Filed: 5/4/2026ACC: 0001506073-26-000002
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 321 equity positions with a total reported market value of $392.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
321
Positions
$392.38M
Total AUM (reported)
4.13M
Total Shares
Allocation by class
STOCK$361.61M92.2%
ETF$19.35M4.9%
ADR$5.39M1.4%
REIT$4.36M1.1%
CEF$1.68M0.4%
Portfolio Concentration
Top 3$67.53M17.2%
4–10$67.14M17.1%
11–25$63.39M16.2%
Rest$194.33M49.5%
Top 3 weight
17.2%
Top 10 weight
34.3%
Voting Authority Distribution
Total shares with voting rights: 4.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole321
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings321
Rows:
APPLE INC COM
SOLEShares109.19K
TypeSH
Market value$27.71M
7.06%
Sole
0.00
Shared
0.00
None
109.19K
MICROSOFT CORP COM
SOLEShares69.75K
TypeSH
Market value$25.82M
6.58%
Sole
0.00
Shared
0.00
None
69.75K
JPMORGAN CHASE & CO COM
SOLEShares47.58K
TypeSH
Market value$14.00M
3.57%
Sole
0.00
Shared
0.00
None
47.58K
EXXON MOBIL CORP COM
SOLEShares78.72K
TypeSH
Market value$13.35M
3.40%
Sole
0.00
Shared
0.00
None
78.72K
ELI LILLY & CO COM
SOLEShares12.96K
TypeSH
Market value$11.92M
3.04%
Sole
0.00
Shared
0.00
None
12.96K
NVIDIA CORPORATION COM
SOLEShares68.34K
TypeSH
Market value$11.92M
3.04%
Sole
0.00
Shared
0.00
None
68.34K
ALPHABET INC CAP STK CL C
SOLEShares35.35K
TypeSH
Market value$10.14M
2.58%
Sole
0.00
Shared
0.00
None
35.35K
CATERPILLAR INC COM
SOLEShares9.48K
TypeSH
Market value$6.72M
1.71%
Sole
0.00
Shared
0.00
None
9.48K
ABBVIE INC COM
SOLEShares30.82K
TypeSH
Market value$6.70M
1.71%
Sole
0.00
Shared
0.00
None
30.82K
AMAZON COM INC COM
SOLEShares30.62K
TypeSH
Market value$6.38M
1.63%
Sole
0.00
Shared
0.00
None
30.62K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares26.12K
TypeSH
Market value$6.33M
1.61%
Sole
0.00
Shared
0.00
None
26.12K
ALPHABET INC CAP STK CL A
SOLEShares16.54K
TypeSH
Market value$4.76M
1.21%
Sole
0.00
Shared
0.00
None
16.54K
STATE STREET SPDR S&P 500 ETF
SOLEShares7.13K
TypeSH
Market value$4.64M
1.18%
Sole
0.00
Shared
0.00
None
7.13K
HONEYWELL INTL INC COM
SOLEShares20.04K
TypeSH
Market value$4.53M
1.15%
Sole
0.00
Shared
0.00
None
20.04K
WALMART INC COM
SOLEShares35.96K
TypeSH
Market value$4.47M
1.14%
Sole
0.00
Shared
0.00
None
35.96K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares9.15K
TypeSH
Market value$4.39M
1.12%
Sole
0.00
Shared
0.00
None
9.15K
UNION PAC CORP COM
SOLEShares17.39K
TypeSH
Market value$4.22M
1.08%
Sole
0.00
Shared
0.00
None
17.39K
JOHNSON & JOHNSON COM
SOLEShares17.09K
TypeSH
Market value$4.18M
1.06%
Sole
0.00
Shared
0.00
None
17.09K
CORNING INC COM
SOLEShares29.38K
TypeSH
Market value$3.99M
1.02%
Sole
0.00
Shared
0.00
None
29.38K
BLACKSTONE INC COM
SOLEShares33.15K
TypeSH
Market value$3.81M
0.97%
Sole
0.00
Shared
0.00
None
33.15K
VISA INC COM CL A
SOLEShares12.43K
TypeSH
Market value$3.76M
0.96%
Sole
0.00
Shared
0.00
None
12.43K
ROCKET LAB CORP COM
SOLEShares58.12K
TypeSH
Market value$3.73M
0.95%
Sole
0.00
Shared
0.00
None
58.12K
GE AEROSPACE COM NEW
SOLEShares12.54K
TypeSH
Market value$3.56M
0.91%
Sole
0.00
Shared
0.00
None
12.54K
ILLUMINA INC COM
SOLEShares28.62K
TypeSH
Market value$3.53M
0.90%
Sole
0.00
Shared
0.00
None
28.62K
CITIGROUP INC COM NEW
SOLEShares30.87K
TypeSH
Market value$3.50M
0.89%
Sole
0.00
Shared
0.00
None
30.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | Stock | 109.19K | SH | $27.71M 7.06% | 0.00 | 0.00 | 109.19K |
MICROSOFT CORP COMSOLE | Stock | 69.75K | SH | $25.82M 6.58% | 0.00 | 0.00 | 69.75K |
JPMORGAN CHASE & CO COMSOLE | Stock | 47.58K | SH | $14.00M 3.57% | 0.00 | 0.00 | 47.58K |
EXXON MOBIL CORP COMSOLE | Stock | 78.72K | SH | $13.35M 3.40% | 0.00 | 0.00 | 78.72K |
ELI LILLY & CO COMSOLE | Stock | 12.96K | SH | $11.92M 3.04% | 0.00 | 0.00 | 12.96K |
NVIDIA CORPORATION COMSOLE | Stock | 68.34K | SH | $11.92M 3.04% | 0.00 | 0.00 | 68.34K |
ALPHABET INC CAP STK CL CSOLE | Stock | 35.35K | SH | $10.14M 2.58% | 0.00 | 0.00 | 35.35K |
CATERPILLAR INC COMSOLE | Stock | 9.48K | SH | $6.72M 1.71% | 0.00 | 0.00 | 9.48K |
ABBVIE INC COMSOLE | Stock | 30.82K | SH | $6.70M 1.71% | 0.00 | 0.00 | 30.82K |
AMAZON COM INC COMSOLE | Stock | 30.62K | SH | $6.38M 1.63% | 0.00 | 0.00 | 30.62K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 26.12K | SH | $6.33M 1.61% | 0.00 | 0.00 | 26.12K |
ALPHABET INC CAP STK CL ASOLE | Stock | 16.54K | SH | $4.76M 1.21% | 0.00 | 0.00 | 16.54K |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 7.13K | SH | $4.64M 1.18% | 0.00 | 0.00 | 7.13K |
HONEYWELL INTL INC COMSOLE | Stock | 20.04K | SH | $4.53M 1.15% | 0.00 | 0.00 | 20.04K |
WALMART INC COMSOLE | Stock | 35.96K | SH | $4.47M 1.14% | 0.00 | 0.00 | 35.96K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 9.15K | SH | $4.39M 1.12% | 0.00 | 0.00 | 9.15K |
UNION PAC CORP COMSOLE | Stock | 17.39K | SH | $4.22M 1.08% | 0.00 | 0.00 | 17.39K |
JOHNSON & JOHNSON COMSOLE | Stock | 17.09K | SH | $4.18M 1.06% | 0.00 | 0.00 | 17.09K |
CORNING INC COMSOLE | Stock | 29.38K | SH | $3.99M 1.02% | 0.00 | 0.00 | 29.38K |
BLACKSTONE INC COMSOLE | Stock | 33.15K | SH | $3.81M 0.97% | 0.00 | 0.00 | 33.15K |
VISA INC COM CL ASOLE | Stock | 12.43K | SH | $3.76M 0.96% | 0.00 | 0.00 | 12.43K |
ROCKET LAB CORP COMSOLE | Stock | 58.12K | SH | $3.73M 0.95% | 0.00 | 0.00 | 58.12K |
GE AEROSPACE COM NEWSOLE | Stock | 12.54K | SH | $3.56M 0.91% | 0.00 | 0.00 | 12.54K |
ILLUMINA INC COMSOLE | Stock | 28.62K | SH | $3.53M 0.90% | 0.00 | 0.00 | 28.62K |
CITIGROUP INC COM NEWSOLE | Stock | 30.87K | SH | $3.50M 0.89% | 0.00 | 0.00 | 30.87K |
Page 1 of 13
…