Filed: 5/11/2023ACC: 0001506073-23-000002
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 298 equity positions with a total reported market value of $446.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
298
Positions
$446.09M
Total AUM (reported)
11.78M
Total Shares
Allocation by class
STOCK$434.29M97.4%
REIT$4.53M1.0%
ETF$3.42M0.8%
ADR$2.83M0.6%
CEF$1.02M0.2%
Portfolio Concentration
Top 3$226.31M50.7%
4–10$43.90M9.8%
11–25$44.33M9.9%
Rest$131.54M29.5%
Top 3 weight
50.7%
Top 10 weight
60.6%
Voting Authority Distribution
Total shares with voting rights: 11.78M
Sole
Full voting authority
6.53M
shares
% of voting shares55.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.25M
shares
% of voting shares44.6%
Investment Discretion (by position count)
Sole298
Shared0
Other0
Dominant voting typeSole · 55.4% of voting shares
Institutional Holdings298
Rows:
FLOWERS FOODS INC COM
SOLEShares6.85M
TypeSH
Market value$187.73M
42.08%
Sole
6.53M
Shared
0.00
None
322.06K
MICROSOFT CORP COM
SOLEShares70.39K
TypeSH
Market value$20.29M
4.55%
Sole
0.00
Shared
0.00
None
70.39K
APPLE INC COM
SOLEShares110.85K
TypeSH
Market value$18.28M
4.10%
Sole
0.00
Shared
0.00
None
110.85K
ILLUMINA INC COM
SOLEShares59.36K
TypeSH
Market value$13.80M
3.09%
Sole
0.00
Shared
0.00
None
59.36K
JPMORGAN CHASE & CO COM
SOLEShares48.08K
TypeSH
Market value$6.27M
1.40%
Sole
0.00
Shared
0.00
None
48.08K
EXXON MOBIL CORP COM
SOLEShares52.72K
TypeSH
Market value$5.78M
1.30%
Sole
0.00
Shared
0.00
None
52.72K
ABBVIE INC COM
SOLEShares34.69K
TypeSH
Market value$5.53M
1.24%
Sole
0.00
Shared
0.00
None
34.69K
LILLY ELI & CO COM
SOLEShares13.80K
TypeSH
Market value$4.74M
1.06%
Sole
0.00
Shared
0.00
None
13.80K
HONEYWELL INTL INC COM
SOLEShares21.54K
TypeSH
Market value$4.12M
0.92%
Sole
0.00
Shared
0.00
None
21.54K
UNION PAC CORP COM
SOLEShares18.21K
TypeSH
Market value$3.66M
0.82%
Sole
0.00
Shared
0.00
None
18.21K
ALPHABET INC CAP STK CL C
SOLEShares33.80K
TypeSH
Market value$3.51M
0.79%
Sole
0.00
Shared
0.00
None
33.80K
BLACKSTONE INC COM
SOLEShares39.20K
TypeSH
Market value$3.44M
0.77%
Sole
0.00
Shared
0.00
None
39.20K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares26.03K
TypeSH
Market value$3.41M
0.76%
Sole
0.00
Shared
0.00
None
26.03K
DISNEY WALT CO COM
SOLEShares31.68K
TypeSH
Market value$3.17M
0.71%
Sole
0.00
Shared
0.00
None
31.68K
PFIZER INC COM
SOLEShares72.60K
TypeSH
Market value$2.96M
0.66%
Sole
0.00
Shared
0.00
None
72.60K
AMAZON COM INC COM
SOLEShares28.48K
TypeSH
Market value$2.94M
0.66%
Sole
0.00
Shared
0.00
None
28.48K
ABBOTT LABS COM
SOLEShares28.82K
TypeSH
Market value$2.92M
0.65%
Sole
0.00
Shared
0.00
None
28.82K
CVS HEALTH CORP COM
SOLEShares39.13K
TypeSH
Market value$2.91M
0.65%
Sole
0.00
Shared
0.00
None
39.13K
VISA INC COM CL A
SOLEShares12.77K
TypeSH
Market value$2.88M
0.65%
Sole
0.00
Shared
0.00
None
12.77K
MERCK & CO INC COM
SOLEShares26.87K
TypeSH
Market value$2.86M
0.64%
Sole
0.00
Shared
0.00
None
26.87K
PERSONALIS INC COM
SOLEShares1.01M
TypeSH
Market value$2.80M
0.63%
Sole
0.00
Shared
0.00
None
1.01M
S&P GLOBAL INC COM
SOLEShares7.90K
TypeSH
Market value$2.72M
0.61%
Sole
0.00
Shared
0.00
None
7.90K
BRISTOL-MYERS SQUIBB CO COM
SOLEShares37.97K
TypeSH
Market value$2.63M
0.59%
Sole
0.00
Shared
0.00
None
37.97K
BOEING CO COM
SOLEShares12.28K
TypeSH
Market value$2.61M
0.58%
Sole
0.00
Shared
0.00
None
12.28K
JOHNSON & JOHNSON COM
SOLEShares16.54K
TypeSH
Market value$2.56M
0.57%
Sole
0.00
Shared
0.00
None
16.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLOWERS FOODS INC COMSOLE | Stock | 6.85M | SH | $187.73M 42.08% | 6.53M | 0.00 | 322.06K |
MICROSOFT CORP COMSOLE | Stock | 70.39K | SH | $20.29M 4.55% | 0.00 | 0.00 | 70.39K |
APPLE INC COMSOLE | Stock | 110.85K | SH | $18.28M 4.10% | 0.00 | 0.00 | 110.85K |
ILLUMINA INC COMSOLE | Stock | 59.36K | SH | $13.80M 3.09% | 0.00 | 0.00 | 59.36K |
JPMORGAN CHASE & CO COMSOLE | Stock | 48.08K | SH | $6.27M 1.40% | 0.00 | 0.00 | 48.08K |
EXXON MOBIL CORP COMSOLE | Stock | 52.72K | SH | $5.78M 1.30% | 0.00 | 0.00 | 52.72K |
ABBVIE INC COMSOLE | Stock | 34.69K | SH | $5.53M 1.24% | 0.00 | 0.00 | 34.69K |
LILLY ELI & CO COMSOLE | Stock | 13.80K | SH | $4.74M 1.06% | 0.00 | 0.00 | 13.80K |
HONEYWELL INTL INC COMSOLE | Stock | 21.54K | SH | $4.12M 0.92% | 0.00 | 0.00 | 21.54K |
UNION PAC CORP COMSOLE | Stock | 18.21K | SH | $3.66M 0.82% | 0.00 | 0.00 | 18.21K |
ALPHABET INC CAP STK CL CSOLE | Stock | 33.80K | SH | $3.51M 0.79% | 0.00 | 0.00 | 33.80K |
BLACKSTONE INC COMSOLE | Stock | 39.20K | SH | $3.44M 0.77% | 0.00 | 0.00 | 39.20K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 26.03K | SH | $3.41M 0.76% | 0.00 | 0.00 | 26.03K |
DISNEY WALT CO COMSOLE | Stock | 31.68K | SH | $3.17M 0.71% | 0.00 | 0.00 | 31.68K |
PFIZER INC COMSOLE | Stock | 72.60K | SH | $2.96M 0.66% | 0.00 | 0.00 | 72.60K |
AMAZON COM INC COMSOLE | Stock | 28.48K | SH | $2.94M 0.66% | 0.00 | 0.00 | 28.48K |
ABBOTT LABS COMSOLE | Stock | 28.82K | SH | $2.92M 0.65% | 0.00 | 0.00 | 28.82K |
CVS HEALTH CORP COMSOLE | Stock | 39.13K | SH | $2.91M 0.65% | 0.00 | 0.00 | 39.13K |
VISA INC COM CL ASOLE | Stock | 12.77K | SH | $2.88M 0.65% | 0.00 | 0.00 | 12.77K |
MERCK & CO INC COMSOLE | Stock | 26.87K | SH | $2.86M 0.64% | 0.00 | 0.00 | 26.87K |
PERSONALIS INC COMSOLE | Stock | 1.01M | SH | $2.80M 0.63% | 0.00 | 0.00 | 1.01M |
S&P GLOBAL INC COMSOLE | Stock | 7.90K | SH | $2.72M 0.61% | 0.00 | 0.00 | 7.90K |
BRISTOL-MYERS SQUIBB CO COMSOLE | Stock | 37.97K | SH | $2.63M 0.59% | 0.00 | 0.00 | 37.97K |
BOEING CO COMSOLE | Stock | 12.28K | SH | $2.61M 0.58% | 0.00 | 0.00 | 12.28K |
JOHNSON & JOHNSON COMSOLE | Stock | 16.54K | SH | $2.56M 0.57% | 0.00 | 0.00 | 16.54K |
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