Filed: 2/9/2026ACC: 0001506073-26-000001
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 321 equity positions with a total reported market value of $405.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
321
Positions
$405.40M
Total AUM (reported)
4.14M
Total Shares
Allocation by class
STOCK$375.94M92.7%
ETF$18.37M4.5%
ADR$4.77M1.2%
REIT$4.55M1.1%
CEF$1.77M0.4%
Portfolio Concentration
Top 3$79.14M19.5%
4–10$68.94M17.0%
11–25$64.28M15.9%
Rest$193.04M47.6%
Top 3 weight
19.5%
Top 10 weight
36.5%
Voting Authority Distribution
Total shares with voting rights: 4.14M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.14M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole321
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings321
Rows:
MICROSOFT CORP COM
SOLEShares69.99K
TypeSH
Market value$33.85M
8.35%
Sole
0.00
Shared
0.00
None
69.99K
APPLE INC COM
SOLEShares110.26K
TypeSH
Market value$29.97M
7.39%
Sole
0.00
Shared
0.00
None
110.26K
JPMORGAN CHASE & CO COM
SOLEShares47.53K
TypeSH
Market value$15.32M
3.78%
Sole
0.00
Shared
0.00
None
47.53K
ELI LILLY & CO COM
SOLEShares12.98K
TypeSH
Market value$13.95M
3.44%
Sole
0.00
Shared
0.00
None
12.98K
NVIDIA CORPORATION COM
SOLEShares68.17K
TypeSH
Market value$12.71M
3.14%
Sole
0.00
Shared
0.00
None
68.17K
ALPHABET INC CAP STK CL C
SOLEShares35.54K
TypeSH
Market value$11.15M
2.75%
Sole
0.00
Shared
0.00
None
35.54K
EXXON MOBIL CORP COM
SOLEShares76.93K
TypeSH
Market value$9.26M
2.28%
Sole
0.00
Shared
0.00
None
76.93K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares26.50K
TypeSH
Market value$7.85M
1.94%
Sole
0.00
Shared
0.00
None
26.50K
ABBVIE INC COM
SOLEShares30.82K
TypeSH
Market value$7.04M
1.74%
Sole
0.00
Shared
0.00
None
30.82K
AMAZON COM INC COM
SOLEShares30.24K
TypeSH
Market value$6.98M
1.72%
Sole
0.00
Shared
0.00
None
30.23K
CATERPILLAR INC COM
SOLEShares9.42K
TypeSH
Market value$5.39M
1.33%
Sole
0.00
Shared
0.00
None
9.42K
ALPHABET INC CAP STK CL A
SOLEShares16.54K
TypeSH
Market value$5.18M
1.28%
Sole
0.00
Shared
0.00
None
16.54K
BLACKSTONE INC COM
SOLEShares33.30K
TypeSH
Market value$5.13M
1.27%
Sole
0.00
Shared
0.00
None
33.30K
STATE STREET SPDR S&P 500 ETF
SOLEShares6.82K
TypeSH
Market value$4.65M
1.15%
Sole
0.00
Shared
0.00
None
6.82K
VISA INC COM CL A
SOLEShares12.94K
TypeSH
Market value$4.54M
1.12%
Sole
0.00
Shared
0.00
None
12.94K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares8.65K
TypeSH
Market value$4.35M
1.07%
Sole
0.00
Shared
0.00
None
8.65K
BROADCOM INC COM
SOLEShares12.17K
TypeSH
Market value$4.21M
1.04%
Sole
0.00
Shared
0.00
None
12.17K
UNION PAC CORP COM
SOLEShares17.49K
TypeSH
Market value$4.05M
1.00%
Sole
0.00
Shared
0.00
None
17.49K
ROCKET LAB CORP COM
SOLEShares57.64K
TypeSH
Market value$4.02M
0.99%
Sole
0.00
Shared
0.00
None
57.64K
WALMART INC COM
SOLEShares36K
TypeSH
Market value$4.01M
0.99%
Sole
0.00
Shared
0.00
None
36K
HONEYWELL INTL INC COM
SOLEShares20.04K
TypeSH
Market value$3.91M
0.96%
Sole
0.00
Shared
0.00
None
20.04K
ILLUMINA INC COM
SOLEShares28.62K
TypeSH
Market value$3.75M
0.93%
Sole
0.00
Shared
0.00
None
28.62K
ABBOTT LABS COM
SOLEShares29.75K
TypeSH
Market value$3.73M
0.92%
Sole
0.00
Shared
0.00
None
29.75K
GE AEROSPACE COM NEW
SOLEShares12.10K
TypeSH
Market value$3.73M
0.92%
Sole
0.00
Shared
0.00
None
12.10K
CITIGROUP INC COM NEW
SOLEShares31.19K
TypeSH
Market value$3.64M
0.90%
Sole
0.00
Shared
0.00
None
31.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 69.99K | SH | $33.85M 8.35% | 0.00 | 0.00 | 69.99K |
APPLE INC COMSOLE | Stock | 110.26K | SH | $29.97M 7.39% | 0.00 | 0.00 | 110.26K |
JPMORGAN CHASE & CO COMSOLE | Stock | 47.53K | SH | $15.32M 3.78% | 0.00 | 0.00 | 47.53K |
ELI LILLY & CO COMSOLE | Stock | 12.98K | SH | $13.95M 3.44% | 0.00 | 0.00 | 12.98K |
NVIDIA CORPORATION COMSOLE | Stock | 68.17K | SH | $12.71M 3.14% | 0.00 | 0.00 | 68.17K |
ALPHABET INC CAP STK CL CSOLE | Stock | 35.54K | SH | $11.15M 2.75% | 0.00 | 0.00 | 35.54K |
EXXON MOBIL CORP COMSOLE | Stock | 76.93K | SH | $9.26M 2.28% | 0.00 | 0.00 | 76.93K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 26.50K | SH | $7.85M 1.94% | 0.00 | 0.00 | 26.50K |
ABBVIE INC COMSOLE | Stock | 30.82K | SH | $7.04M 1.74% | 0.00 | 0.00 | 30.82K |
AMAZON COM INC COMSOLE | Stock | 30.24K | SH | $6.98M 1.72% | 0.00 | 0.00 | 30.23K |
CATERPILLAR INC COMSOLE | Stock | 9.42K | SH | $5.39M 1.33% | 0.00 | 0.00 | 9.42K |
ALPHABET INC CAP STK CL ASOLE | Stock | 16.54K | SH | $5.18M 1.28% | 0.00 | 0.00 | 16.54K |
BLACKSTONE INC COMSOLE | Stock | 33.30K | SH | $5.13M 1.27% | 0.00 | 0.00 | 33.30K |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 6.82K | SH | $4.65M 1.15% | 0.00 | 0.00 | 6.82K |
VISA INC COM CL ASOLE | Stock | 12.94K | SH | $4.54M 1.12% | 0.00 | 0.00 | 12.94K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 8.65K | SH | $4.35M 1.07% | 0.00 | 0.00 | 8.65K |
BROADCOM INC COMSOLE | Stock | 12.17K | SH | $4.21M 1.04% | 0.00 | 0.00 | 12.17K |
UNION PAC CORP COMSOLE | Stock | 17.49K | SH | $4.05M 1.00% | 0.00 | 0.00 | 17.49K |
ROCKET LAB CORP COMSOLE | Stock | 57.64K | SH | $4.02M 0.99% | 0.00 | 0.00 | 57.64K |
WALMART INC COMSOLE | Stock | 36K | SH | $4.01M 0.99% | 0.00 | 0.00 | 36K |
HONEYWELL INTL INC COMSOLE | Stock | 20.04K | SH | $3.91M 0.96% | 0.00 | 0.00 | 20.04K |
ILLUMINA INC COMSOLE | Stock | 28.62K | SH | $3.75M 0.93% | 0.00 | 0.00 | 28.62K |
ABBOTT LABS COMSOLE | Stock | 29.75K | SH | $3.73M 0.92% | 0.00 | 0.00 | 29.75K |
GE AEROSPACE COM NEWSOLE | Stock | 12.10K | SH | $3.73M 0.92% | 0.00 | 0.00 | 12.10K |
CITIGROUP INC COM NEWSOLE | Stock | 31.19K | SH | $3.64M 0.90% | 0.00 | 0.00 | 31.19K |
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