Filed: 11/5/2025ACC: 0001506073-25-000003
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 324 equity positions with a total reported market value of $383.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
324
Positions
$383.41M
Total AUM (reported)
4.07M
Total Shares
Allocation by class
STOCK$359.54M93.8%
ETF$13.87M3.6%
REIT$4.50M1.2%
ADR$3.97M1.0%
CEF$1.52M0.4%
Portfolio Concentration
Top 3$79.20M20.7%
4–10$59.38M15.5%
11–25$60.34M15.7%
Rest$184.49M48.1%
Top 3 weight
20.7%
Top 10 weight
36.1%
Voting Authority Distribution
Total shares with voting rights: 4.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole324
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings324
Rows:
MICROSOFT CORP COM
SOLEShares68.19K
TypeSH
Market value$35.32M
9.21%
Sole
0.00
Shared
0.00
None
68.19K
APPLE INC COM
SOLEShares111.25K
TypeSH
Market value$28.33M
7.39%
Sole
0.00
Shared
0.00
None
111.25K
JPMORGAN CHASE & CO. COM
SOLEShares49.31K
TypeSH
Market value$15.55M
4.06%
Sole
0.00
Shared
0.00
None
49.31K
NVIDIA CORPORATION COM
SOLEShares66.57K
TypeSH
Market value$12.42M
3.24%
Sole
0.00
Shared
0.00
None
66.57K
ELI LILLY & CO COM
SOLEShares12.82K
TypeSH
Market value$9.78M
2.55%
Sole
0.00
Shared
0.00
None
12.82K
ALPHABET INC CAP STK CL C
SOLEShares34.82K
TypeSH
Market value$8.48M
2.21%
Sole
0.00
Shared
0.00
None
34.82K
EXXON MOBIL CORP COM
SOLEShares67.60K
TypeSH
Market value$7.62M
1.99%
Sole
0.00
Shared
0.00
None
67.59K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares26.97K
TypeSH
Market value$7.61M
1.98%
Sole
0.00
Shared
0.00
None
26.97K
ABBVIE INC COM
SOLEShares29.44K
TypeSH
Market value$6.82M
1.78%
Sole
0.00
Shared
0.00
None
29.44K
AMAZON COM INC COM
SOLEShares30.27K
TypeSH
Market value$6.65M
1.73%
Sole
0.00
Shared
0.00
None
30.27K
BLACKSTONE INC COM
SOLEShares33.35K
TypeSH
Market value$5.70M
1.49%
Sole
0.00
Shared
0.00
None
33.35K
ALPHABET INC CAP STK CL A
SOLEShares18.42K
TypeSH
Market value$4.48M
1.17%
Sole
0.00
Shared
0.00
None
18.42K
HONEYWELL INTL INC COM
SOLEShares20.53K
TypeSH
Market value$4.32M
1.13%
Sole
0.00
Shared
0.00
None
20.53K
VISA INC COM CL A
SOLEShares12.65K
TypeSH
Market value$4.32M
1.13%
Sole
0.00
Shared
0.00
None
12.65K
CATERPILLAR INC COM
SOLEShares8.91K
TypeSH
Market value$4.25M
1.11%
Sole
0.00
Shared
0.00
None
8.91K
FLOWERS FOODS INC COM
SOLEShares323.35K
TypeSH
Market value$4.22M
1.10%
Sole
0.00
Shared
0.00
None
323.35K
BROADCOM INC COM
SOLEShares12.67K
TypeSH
Market value$4.18M
1.09%
Sole
0.00
Shared
0.00
None
12.67K
UNION PAC CORP COM
SOLEShares17.49K
TypeSH
Market value$4.13M
1.08%
Sole
0.00
Shared
0.00
None
17.49K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares8.18K
TypeSH
Market value$4.11M
1.07%
Sole
0.00
Shared
0.00
None
8.18K
WALMART INC COM
SOLEShares35.95K
TypeSH
Market value$3.71M
0.97%
Sole
0.00
Shared
0.00
None
35.95K
ABBOTT LABS COM
SOLEShares26.65K
TypeSH
Market value$3.57M
0.93%
Sole
0.00
Shared
0.00
None
26.65K
DISNEY WALT CO COM
SOLEShares30.75K
TypeSH
Market value$3.52M
0.92%
Sole
0.00
Shared
0.00
None
30.75K
ROCKET LAB CORP COM
SOLEShares72.66K
TypeSH
Market value$3.48M
0.91%
Sole
0.00
Shared
0.00
None
72.66K
NEWMONT CORP COM
SOLEShares37.80K
TypeSH
Market value$3.19M
0.83%
Sole
0.00
Shared
0.00
None
37.80K
CITIGROUP INC COM NEW
SOLEShares31.19K
TypeSH
Market value$3.17M
0.83%
Sole
0.00
Shared
0.00
None
31.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 68.19K | SH | $35.32M 9.21% | 0.00 | 0.00 | 68.19K |
APPLE INC COMSOLE | Stock | 111.25K | SH | $28.33M 7.39% | 0.00 | 0.00 | 111.25K |
JPMORGAN CHASE & CO. COMSOLE | Stock | 49.31K | SH | $15.55M 4.06% | 0.00 | 0.00 | 49.31K |
NVIDIA CORPORATION COMSOLE | Stock | 66.57K | SH | $12.42M 3.24% | 0.00 | 0.00 | 66.57K |
ELI LILLY & CO COMSOLE | Stock | 12.82K | SH | $9.78M 2.55% | 0.00 | 0.00 | 12.82K |
ALPHABET INC CAP STK CL CSOLE | Stock | 34.82K | SH | $8.48M 2.21% | 0.00 | 0.00 | 34.82K |
EXXON MOBIL CORP COMSOLE | Stock | 67.60K | SH | $7.62M 1.99% | 0.00 | 0.00 | 67.59K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 26.97K | SH | $7.61M 1.98% | 0.00 | 0.00 | 26.97K |
ABBVIE INC COMSOLE | Stock | 29.44K | SH | $6.82M 1.78% | 0.00 | 0.00 | 29.44K |
AMAZON COM INC COMSOLE | Stock | 30.27K | SH | $6.65M 1.73% | 0.00 | 0.00 | 30.27K |
BLACKSTONE INC COMSOLE | Stock | 33.35K | SH | $5.70M 1.49% | 0.00 | 0.00 | 33.35K |
ALPHABET INC CAP STK CL ASOLE | Stock | 18.42K | SH | $4.48M 1.17% | 0.00 | 0.00 | 18.42K |
HONEYWELL INTL INC COMSOLE | Stock | 20.53K | SH | $4.32M 1.13% | 0.00 | 0.00 | 20.53K |
VISA INC COM CL ASOLE | Stock | 12.65K | SH | $4.32M 1.13% | 0.00 | 0.00 | 12.65K |
CATERPILLAR INC COMSOLE | Stock | 8.91K | SH | $4.25M 1.11% | 0.00 | 0.00 | 8.91K |
FLOWERS FOODS INC COMSOLE | Stock | 323.35K | SH | $4.22M 1.10% | 0.00 | 0.00 | 323.35K |
BROADCOM INC COMSOLE | Stock | 12.67K | SH | $4.18M 1.09% | 0.00 | 0.00 | 12.67K |
UNION PAC CORP COMSOLE | Stock | 17.49K | SH | $4.13M 1.08% | 0.00 | 0.00 | 17.49K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 8.18K | SH | $4.11M 1.07% | 0.00 | 0.00 | 8.18K |
WALMART INC COMSOLE | Stock | 35.95K | SH | $3.71M 0.97% | 0.00 | 0.00 | 35.95K |
ABBOTT LABS COMSOLE | Stock | 26.65K | SH | $3.57M 0.93% | 0.00 | 0.00 | 26.65K |
DISNEY WALT CO COMSOLE | Stock | 30.75K | SH | $3.52M 0.92% | 0.00 | 0.00 | 30.75K |
ROCKET LAB CORP COMSOLE | Stock | 72.66K | SH | $3.48M 0.91% | 0.00 | 0.00 | 72.66K |
NEWMONT CORP COMSOLE | Stock | 37.80K | SH | $3.19M 0.83% | 0.00 | 0.00 | 37.80K |
CITIGROUP INC COM NEWSOLE | Stock | 31.19K | SH | $3.17M 0.83% | 0.00 | 0.00 | 31.19K |
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