Filed: 2/15/2023ACC: 0001506073-23-000001
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 292 equity positions with a total reported market value of $440.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
292
Positions
$440.04M
Total AUM (reported)
11.75M
Total Shares
Allocation by class
STOCK$428.69M97.4%
REIT$4.78M1.1%
ETF$3.00M0.7%
ADR$2.70M0.6%
CEF$871.2K0.2%
Portfolio Concentration
Top 3$227.09M51.6%
4–10$42.82M9.7%
11–25$43.52M9.9%
Rest$126.60M28.8%
Top 3 weight
51.6%
Top 10 weight
61.3%
Voting Authority Distribution
Total shares with voting rights: 11.75M
Sole
Full voting authority
6.53M
shares
% of voting shares55.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.23M
shares
% of voting shares44.5%
Investment Discretion (by position count)
Sole292
Shared0
Other0
Dominant voting typeSole · 55.5% of voting shares
Institutional Holdings292
Rows:
FLOWERS FOODS INC COM
SOLEShares6.85M
TypeSH
Market value$196.84M
44.73%
Sole
6.53M
Shared
0.00
None
322.04K
MICROSOFT CORP COM
SOLEShares67.75K
TypeSH
Market value$16.25M
3.69%
Sole
0.00
Shared
0.00
None
67.75K
APPLE INC COM
SOLEShares107.78K
TypeSH
Market value$14.00M
3.18%
Sole
0.00
Shared
0.00
None
107.78K
ILLUMINA INC COM
SOLEShares59.36K
TypeSH
Market value$12.00M
2.73%
Sole
0.00
Shared
0.00
None
59.36K
JPMORGAN CHASE & CO COM
SOLEShares46.86K
TypeSH
Market value$6.28M
1.43%
Sole
0.00
Shared
0.00
None
46.86K
EXXON MOBIL CORP COM
SOLEShares52.26K
TypeSH
Market value$5.76M
1.31%
Sole
0.00
Shared
0.00
None
52.26K
ABBVIE INC COM
SOLEShares33.32K
TypeSH
Market value$5.38M
1.22%
Sole
0.00
Shared
0.00
None
33.32K
LILLY ELI & CO COM
SOLEShares13.79K
TypeSH
Market value$5.04M
1.15%
Sole
0.00
Shared
0.00
None
13.79K
HONEYWELL INTL INC COM
SOLEShares21.34K
TypeSH
Market value$4.57M
1.04%
Sole
0.00
Shared
0.00
None
21.34K
UNION PAC CORP COM
SOLEShares18.21K
TypeSH
Market value$3.77M
0.86%
Sole
0.00
Shared
0.00
None
18.21K
CVS HEALTH CORP COM
SOLEShares40.23K
TypeSH
Market value$3.75M
0.85%
Sole
0.00
Shared
0.00
None
40.23K
PFIZER INC COM
SOLEShares70.54K
TypeSH
Market value$3.61M
0.82%
Sole
0.00
Shared
0.00
None
70.54K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares25.10K
TypeSH
Market value$3.54M
0.80%
Sole
0.00
Shared
0.00
None
25.10K
ABBOTT LABS COM
SOLEShares29.78K
TypeSH
Market value$3.27M
0.74%
Sole
0.00
Shared
0.00
None
29.78K
BLACKSTONE INC COM
SOLEShares38.66K
TypeSH
Market value$2.87M
0.65%
Sole
0.00
Shared
0.00
None
38.66K
JOHNSON & JOHNSON COM
SOLEShares16.11K
TypeSH
Market value$2.85M
0.65%
Sole
0.00
Shared
0.00
None
16.11K
MERCK & CO INC COM
SOLEShares25.51K
TypeSH
Market value$2.83M
0.64%
Sole
0.00
Shared
0.00
None
25.51K
S&P GLOBAL INC COM
SOLEShares8.40K
TypeSH
Market value$2.81M
0.64%
Sole
0.00
Shared
0.00
None
8.40K
ALPHABET INC CAP STK CL C
SOLEShares31K
TypeSH
Market value$2.75M
0.63%
Sole
0.00
Shared
0.00
None
31K
BRISTOL-MYERS SQUIBB CO COM
SOLEShares37.66K
TypeSH
Market value$2.71M
0.62%
Sole
0.00
Shared
0.00
None
37.66K
DISNEY WALT CO COM
SOLEShares30.70K
TypeSH
Market value$2.67M
0.61%
Sole
0.00
Shared
0.00
None
30.70K
FLUOR CORP NEW COM
SOLEShares76.31K
TypeSH
Market value$2.65M
0.60%
Sole
0.00
Shared
0.00
None
76.31K
BOEING CO COM
SOLEShares12.96K
TypeSH
Market value$2.47M
0.56%
Sole
0.00
Shared
0.00
None
12.96K
VISA INC COM CL A
SOLEShares11.66K
TypeSH
Market value$2.42M
0.55%
Sole
0.00
Shared
0.00
None
11.66K
CHEVRON CORP NEW COM
SOLEShares12.97K
TypeSH
Market value$2.33M
0.53%
Sole
0.00
Shared
0.00
None
12.97K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLOWERS FOODS INC COMSOLE | Stock | 6.85M | SH | $196.84M 44.73% | 6.53M | 0.00 | 322.04K |
MICROSOFT CORP COMSOLE | Stock | 67.75K | SH | $16.25M 3.69% | 0.00 | 0.00 | 67.75K |
APPLE INC COMSOLE | Stock | 107.78K | SH | $14.00M 3.18% | 0.00 | 0.00 | 107.78K |
ILLUMINA INC COMSOLE | Stock | 59.36K | SH | $12.00M 2.73% | 0.00 | 0.00 | 59.36K |
JPMORGAN CHASE & CO COMSOLE | Stock | 46.86K | SH | $6.28M 1.43% | 0.00 | 0.00 | 46.86K |
EXXON MOBIL CORP COMSOLE | Stock | 52.26K | SH | $5.76M 1.31% | 0.00 | 0.00 | 52.26K |
ABBVIE INC COMSOLE | Stock | 33.32K | SH | $5.38M 1.22% | 0.00 | 0.00 | 33.32K |
LILLY ELI & CO COMSOLE | Stock | 13.79K | SH | $5.04M 1.15% | 0.00 | 0.00 | 13.79K |
HONEYWELL INTL INC COMSOLE | Stock | 21.34K | SH | $4.57M 1.04% | 0.00 | 0.00 | 21.34K |
UNION PAC CORP COMSOLE | Stock | 18.21K | SH | $3.77M 0.86% | 0.00 | 0.00 | 18.21K |
CVS HEALTH CORP COMSOLE | Stock | 40.23K | SH | $3.75M 0.85% | 0.00 | 0.00 | 40.23K |
PFIZER INC COMSOLE | Stock | 70.54K | SH | $3.61M 0.82% | 0.00 | 0.00 | 70.54K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 25.10K | SH | $3.54M 0.80% | 0.00 | 0.00 | 25.10K |
ABBOTT LABS COMSOLE | Stock | 29.78K | SH | $3.27M 0.74% | 0.00 | 0.00 | 29.78K |
BLACKSTONE INC COMSOLE | Stock | 38.66K | SH | $2.87M 0.65% | 0.00 | 0.00 | 38.66K |
JOHNSON & JOHNSON COMSOLE | Stock | 16.11K | SH | $2.85M 0.65% | 0.00 | 0.00 | 16.11K |
MERCK & CO INC COMSOLE | Stock | 25.51K | SH | $2.83M 0.64% | 0.00 | 0.00 | 25.51K |
S&P GLOBAL INC COMSOLE | Stock | 8.40K | SH | $2.81M 0.64% | 0.00 | 0.00 | 8.40K |
ALPHABET INC CAP STK CL CSOLE | Stock | 31K | SH | $2.75M 0.63% | 0.00 | 0.00 | 31K |
BRISTOL-MYERS SQUIBB CO COMSOLE | Stock | 37.66K | SH | $2.71M 0.62% | 0.00 | 0.00 | 37.66K |
DISNEY WALT CO COMSOLE | Stock | 30.70K | SH | $2.67M 0.61% | 0.00 | 0.00 | 30.70K |
FLUOR CORP NEW COMSOLE | Stock | 76.31K | SH | $2.65M 0.60% | 0.00 | 0.00 | 76.31K |
BOEING CO COMSOLE | Stock | 12.96K | SH | $2.47M 0.56% | 0.00 | 0.00 | 12.96K |
VISA INC COM CL ASOLE | Stock | 11.66K | SH | $2.42M 0.55% | 0.00 | 0.00 | 11.66K |
CHEVRON CORP NEW COMSOLE | Stock | 12.97K | SH | $2.33M 0.53% | 0.00 | 0.00 | 12.97K |
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