Filed: 8/7/2024ACC: 0001506073-24-000004
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 304 equity positions with a total reported market value of $307.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
304
Positions
$307.02M
Total AUM (reported)
3.92M
Total Shares
Allocation by class
STOCK$291.92M95.1%
ETF$8.64M2.8%
REIT$3.74M1.2%
ADR$1.37M0.4%
CEF$1.35M0.4%
Portfolio Concentration
Top 3$66.38M21.6%
4–10$49.00M16.0%
11–25$50.14M16.3%
Rest$141.51M46.1%
Top 3 weight
21.6%
Top 10 weight
37.6%
Voting Authority Distribution
Total shares with voting rights: 3.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole304
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings304
Rows:
MICROSOFT CORP COM
SOLEShares68.63K
TypeSH
Market value$30.67M
9.99%
Sole
0.00
Shared
0.00
None
68.62K
APPLE INC COM
SOLEShares111.33K
TypeSH
Market value$23.45M
7.64%
Sole
0.00
Shared
0.00
None
111.33K
ELI LILLY & CO COM
SOLEShares13.54K
TypeSH
Market value$12.26M
3.99%
Sole
0.00
Shared
0.00
None
13.54K
JPMORGAN CHASE & CO. COM
SOLEShares48.35K
TypeSH
Market value$9.78M
3.19%
Sole
0.00
Shared
0.00
None
48.35K
NVIDIA CORPORATION COM
SOLEShares65.51K
TypeSH
Market value$8.09M
2.64%
Sole
0.00
Shared
0.00
None
65.51K
EXXON MOBIL CORP COM
SOLEShares63K
TypeSH
Market value$7.25M
2.36%
Sole
0.00
Shared
0.00
None
63K
FLOWERS FOODS INC COM
SOLEShares323.47K
TypeSH
Market value$7.18M
2.34%
Sole
0.00
Shared
0.00
None
323.47K
ALPHABET INC CAP STK CL C
SOLEShares34K
TypeSH
Market value$6.24M
2.03%
Sole
0.00
Shared
0.00
None
34K
AMAZON COM INC COM
SOLEShares27.83K
TypeSH
Market value$5.38M
1.75%
Sole
0.00
Shared
0.00
None
27.83K
ABBVIE INC COM
SOLEShares29.60K
TypeSH
Market value$5.08M
1.65%
Sole
0.00
Shared
0.00
None
29.60K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares25.66K
TypeSH
Market value$4.44M
1.45%
Sole
0.00
Shared
0.00
None
25.66K
HONEYWELL INTL INC COM
SOLEShares20.66K
TypeSH
Market value$4.41M
1.44%
Sole
0.00
Shared
0.00
None
20.66K
BLACKSTONE INC COM
SOLEShares32.95K
TypeSH
Market value$4.08M
1.33%
Sole
0.00
Shared
0.00
None
32.95K
UNION PAC CORP COM
SOLEShares17.49K
TypeSH
Market value$3.96M
1.29%
Sole
0.00
Shared
0.00
None
17.49K
VISA INC COM CL A
SOLEShares14.35K
TypeSH
Market value$3.77M
1.23%
Sole
0.00
Shared
0.00
None
14.35K
ILLUMINA INC COM
SOLEShares32.77K
TypeSH
Market value$3.42M
1.11%
Sole
0.00
Shared
0.00
None
32.77K
MERCK & CO INC COM
SOLEShares26.52K
TypeSH
Market value$3.28M
1.07%
Sole
0.00
Shared
0.00
None
26.52K
CATERPILLAR INC COM
SOLEShares9.61K
TypeSH
Market value$3.20M
1.04%
Sole
0.00
Shared
0.00
None
9.61K
DISNEY WALT CO COM
SOLEShares31.70K
TypeSH
Market value$3.15M
1.03%
Sole
0.00
Shared
0.00
None
31.70K
S&P GLOBAL INC COM
SOLEShares7K
TypeSH
Market value$3.12M
1.02%
Sole
0.00
Shared
0.00
None
7K
ALPHABET INC CAP STK CL A
SOLEShares16.35K
TypeSH
Market value$2.98M
0.97%
Sole
0.00
Shared
0.00
None
16.35K
ABBOTT LABS COM
SOLEShares27.12K
TypeSH
Market value$2.82M
0.92%
Sole
0.00
Shared
0.00
None
27.12K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares6.80K
TypeSH
Market value$2.77M
0.90%
Sole
0.00
Shared
0.00
None
6.80K
BROADCOM INC COM
SOLEShares1.52K
TypeSH
Market value$2.44M
0.80%
Sole
0.00
Shared
0.00
None
1.52K
JOHNSON & JOHNSON COM
SOLEShares15.85K
TypeSH
Market value$2.32M
0.75%
Sole
0.00
Shared
0.00
None
15.85K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 68.63K | SH | $30.67M 9.99% | 0.00 | 0.00 | 68.62K |
APPLE INC COMSOLE | Stock | 111.33K | SH | $23.45M 7.64% | 0.00 | 0.00 | 111.33K |
ELI LILLY & CO COMSOLE | Stock | 13.54K | SH | $12.26M 3.99% | 0.00 | 0.00 | 13.54K |
JPMORGAN CHASE & CO. COMSOLE | Stock | 48.35K | SH | $9.78M 3.19% | 0.00 | 0.00 | 48.35K |
NVIDIA CORPORATION COMSOLE | Stock | 65.51K | SH | $8.09M 2.64% | 0.00 | 0.00 | 65.51K |
EXXON MOBIL CORP COMSOLE | Stock | 63K | SH | $7.25M 2.36% | 0.00 | 0.00 | 63K |
FLOWERS FOODS INC COMSOLE | Stock | 323.47K | SH | $7.18M 2.34% | 0.00 | 0.00 | 323.47K |
ALPHABET INC CAP STK CL CSOLE | Stock | 34K | SH | $6.24M 2.03% | 0.00 | 0.00 | 34K |
AMAZON COM INC COMSOLE | Stock | 27.83K | SH | $5.38M 1.75% | 0.00 | 0.00 | 27.83K |
ABBVIE INC COMSOLE | Stock | 29.60K | SH | $5.08M 1.65% | 0.00 | 0.00 | 29.60K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 25.66K | SH | $4.44M 1.45% | 0.00 | 0.00 | 25.66K |
HONEYWELL INTL INC COMSOLE | Stock | 20.66K | SH | $4.41M 1.44% | 0.00 | 0.00 | 20.66K |
BLACKSTONE INC COMSOLE | Stock | 32.95K | SH | $4.08M 1.33% | 0.00 | 0.00 | 32.95K |
UNION PAC CORP COMSOLE | Stock | 17.49K | SH | $3.96M 1.29% | 0.00 | 0.00 | 17.49K |
VISA INC COM CL ASOLE | Stock | 14.35K | SH | $3.77M 1.23% | 0.00 | 0.00 | 14.35K |
ILLUMINA INC COMSOLE | Stock | 32.77K | SH | $3.42M 1.11% | 0.00 | 0.00 | 32.77K |
MERCK & CO INC COMSOLE | Stock | 26.52K | SH | $3.28M 1.07% | 0.00 | 0.00 | 26.52K |
CATERPILLAR INC COMSOLE | Stock | 9.61K | SH | $3.20M 1.04% | 0.00 | 0.00 | 9.61K |
DISNEY WALT CO COMSOLE | Stock | 31.70K | SH | $3.15M 1.03% | 0.00 | 0.00 | 31.70K |
S&P GLOBAL INC COMSOLE | Stock | 7K | SH | $3.12M 1.02% | 0.00 | 0.00 | 7K |
ALPHABET INC CAP STK CL ASOLE | Stock | 16.35K | SH | $2.98M 0.97% | 0.00 | 0.00 | 16.35K |
ABBOTT LABS COMSOLE | Stock | 27.12K | SH | $2.82M 0.92% | 0.00 | 0.00 | 27.12K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 6.80K | SH | $2.77M 0.90% | 0.00 | 0.00 | 6.80K |
BROADCOM INC COMSOLE | Stock | 1.52K | SH | $2.44M 0.80% | 0.00 | 0.00 | 1.52K |
JOHNSON & JOHNSON COMSOLE | Stock | 15.85K | SH | $2.32M 0.75% | 0.00 | 0.00 | 15.85K |
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