Filed: 11/14/2022ACC: 0001506073-22-000005
📋 What this filing means
WELLINGTON SHIELDS & CO., LLC filed this quarterly 13F‑HR report disclosing 279 equity positions with a total reported market value of $229.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
279
Positions
$229.2K
Total AUM (reported)
5.02M
Total Shares
Allocation by class
STOCK$219.4K95.7%
REIT$4.5K2.0%
ETF$2.2K1.0%
ADR$2.1K0.9%
CEF$905.000.4%
Portfolio Concentration
Top 3$42.3K18.5%
4–10$31.9K13.9%
11–25$43.4K18.9%
Rest$111.7K48.7%
Top 3 weight
18.5%
Top 10 weight
32.4%
Voting Authority Distribution
Total shares with voting rights: 5.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole279
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings279
Rows:
MICROSOFT CORP COM
SOLEShares67.36K
TypeSH
Market value$15.7K
6.84%
Sole
0.00
Shared
0.00
None
67.36K
APPLE INC COM
SOLEShares110.78K
TypeSH
Market value$15.3K
6.68%
Sole
0.00
Shared
0.00
None
110.78K
ILLUMINA INC COM
SOLEShares59.36K
TypeSH
Market value$11.3K
4.94%
Sole
0.00
Shared
0.00
None
59.36K
FLOWERS FOODS INC COM
SOLEShares204.73K
TypeSH
Market value$5.1K
2.21%
Sole
0.00
Shared
0.00
None
204.73K
JPMORGAN CHASE & CO COM
SOLEShares47.84K
TypeSH
Market value$5.0K
2.18%
Sole
0.00
Shared
0.00
None
47.84K
EXXON MOBIL CORP COM
SOLEShares51.39K
TypeSH
Market value$4.5K
1.96%
Sole
0.00
Shared
0.00
None
51.39K
AMAZON COM INC COM
SOLEShares39.23K
TypeSH
Market value$4.4K
1.93%
Sole
0.00
Shared
0.00
None
39.23K
LILLY ELI & CO COM
SOLEShares13.70K
TypeSH
Market value$4.4K
1.93%
Sole
0.00
Shared
0.00
None
13.70K
ABBVIE INC COM
SOLEShares32.62K
TypeSH
Market value$4.4K
1.91%
Sole
0.00
Shared
0.00
None
32.62K
CVS HEALTH CORP COM
SOLEShares42.85K
TypeSH
Market value$4.1K
1.78%
Sole
0.00
Shared
0.00
None
42.85K
UNION PAC CORP COM
SOLEShares18.31K
TypeSH
Market value$3.6K
1.56%
Sole
0.00
Shared
0.00
None
18.31K
ROYALTY PHARMA PLC SHS CLASS A
SOLEShares87.88K
TypeSH
Market value$3.5K
1.54%
Sole
0.00
Shared
0.00
None
87.88K
HONEYWELL INTL INC COM
SOLEShares21.11K
TypeSH
Market value$3.5K
1.54%
Sole
0.00
Shared
0.00
None
21.11K
BLACKSTONE INC COM
SOLEShares37.80K
TypeSH
Market value$3.2K
1.38%
Sole
0.00
Shared
0.00
None
37.80K
PFIZER INC COM
SOLEShares70.15K
TypeSH
Market value$3.1K
1.34%
Sole
0.00
Shared
0.00
None
70.14K
INTERNATIONAL BUSINESS MACHS COM
SOLEShares25.50K
TypeSH
Market value$3.0K
1.32%
Sole
0.00
Shared
0.00
None
25.50K
ALPHABET INC CAP STK CL C
SOLEShares30.92K
TypeSH
Market value$3.0K
1.30%
Sole
0.00
Shared
0.00
None
30.92K
DISNEY WALT CO COM
SOLEShares30.32K
TypeSH
Market value$2.9K
1.25%
Sole
0.00
Shared
0.00
None
30.32K
PERSONALIS INC COM
SOLEShares926.37K
TypeSH
Market value$2.8K
1.20%
Sole
0.00
Shared
0.00
None
926.37K
ABBOTT LABS COM
SOLEShares28K
TypeSH
Market value$2.7K
1.18%
Sole
0.00
Shared
0.00
None
28K
JOHNSON & JOHNSON COM
SOLEShares16.43K
TypeSH
Market value$2.7K
1.17%
Sole
0.00
Shared
0.00
None
16.43K
BRISTOL-MYERS SQUIBB CO COM
SOLEShares37.24K
TypeSH
Market value$2.6K
1.15%
Sole
0.00
Shared
0.00
None
37.24K
S&P GLOBAL INC COM
SOLEShares8.40K
TypeSH
Market value$2.6K
1.12%
Sole
0.00
Shared
0.00
None
8.40K
MERCK & CO INC COM
SOLEShares26.41K
TypeSH
Market value$2.3K
0.99%
Sole
0.00
Shared
0.00
None
26.41K
KINDER MORGAN INC DEL COM
SOLEShares120.22K
TypeSH
Market value$2.0K
0.87%
Sole
0.00
Shared
0.00
None
120.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORP COMSOLE | Stock | 67.36K | SH | $15.7K 6.84% | 0.00 | 0.00 | 67.36K |
APPLE INC COMSOLE | Stock | 110.78K | SH | $15.3K 6.68% | 0.00 | 0.00 | 110.78K |
ILLUMINA INC COMSOLE | Stock | 59.36K | SH | $11.3K 4.94% | 0.00 | 0.00 | 59.36K |
FLOWERS FOODS INC COMSOLE | Stock | 204.73K | SH | $5.1K 2.21% | 0.00 | 0.00 | 204.73K |
JPMORGAN CHASE & CO COMSOLE | Stock | 47.84K | SH | $5.0K 2.18% | 0.00 | 0.00 | 47.84K |
EXXON MOBIL CORP COMSOLE | Stock | 51.39K | SH | $4.5K 1.96% | 0.00 | 0.00 | 51.39K |
AMAZON COM INC COMSOLE | Stock | 39.23K | SH | $4.4K 1.93% | 0.00 | 0.00 | 39.23K |
LILLY ELI & CO COMSOLE | Stock | 13.70K | SH | $4.4K 1.93% | 0.00 | 0.00 | 13.70K |
ABBVIE INC COMSOLE | Stock | 32.62K | SH | $4.4K 1.91% | 0.00 | 0.00 | 32.62K |
CVS HEALTH CORP COMSOLE | Stock | 42.85K | SH | $4.1K 1.78% | 0.00 | 0.00 | 42.85K |
UNION PAC CORP COMSOLE | Stock | 18.31K | SH | $3.6K 1.56% | 0.00 | 0.00 | 18.31K |
ROYALTY PHARMA PLC SHS CLASS ASOLE | Stock | 87.88K | SH | $3.5K 1.54% | 0.00 | 0.00 | 87.88K |
HONEYWELL INTL INC COMSOLE | Stock | 21.11K | SH | $3.5K 1.54% | 0.00 | 0.00 | 21.11K |
BLACKSTONE INC COMSOLE | Stock | 37.80K | SH | $3.2K 1.38% | 0.00 | 0.00 | 37.80K |
PFIZER INC COMSOLE | Stock | 70.15K | SH | $3.1K 1.34% | 0.00 | 0.00 | 70.14K |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 25.50K | SH | $3.0K 1.32% | 0.00 | 0.00 | 25.50K |
ALPHABET INC CAP STK CL CSOLE | Stock | 30.92K | SH | $3.0K 1.30% | 0.00 | 0.00 | 30.92K |
DISNEY WALT CO COMSOLE | Stock | 30.32K | SH | $2.9K 1.25% | 0.00 | 0.00 | 30.32K |
PERSONALIS INC COMSOLE | Stock | 926.37K | SH | $2.8K 1.20% | 0.00 | 0.00 | 926.37K |
ABBOTT LABS COMSOLE | Stock | 28K | SH | $2.7K 1.18% | 0.00 | 0.00 | 28K |
JOHNSON & JOHNSON COMSOLE | Stock | 16.43K | SH | $2.7K 1.17% | 0.00 | 0.00 | 16.43K |
BRISTOL-MYERS SQUIBB CO COMSOLE | Stock | 37.24K | SH | $2.6K 1.15% | 0.00 | 0.00 | 37.24K |
S&P GLOBAL INC COMSOLE | Stock | 8.40K | SH | $2.6K 1.12% | 0.00 | 0.00 | 8.40K |
MERCK & CO INC COMSOLE | Stock | 26.41K | SH | $2.3K 0.99% | 0.00 | 0.00 | 26.41K |
KINDER MORGAN INC DEL COMSOLE | Stock | 120.22K | SH | $2.0K 0.87% | 0.00 | 0.00 | 120.22K |
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