Filed: 11/14/2023ACC: 0001506073-23-000005
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 289 equity positions with a total reported market value of $399.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
289
Positions
$399.96M
Total AUM (reported)
11.05M
Total Shares
Allocation by class
STOCK$389.32M97.3%
REIT$3.87M1.0%
ETF$3.61M0.9%
ADR$2.10M0.5%
CEF$1.06M0.3%
Portfolio Concentration
Top 3$192.86M48.2%
4–10$39.76M9.9%
11–25$43.56M10.9%
Rest$123.77M30.9%
Top 3 weight
48.2%
Top 10 weight
58.2%
Voting Authority Distribution
Total shares with voting rights: 11.05M
Sole
Full voting authority
6.53M
shares
% of voting shares59.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.53M
shares
% of voting shares40.9%
Investment Discretion (by position count)
Sole289
Shared0
Other0
Dominant voting typeSole · 59.1% of voting shares
Institutional Holdings289
Rows:
FLOWERS FOODS INC COM
SOLEShares6.85M
TypeSH
Market value$151.92M
37.98%
Sole
6.53M
Shared
0.00
None
322.31K
MICROSOFT CORP COM
SOLEShares70.31K
TypeSH
Market value$22.20M
5.55%
Sole
0.00
Shared
0.00
None
70.30K
APPLE INC COM
SOLEShares109.50K
TypeSH
Market value$18.75M
4.69%
Sole
0.00
Shared
0.00
None
109.50K
ELI LILLY & CO COM
SOLEShares13.19K
TypeSH
Market value$7.08M
1.77%
Sole
0.00
Shared
0.00
None
13.19K
JPMORGAN CHASE & CO COM
SOLEShares48.70K
TypeSH
Market value$7.06M
1.77%
Sole
0.00
Shared
0.00
None
48.70K
ILLUMINA INC COM
SOLEShares47.28K
TypeSH
Market value$6.49M
1.62%
Sole
0.00
Shared
0.00
None
47.28K
EXXON MOBIL CORP COM
SOLEShares53.42K
TypeSH
Market value$6.28M
1.57%
Sole
0.00
Shared
0.00
None
53.42K
ABBVIE INC COM
SOLEShares30.56K
TypeSH
Market value$4.56M
1.14%
Sole
0.00
Shared
0.00
None
30.56K
ALPHABET INC CAP STK CL C
SOLEShares33.33K
TypeSH
Market value$4.39M
1.10%
Sole
0.00
Shared
0.00
None
33.33K
BLACKSTONE INC COM
SOLEShares36.29K
TypeSH
Market value$3.89M
0.97%
Sole
0.00
Shared
0.00
None
36.29K
HONEYWELL INTL INC COM
SOLEShares20.66K
TypeSH
Market value$3.82M
0.95%
Sole
0.00
Shared
0.00
None
20.66K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares26.25K
TypeSH
Market value$3.68M
0.92%
Sole
0.00
Shared
0.00
None
26.25K
UNION PAC CORP COM
SOLEShares16.89K
TypeSH
Market value$3.44M
0.86%
Sole
0.00
Shared
0.00
None
16.89K
AMAZON COM INC COM
SOLEShares26.53K
TypeSH
Market value$3.37M
0.84%
Sole
0.00
Shared
0.00
None
26.53K
VISA INC COM CL A
SOLEShares13.51K
TypeSH
Market value$3.11M
0.78%
Sole
0.00
Shared
0.00
None
13.51K
S&P GLOBAL INC COM
SOLEShares7.90K
TypeSH
Market value$2.89M
0.72%
Sole
0.00
Shared
0.00
None
7.90K
ABBOTT LABS COM
SOLEShares28.41K
TypeSH
Market value$2.75M
0.69%
Sole
0.00
Shared
0.00
None
28.41K
MERCK & CO INC COM
SOLEShares26.62K
TypeSH
Market value$2.74M
0.69%
Sole
0.00
Shared
0.00
None
26.62K
DISNEY WALT CO COM
SOLEShares33.23K
TypeSH
Market value$2.69M
0.67%
Sole
0.00
Shared
0.00
None
33.23K
NVIDIA CORPORATION COM
SOLEShares6.04K
TypeSH
Market value$2.63M
0.66%
Sole
0.00
Shared
0.00
None
6.04K
CATERPILLAR INC COM
SOLEShares9.60K
TypeSH
Market value$2.62M
0.66%
Sole
0.00
Shared
0.00
None
9.60K
FLUOR CORP NEW COM
SOLEShares69.15K
TypeSH
Market value$2.54M
0.63%
Sole
0.00
Shared
0.00
None
69.15K
PFIZER INC COM
SOLEShares73.40K
TypeSH
Market value$2.43M
0.61%
Sole
0.00
Shared
0.00
None
73.40K
JOHNSON & JOHNSON COM
SOLEShares15.62K
TypeSH
Market value$2.43M
0.61%
Sole
0.00
Shared
0.00
None
15.62K
CVS HEALTH CORP COM
SOLEShares34.70K
TypeSH
Market value$2.42M
0.61%
Sole
0.00
Shared
0.00
None
34.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLOWERS FOODS INC COMSOLE | Stock | 6.85M | SH | $151.92M 37.98% | 6.53M | 0.00 | 322.31K |
MICROSOFT CORP COMSOLE | Stock | 70.31K | SH | $22.20M 5.55% | 0.00 | 0.00 | 70.30K |
APPLE INC COMSOLE | Stock | 109.50K | SH | $18.75M 4.69% | 0.00 | 0.00 | 109.50K |
ELI LILLY & CO COMSOLE | Stock | 13.19K | SH | $7.08M 1.77% | 0.00 | 0.00 | 13.19K |
JPMORGAN CHASE & CO COMSOLE | Stock | 48.70K | SH | $7.06M 1.77% | 0.00 | 0.00 | 48.70K |
ILLUMINA INC COMSOLE | Stock | 47.28K | SH | $6.49M 1.62% | 0.00 | 0.00 | 47.28K |
EXXON MOBIL CORP COMSOLE | Stock | 53.42K | SH | $6.28M 1.57% | 0.00 | 0.00 | 53.42K |
ABBVIE INC COMSOLE | Stock | 30.56K | SH | $4.56M 1.14% | 0.00 | 0.00 | 30.56K |
ALPHABET INC CAP STK CL CSOLE | Stock | 33.33K | SH | $4.39M 1.10% | 0.00 | 0.00 | 33.33K |
BLACKSTONE INC COMSOLE | Stock | 36.29K | SH | $3.89M 0.97% | 0.00 | 0.00 | 36.29K |
HONEYWELL INTL INC COMSOLE | Stock | 20.66K | SH | $3.82M 0.95% | 0.00 | 0.00 | 20.66K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 26.25K | SH | $3.68M 0.92% | 0.00 | 0.00 | 26.25K |
UNION PAC CORP COMSOLE | Stock | 16.89K | SH | $3.44M 0.86% | 0.00 | 0.00 | 16.89K |
AMAZON COM INC COMSOLE | Stock | 26.53K | SH | $3.37M 0.84% | 0.00 | 0.00 | 26.53K |
VISA INC COM CL ASOLE | Stock | 13.51K | SH | $3.11M 0.78% | 0.00 | 0.00 | 13.51K |
S&P GLOBAL INC COMSOLE | Stock | 7.90K | SH | $2.89M 0.72% | 0.00 | 0.00 | 7.90K |
ABBOTT LABS COMSOLE | Stock | 28.41K | SH | $2.75M 0.69% | 0.00 | 0.00 | 28.41K |
MERCK & CO INC COMSOLE | Stock | 26.62K | SH | $2.74M 0.69% | 0.00 | 0.00 | 26.62K |
DISNEY WALT CO COMSOLE | Stock | 33.23K | SH | $2.69M 0.67% | 0.00 | 0.00 | 33.23K |
NVIDIA CORPORATION COMSOLE | Stock | 6.04K | SH | $2.63M 0.66% | 0.00 | 0.00 | 6.04K |
CATERPILLAR INC COMSOLE | Stock | 9.60K | SH | $2.62M 0.66% | 0.00 | 0.00 | 9.60K |
FLUOR CORP NEW COMSOLE | Stock | 69.15K | SH | $2.54M 0.63% | 0.00 | 0.00 | 69.15K |
PFIZER INC COMSOLE | Stock | 73.40K | SH | $2.43M 0.61% | 0.00 | 0.00 | 73.40K |
JOHNSON & JOHNSON COMSOLE | Stock | 15.62K | SH | $2.43M 0.61% | 0.00 | 0.00 | 15.62K |
CVS HEALTH CORP COMSOLE | Stock | 34.70K | SH | $2.42M 0.61% | 0.00 | 0.00 | 34.70K |
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