfolio Concentration

Top 3$67.53M17.2%

4–10$67.14M17.1%

11–25$63.39M16.2%

Rest$194.33M49.5%

Top 3 weight

17.2%

Top 10 weight

34.3%

Voting Authority Distribution

Total shares with voting rights: 4.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole321

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings321

Rows:

APPLE INC COM

SOLE

Stock

Shares109.19K

TypeSH

Market value$27.71M

7.06%

Sole

0.00

Shared

0.00

None

109.19K

MICROSOFT CORP COM

SOLE

Stock

Shares69.75K

TypeSH

Market value$25.82M

6.58%

Sole

0.00

Shared

0.00

None

69.75K

JPMORGAN CHASE & CO COM

SOLE

Stock

Shares47.58K

TypeSH

Market value$14.00M

3.57%

Sole

0.00

Shared

0.00

None

47.58K

EXXON MOBIL CORP COM

SOLE

Stock

Shares78.72K

TypeSH

Market value$13.35M

3.40%

Sole

0.00

Shared

0.00

None

78.72K

ELI LILLY & CO COM

SOLE

Stock

Shares12.96K

TypeSH

Market value$11.92M

3.04%

Sole

0.00

Shared

0.00

None

12.96K

NVIDIA CORPORATION COM

SOLE

Stock

Shares68.34K

TypeSH

Market value$11.92M

3.04%

Sole

0.00

Shared

0.00

None

68.34K

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares35.35K

TypeSH

Market value$10.14M

2.58%

Sole

0.00

Shared

0.00

None

35.35K

CATERPILLAR INC COM

SOLE

Stock

Shares9.48K

TypeSH

Market value$6.72M

1.71%

Sole

0.00

Shared

0.00

None

9.48K

ABBVIE INC COM

SOLE

Stock

Shares30.82K

TypeSH

Market value$6.70M

1.71%

Sole

0.00

Shared

0.00

None

30.82K

AMAZON COM INC COM

SOLE

Stock

Shares30.62K

TypeSH

Market value$6.38M

1.63%

Sole

0.00

Shared

0.00

None

30.62K

INTERNATIONAL BUSINESS MACHS COM

SOLE

Stock

Shares26.12K

TypeSH

Market value$6.33M

1.61%

Sole

0.00

Shared

0.00

None

26.12K

ALPHABET INC CAP STK CL A

SOLE

Stock

Shares16.54K

TypeSH

Market value$4.76M

1.21%

Sole

0.00

Shared

0.00

None

16.54K

STATE STREET SPDR S&P 500 ETF

SOLE

ETF

Shares7.13K

TypeSH

Market value$4.64M

1.18%

Sole

0.00

Shared

0.00

None

7.13K

HONEYWELL INTL INC COM

SOLE

Stock

Shares20.04K

TypeSH

Market value$4.53M

1.15%

Sole

0.00

Shared

0.00

None

20.04K

WALMART INC COM

SOLE

Stock

Shares35.96K

TypeSH

Market value$4.47M

1.14%

Sole

0.00

Shared

0.00

None

35.96K

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

Stock

Shares9.15K

TypeSH

Market value$4.39M

1.12%

Sole

0.00

Shared

0.00

None

9.15K

UNION PAC CORP COM

SOLE

Stock

Shares17.39K

TypeSH

Market value$4.22M

1.08%

Sole

0.00

Shared

0.00

None

17.39K

JOHNSON & JOHNSON COM

SOLE

Stock

Shares17.09K

TypeSH

Market value$4.18M

1.06%

Sole

0.00

Shared

0.00

None

17.09K

CORNING INC COM

SOLE

Stock

Shares29.38K

TypeSH

Market value$3.99M

1.02%

Sole

0.00

Shared

0.00

None

29.38K

BLACKSTONE INC COM

SOLE

Stock

Shares33.15K

TypeSH

Market value$3.81M

0.97%

Sole

0.00

Shared

0.00

None

33.15K

VISA INC COM CL A

SOLE

Stock

Shares12.43K

TypeSH

Market value$3.76M

0.96%

Sole

0.00

Shared

0.00

None

12.43K

ROCKET LAB CORP COM

SOLE

Stock

Shares58.12K

TypeSH

Market value$3.73M

0.95%

Sole

0.00

Shared

0.00

None

58.12K

GE AEROSPACE COM NEW

SOLE

Stock

Shares12.54K

TypeSH

Market value$3.56M

0.91%

Sole

0.00

Shared

0.00

None

12.54K

ILLUMINA INC COM

SOLE

Stock

Shares28.62K

TypeSH

Market value$3.53M

0.90%

Sole

0.00

Shared

0.00

None

28.62K

CITIGROUP INC COM NEW

SOLE

Stock

Shares30.87K

TypeSH

Market value$3.50M

0.89%

Sole

0.00

Shared

0.00

None

30.87K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INC COMSOLE	Stock	109.19K	SH	$27.71M 7.06%	109.19K
MICROSOFT CORP COMSOLE	Stock	69.75K	SH	$25.82M 6.58%	69.75K
JPMORGAN CHASE & CO COMSOLE	Stock	47.58K	SH	$14.00M 3.57%	47.58K
EXXON MOBIL CORP COMSOLE	Stock	78.72K	SH	$13.35M 3.40%	78.72K
ELI LILLY & CO COMSOLE	Stock	12.96K	SH	$11.92M 3.04%	12.96K
NVIDIA CORPORATION COMSOLE	Stock	68.34K	SH	$11.92M 3.04%	68.34K
ALPHABET INC CAP STK CL CSOLE	Stock	35.35K	SH	$10.14M 2.58%	35.35K
CATERPILLAR INC COMSOLE	Stock	9.48K	SH	$6.72M 1.71%	9.48K
ABBVIE INC COMSOLE	Stock	30.82K	SH	$6.70M 1.71%	30.82K
AMAZON COM INC COMSOLE	Stock	30.62K	SH	$6.38M 1.63%	30.62K
INTERNATIONAL BUSINESS MACHS COMSOLE	Stock	26.12K	SH	$6.33M 1.61%	26.12K
ALPHABET INC CAP STK CL ASOLE	Stock	16.54K	SH	$4.76M 1.21%	16.54K
STATE STREET SPDR S&P 500 ETFSOLE	ETF	7.13K	SH	$4.64M 1.18%	7.13K
HONEYWELL INTL INC COMSOLE	Stock	20.04K	SH	$4.53M 1.15%	20.04K
WALMART INC COMSOLE	Stock	35.96K	SH	$4.47M 1.14%	35.96K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	Stock	9.15K	SH	$4.39M 1.12%	9.15K
UNION PAC CORP COMSOLE	Stock	17.39K	SH	$4.22M 1.08%	17.39K
JOHNSON & JOHNSON COMSOLE	Stock	17.09K	SH	$4.18M 1.06%	17.09K
CORNING INC COMSOLE	Stock	29.38K	SH	$3.99M 1.02%	29.38K
BLACKSTONE INC COMSOLE	Stock	33.15K	SH	$3.81M 0.97%	33.15K
VISA INC COM CL ASOLE	Stock	12.43K	SH	$3.76M 0.96%	12.43K
ROCKET LAB CORP COMSOLE	Stock	58.12K	SH	$3.73M 0.95%	58.12K
GE AEROSPACE COM NEWSOLE	Stock	12.54K	SH	$3.56M 0.91%	12.54K
ILLUMINA INC COMSOLE	Stock	28.62K	SH	$3.53M 0.90%	28.62K
CITIGROUP INC COM NEWSOLE	Stock	30.87K	SH	$3.50M 0.89%	30.87K

Page 1 of 13

…