Filed: 8/11/2023ACC: 0001506073-23-000003
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 292 equity positions with a total reported market value of $425.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
292
Positions
$425.34M
Total AUM (reported)
11.14M
Total Shares
Allocation by class
STOCK$415.30M97.6%
REIT$3.56M0.8%
ETF$3.38M0.8%
ADR$2.09M0.5%
CEF$1.01M0.2%
Portfolio Concentration
Top 3$214.03M50.3%
4–10$41.74M9.8%
11–25$42.87M10.1%
Rest$126.69M29.8%
Top 3 weight
50.3%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 11.14M
Sole
Full voting authority
6.53M
shares
% of voting shares58.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.61M
shares
% of voting shares41.4%
Investment Discretion (by position count)
Sole292
Shared0
Other0
Dominant voting typeSole · 58.6% of voting shares
Institutional Holdings292
Rows:
FLOWERS FOODS INC COM
SOLEShares6.85M
TypeSH
Market value$170.46M
40.08%
Sole
6.53M
Shared
0.00
None
324.29K
MICROSOFT CORP COM
SOLEShares64.73K
TypeSH
Market value$22.04M
5.18%
Sole
0.00
Shared
0.00
None
64.73K
APPLE INC COM
SOLEShares110.99K
TypeSH
Market value$21.53M
5.06%
Sole
0.00
Shared
0.00
None
110.99K
ILLUMINA INC COM
SOLEShares53.36K
TypeSH
Market value$10.00M
2.35%
Sole
0.00
Shared
0.00
None
53.36K
JPMORGAN CHASE & CO COM
SOLEShares49K
TypeSH
Market value$7.13M
1.68%
Sole
0.00
Shared
0.00
None
48.99K
ELI LILLY & CO COM
SOLEShares13.86K
TypeSH
Market value$6.50M
1.53%
Sole
0.00
Shared
0.00
None
13.86K
EXXON MOBIL CORP COM
SOLEShares53.82K
TypeSH
Market value$5.77M
1.36%
Sole
0.00
Shared
0.00
None
53.82K
HONEYWELL INTL INC COM
SOLEShares21.54K
TypeSH
Market value$4.47M
1.05%
Sole
0.00
Shared
0.00
None
21.54K
ALPHABET INC CAP STK CL C
SOLEShares34.25K
TypeSH
Market value$4.14M
0.97%
Sole
0.00
Shared
0.00
None
34.25K
UNION PAC CORP COM
SOLEShares18.21K
TypeSH
Market value$3.73M
0.88%
Sole
0.00
Shared
0.00
None
18.21K
ABBVIE INC COM
SOLEShares27.34K
TypeSH
Market value$3.68M
0.87%
Sole
0.00
Shared
0.00
None
27.34K
AMAZON COM INC COM
SOLEShares26.83K
TypeSH
Market value$3.50M
0.82%
Sole
0.00
Shared
0.00
None
26.83K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares25.97K
TypeSH
Market value$3.48M
0.82%
Sole
0.00
Shared
0.00
None
25.97K
BLACKSTONE INC COM
SOLEShares37.04K
TypeSH
Market value$3.44M
0.81%
Sole
0.00
Shared
0.00
None
37.04K
VISA INC COM CL A
SOLEShares13.57K
TypeSH
Market value$3.22M
0.76%
Sole
0.00
Shared
0.00
None
13.57K
S&P GLOBAL INC COM
SOLEShares7.90K
TypeSH
Market value$3.17M
0.74%
Sole
0.00
Shared
0.00
None
7.90K
MERCK & CO INC COM
SOLEShares25.12K
TypeSH
Market value$2.90M
0.68%
Sole
0.00
Shared
0.00
None
25.12K
DISNEY WALT CO COM
SOLEShares29.52K
TypeSH
Market value$2.64M
0.62%
Sole
0.00
Shared
0.00
None
29.52K
ABBOTT LABS COM
SOLEShares23.87K
TypeSH
Market value$2.60M
0.61%
Sole
0.00
Shared
0.00
None
23.87K
NVIDIA CORPORATION COM
SOLEShares6.12K
TypeSH
Market value$2.59M
0.61%
Sole
0.00
Shared
0.00
None
6.12K
BOEING CO COM
SOLEShares11.40K
TypeSH
Market value$2.41M
0.57%
Sole
0.00
Shared
0.00
None
11.40K
CATERPILLAR INC COM
SOLEShares9.60K
TypeSH
Market value$2.36M
0.56%
Sole
0.00
Shared
0.00
None
9.60K
BRISTOL-MYERS SQUIBB CO COM
SOLEShares36.47K
TypeSH
Market value$2.33M
0.55%
Sole
0.00
Shared
0.00
None
36.47K
JOHNSON & JOHNSON COM
SOLEShares13.83K
TypeSH
Market value$2.29M
0.54%
Sole
0.00
Shared
0.00
None
13.83K
CVS HEALTH CORP COM
SOLEShares32.78K
TypeSH
Market value$2.27M
0.53%
Sole
0.00
Shared
0.00
None
32.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLOWERS FOODS INC COMSOLE | Stock | 6.85M | SH | $170.46M 40.08% | 6.53M | 0.00 | 324.29K |
MICROSOFT CORP COMSOLE | Stock | 64.73K | SH | $22.04M 5.18% | 0.00 | 0.00 | 64.73K |
APPLE INC COMSOLE | Stock | 110.99K | SH | $21.53M 5.06% | 0.00 | 0.00 | 110.99K |
ILLUMINA INC COMSOLE | Stock | 53.36K | SH | $10.00M 2.35% | 0.00 | 0.00 | 53.36K |
JPMORGAN CHASE & CO COMSOLE | Stock | 49K | SH | $7.13M 1.68% | 0.00 | 0.00 | 48.99K |
ELI LILLY & CO COMSOLE | Stock | 13.86K | SH | $6.50M 1.53% | 0.00 | 0.00 | 13.86K |
EXXON MOBIL CORP COMSOLE | Stock | 53.82K | SH | $5.77M 1.36% | 0.00 | 0.00 | 53.82K |
HONEYWELL INTL INC COMSOLE | Stock | 21.54K | SH | $4.47M 1.05% | 0.00 | 0.00 | 21.54K |
ALPHABET INC CAP STK CL CSOLE | Stock | 34.25K | SH | $4.14M 0.97% | 0.00 | 0.00 | 34.25K |
UNION PAC CORP COMSOLE | Stock | 18.21K | SH | $3.73M 0.88% | 0.00 | 0.00 | 18.21K |
ABBVIE INC COMSOLE | Stock | 27.34K | SH | $3.68M 0.87% | 0.00 | 0.00 | 27.34K |
AMAZON COM INC COMSOLE | Stock | 26.83K | SH | $3.50M 0.82% | 0.00 | 0.00 | 26.83K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 25.97K | SH | $3.48M 0.82% | 0.00 | 0.00 | 25.97K |
BLACKSTONE INC COMSOLE | Stock | 37.04K | SH | $3.44M 0.81% | 0.00 | 0.00 | 37.04K |
VISA INC COM CL ASOLE | Stock | 13.57K | SH | $3.22M 0.76% | 0.00 | 0.00 | 13.57K |
S&P GLOBAL INC COMSOLE | Stock | 7.90K | SH | $3.17M 0.74% | 0.00 | 0.00 | 7.90K |
MERCK & CO INC COMSOLE | Stock | 25.12K | SH | $2.90M 0.68% | 0.00 | 0.00 | 25.12K |
DISNEY WALT CO COMSOLE | Stock | 29.52K | SH | $2.64M 0.62% | 0.00 | 0.00 | 29.52K |
ABBOTT LABS COMSOLE | Stock | 23.87K | SH | $2.60M 0.61% | 0.00 | 0.00 | 23.87K |
NVIDIA CORPORATION COMSOLE | Stock | 6.12K | SH | $2.59M 0.61% | 0.00 | 0.00 | 6.12K |
BOEING CO COMSOLE | Stock | 11.40K | SH | $2.41M 0.57% | 0.00 | 0.00 | 11.40K |
CATERPILLAR INC COMSOLE | Stock | 9.60K | SH | $2.36M 0.56% | 0.00 | 0.00 | 9.60K |
BRISTOL-MYERS SQUIBB CO COMSOLE | Stock | 36.47K | SH | $2.33M 0.55% | 0.00 | 0.00 | 36.47K |
JOHNSON & JOHNSON COMSOLE | Stock | 13.83K | SH | $2.29M 0.54% | 0.00 | 0.00 | 13.83K |
CVS HEALTH CORP COMSOLE | Stock | 32.78K | SH | $2.27M 0.53% | 0.00 | 0.00 | 32.78K |
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