Filed: 8/10/2026ACC: 0001506073-26-000003
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 329 equity positions with a total reported market value of $446.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
329
Positions
$446.45M
Total AUM (reported)
4.15M
Total Shares
Allocation by class
STOCK$409.01M91.6%
ETF$23.95M5.4%
ADR$7.00M1.6%
REIT$4.76M1.1%
CEF$1.72M0.4%
Portfolio Concentration
Top 3$75.33M16.9%
4–10$78.53M17.6%
11–25$76.55M17.1%
Rest$216.04M48.4%
Top 3 weight
16.9%
Top 10 weight
34.5%
Voting Authority Distribution
Total shares with voting rights: 4.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole329
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings329
Rows:
APPLE INC COM
SOLEShares116.10K
TypeSH
Market value$33.60M
7.53%
Sole
0.00
Shared
0.00
None
116.10K
MICROSOFT CORP COM
SOLEShares69.50K
TypeSH
Market value$25.92M
5.81%
Sole
0.00
Shared
0.00
None
69.50K
JPMORGAN CHASE & CO COM
SOLEShares48.31K
TypeSH
Market value$15.81M
3.54%
Sole
0.00
Shared
0.00
None
48.31K
ELI LILLY & CO COM
SOLEShares12.97K
TypeSH
Market value$15.56M
3.48%
Sole
0.00
Shared
0.00
None
12.97K
NVIDIA CORPORATION COM
SOLEShares70.42K
TypeSH
Market value$14.09M
3.16%
Sole
0.00
Shared
0.00
None
70.42K
ALPHABET INC CAP STK CL C
SOLEShares34.93K
TypeSH
Market value$12.34M
2.76%
Sole
0.00
Shared
0.00
None
34.93K
EXXONMOBIL HOLDINGS CORP COM SHS
SOLEShares78.75K
TypeSH
Market value$10.77M
2.41%
Sole
0.00
Shared
0.00
None
78.75K
CATERPILLAR INC COM
SOLEShares9.91K
TypeSH
Market value$10.55M
2.36%
Sole
0.00
Shared
0.00
None
9.91K
ABBVIE INC COM
SOLEShares30.75K
TypeSH
Market value$7.74M
1.73%
Sole
0.00
Shared
0.00
None
30.75K
AMAZON COM INC COM
SOLEShares31.39K
TypeSH
Market value$7.48M
1.68%
Sole
0.00
Shared
0.00
None
31.39K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares24.17K
TypeSH
Market value$6.80M
1.52%
Sole
0.00
Shared
0.00
None
24.17K
ALPHABET INC CAP STK CL A
SOLEShares18.97K
TypeSH
Market value$6.78M
1.52%
Sole
0.00
Shared
0.00
None
18.97K
CORNING INC COM
SOLEShares25.60K
TypeSH
Market value$6.54M
1.46%
Sole
0.00
Shared
0.00
None
25.60K
ROCKET LAB CORP COM
SOLEShares59.16K
TypeSH
Market value$6.01M
1.35%
Sole
0.00
Shared
0.00
None
59.16K
STATE STREET SPDR S&P 500 ETF
SOLEShares7.55K
TypeSH
Market value$5.64M
1.26%
Sole
0.00
Shared
0.00
None
7.55K
PALO ALTO NETWORKS INC COM
SOLEShares14.92K
TypeSH
Market value$5.09M
1.14%
Sole
0.00
Shared
0.00
None
14.92K
ILLUMINA INC COM
SOLEShares28.53K
TypeSH
Market value$5.02M
1.12%
Sole
0.00
Shared
0.00
None
28.53K
GE AEROSPACE COM NEW
SOLEShares12.63K
TypeSH
Market value$4.72M
1.06%
Sole
0.00
Shared
0.00
None
12.63K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares9.22K
TypeSH
Market value$4.62M
1.03%
Sole
0.00
Shared
0.00
None
9.22K
JOHNSON & JOHNSON COM
SOLEShares17.29K
TypeSH
Market value$4.39M
0.98%
Sole
0.00
Shared
0.00
None
17.29K
UNION PAC CORP COM
SOLEShares16.09K
TypeSH
Market value$4.38M
0.98%
Sole
0.00
Shared
0.00
None
16.09K
VISA INC COM CL A
SOLEShares12.42K
TypeSH
Market value$4.26M
0.95%
Sole
0.00
Shared
0.00
None
12.42K
WALMART INC COM
SOLEShares36.99K
TypeSH
Market value$4.19M
0.94%
Sole
0.00
Shared
0.00
None
36.99K
CITIGROUP INC COM NEW
SOLEShares29.07K
TypeSH
Market value$4.07M
0.91%
Sole
0.00
Shared
0.00
None
29.07K
BROADCOM INC COM
SOLEShares10.74K
TypeSH
Market value$4.06M
0.91%
Sole
0.00
Shared
0.00
None
10.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | Stock | 116.10K | SH | $33.60M 7.53% | 0.00 | 0.00 | 116.10K |
MICROSOFT CORP COMSOLE | Stock | 69.50K | SH | $25.92M 5.81% | 0.00 | 0.00 | 69.50K |
JPMORGAN CHASE & CO COMSOLE | Stock | 48.31K | SH | $15.81M 3.54% | 0.00 | 0.00 | 48.31K |
ELI LILLY & CO COMSOLE | Stock | 12.97K | SH | $15.56M 3.48% | 0.00 | 0.00 | 12.97K |
NVIDIA CORPORATION COMSOLE | Stock | 70.42K | SH | $14.09M 3.16% | 0.00 | 0.00 | 70.42K |
ALPHABET INC CAP STK CL CSOLE | Stock | 34.93K | SH | $12.34M 2.76% | 0.00 | 0.00 | 34.93K |
EXXONMOBIL HOLDINGS CORP COM SHSSOLE | Stock | 78.75K | SH | $10.77M 2.41% | 0.00 | 0.00 | 78.75K |
CATERPILLAR INC COMSOLE | Stock | 9.91K | SH | $10.55M 2.36% | 0.00 | 0.00 | 9.91K |
ABBVIE INC COMSOLE | Stock | 30.75K | SH | $7.74M 1.73% | 0.00 | 0.00 | 30.75K |
AMAZON COM INC COMSOLE | Stock | 31.39K | SH | $7.48M 1.68% | 0.00 | 0.00 | 31.39K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 24.17K | SH | $6.80M 1.52% | 0.00 | 0.00 | 24.17K |
ALPHABET INC CAP STK CL ASOLE | Stock | 18.97K | SH | $6.78M 1.52% | 0.00 | 0.00 | 18.97K |
CORNING INC COMSOLE | Stock | 25.60K | SH | $6.54M 1.46% | 0.00 | 0.00 | 25.60K |
ROCKET LAB CORP COMSOLE | Stock | 59.16K | SH | $6.01M 1.35% | 0.00 | 0.00 | 59.16K |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 7.55K | SH | $5.64M 1.26% | 0.00 | 0.00 | 7.55K |
PALO ALTO NETWORKS INC COMSOLE | Stock | 14.92K | SH | $5.09M 1.14% | 0.00 | 0.00 | 14.92K |
ILLUMINA INC COMSOLE | Stock | 28.53K | SH | $5.02M 1.12% | 0.00 | 0.00 | 28.53K |
GE AEROSPACE COM NEWSOLE | Stock | 12.63K | SH | $4.72M 1.06% | 0.00 | 0.00 | 12.63K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 9.22K | SH | $4.62M 1.03% | 0.00 | 0.00 | 9.22K |
JOHNSON & JOHNSON COMSOLE | Stock | 17.29K | SH | $4.39M 0.98% | 0.00 | 0.00 | 17.29K |
UNION PAC CORP COMSOLE | Stock | 16.09K | SH | $4.38M 0.98% | 0.00 | 0.00 | 16.09K |
VISA INC COM CL ASOLE | Stock | 12.42K | SH | $4.26M 0.95% | 0.00 | 0.00 | 12.42K |
WALMART INC COMSOLE | Stock | 36.99K | SH | $4.19M 0.94% | 0.00 | 0.00 | 36.99K |
CITIGROUP INC COM NEWSOLE | Stock | 29.07K | SH | $4.07M 0.91% | 0.00 | 0.00 | 29.07K |
BROADCOM INC COMSOLE | Stock | 10.74K | SH | $4.06M 0.91% | 0.00 | 0.00 | 10.74K |
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