WARNER GROUP LLC

PrivateCIK: 2073617

Location

MADISON, CT

Positions

$153.17M

Total AUM (reported)

1.51M

Total Shares

Allocation by class

COM$33.20M21.7%

SEMICONDUCTORS$17.39M11.4%

STATE STREET SPD$12.57M8.2%

UNIT SER 1$9.44M6.2%

FLOATNG RAT TREA$9.23M6.0%

TR UNIT$8.38M5.5%

DJ INTERNT IDX$8.27M5.4%

Portfolio Concentration

Top 3$36.68M23.9%

4–10$50.91M33.2%

11–25$40.02M26.1%

Rest$25.56M16.7%

Top 3 weight

23.9%

Top 10 weight

57.2%

Voting Authority Distribution

Total shares with voting rights: 1.51M

Sole

Full voting authority

212.51K

% of voting shares14.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.30M

% of voting shares86.0%

Investment Discretion (by position count)

Sole78

Shared0

Other0

Dominant voting typeNone · 86.0% of voting shares

Institutional Holdings78

Rows:

INVESCO EXCHANGE TRADED FD T

SOLE

SEMICONDUCTORS

Shares184.29K

TypeSH

Market value$17.39M

11.36%

Sole

33.51K

Shared

0.00

None

150.78K

NVIDIA CORPORATION

SOLE

COM

Shares56.51K

TypeSH

Market value$9.85M

6.43%

Sole

9.73K

Shared

0.00

None

46.77K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares16.35K

TypeSH

Market value$9.44M

6.16%

Sole

3.35K

Shared

0.00

None

13K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares183.37K

TypeSH

Market value$9.23M

6.03%

Sole

17.72K

Shared

0.00

None

165.65K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares12.89K

TypeSH

Market value$8.38M

5.47%

Sole

1.46K

Shared

0.00

None

11.43K

FIRST TR EXCHANGE-TRADED FD

SOLE

DJ INTERNT IDX

Shares35.35K

TypeSH

Market value$8.27M

5.40%

Sole

4.99K

Shared

0.00

None

30.37K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares31.94K

TypeSH

Market value$8.11M

5.30%

Sole

4.33K

Shared

0.00

None

27.60K

APPLE INC

SOLE

COM

Shares25.95K

TypeSH

Market value$6.59M

4.30%

Sole

2.90K

Shared

0.00

None

23.05K

GLOBAL X FDS

SOLE

GLB X MLP ENRG I

Shares73.60K

TypeSH

Market value$5.44M

3.55%

Sole

10.46K

Shared

0.00

None

63.14K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares20.53K

TypeSH

Market value$4.88M

3.18%

Sole

1.09K

Shared

0.00

None

19.44K

FIRST TR EXCHANGE-TRADED FD

SOLE

COMMON SHS

Shares225.13K

TypeSH

Market value$4.01M

2.62%

Sole

32.41K

Shared

0.00

None

192.72K

FIRST TR EXCH TRD ALPHDX FD

SOLE

EURO ALPHADEX

Shares62.77K

TypeSH

Market value$3.91M

2.55%

Sole

9.10K

Shared

0.00

None

53.66K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASDAQ CYB ETF

Shares60.09K

TypeSH

Market value$3.77M

2.46%

Sole

8.50K

Shared

0.00

None

51.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

DJ INTL INTRNT

Shares129.96K

TypeSH

Market value$3.54M

2.31%

Sole

18.84K

Shared

0.00

None

111.11K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares7.43K

TypeSH

Market value$3.17M

2.07%

Sole

152.00

Shared

0.00

None

7.28K

AB ACTIVE ETFS INC

SOLE

EMERGING MKTS OP

Shares69.72K

TypeSH

Market value$3.06M

1.99%

Sole

10.44K

Shared

0.00

None

59.28K

FIRST TR EXCHANGE TRADED FD

SOLE

RBA INDL ETF

Shares25.38K

TypeSH

Market value$2.81M

1.84%

Sole

3.99K

Shared

0.00

None

21.39K

AMAZON COM INC

SOLE

COM

Shares11.06K

TypeSH

Market value$2.30M

1.50%

Sole

1.45K

Shared

0.00

None

9.62K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares12.90K

TypeSH

Market value$2.21M

1.45%

Sole

3.53K

Shared

0.00

None

9.37K

MICROSOFT CORP

SOLE

COM

Shares5.88K

TypeSH

Market value$2.18M

1.42%

Sole

837.00

Shared

0.00

None

5.04K

AON PLC

SOLE

SHS CL A

Shares5.80K

TypeSH

Market value$1.87M

1.22%

Sole

0.00

Shared

0.00

None

5.80K

FIRST TR EXCHANGE-TRADED ALP

SOLE

SML CP GRW ALP

Shares19.07K

TypeSH

Market value$1.85M

1.21%

Sole

2.75K

Shared

0.00

None

16.32K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares13.78K

TypeSH

Market value$1.83M

1.20%

Sole

3.90K

Shared

0.00

None

9.88K

ELI LILLY & CO

SOLE

COM

Shares1.94K

TypeSH

Market value$1.78M

1.16%

Sole

108.00

Shared

0.00

None

1.83K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares5.31K

TypeSH

Market value$1.73M

1.13%

Sole

730.00

Shared

0.00

None

4.58K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
INVESCO EXCHANGE TRADED FD TSOLE	SEMICONDUCTORS	184.29K	SH	$17.39M 11.36%	33.51K	150.78K
NVIDIA CORPORATIONSOLE	COM	56.51K	SH	$9.85M 6.43%	9.73K	46.77K
INVESCO QQQ TRSOLE	UNIT SER 1	16.35K	SH	$9.44M 6.16%	3.35K	13K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	183.37K	SH	$9.23M 6.03%	17.72K	165.65K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	12.89K	SH	$8.38M 5.47%	1.46K	11.43K
FIRST TR EXCHANGE-TRADED FDSOLE	DJ INTERNT IDX	35.35K	SH	$8.27M 5.40%	4.99K	30.37K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	31.94K	SH	$8.11M 5.30%	4.33K	27.60K
APPLE INCSOLE	COM	25.95K	SH	$6.59M 4.30%	2.90K	23.05K
GLOBAL X FDSSOLE	GLB X MLP ENRG I	73.60K	SH	$5.44M 3.55%	10.46K	63.14K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	20.53K	SH	$4.88M 3.18%	1.09K	19.44K
FIRST TR EXCHANGE-TRADED FDSOLE	COMMON SHS	225.13K	SH	$4.01M 2.62%	32.41K	192.72K
FIRST TR EXCH TRD ALPHDX FDSOLE	EURO ALPHADEX	62.77K	SH	$3.91M 2.55%	9.10K	53.66K
FIRST TR EXCHANGE-TRADED FDSOLE	NASDAQ CYB ETF	60.09K	SH	$3.77M 2.46%	8.50K	51.59K
FIRST TR EXCHANGE-TRADED FDSOLE	DJ INTL INTRNT	129.96K	SH	$3.54M 2.31%	18.84K	111.11K
ISHARES TRSOLE	RUS 1000 GRW ETF	7.43K	SH	$3.17M 2.07%	152.00	7.28K
AB ACTIVE ETFS INCSOLE	EMERGING MKTS OP	69.72K	SH	$3.06M 1.99%	10.44K	59.28K
FIRST TR EXCHANGE TRADED FDSOLE	RBA INDL ETF	25.38K	SH	$2.81M 1.84%	3.99K	21.39K
AMAZON COM INCSOLE	COM	11.06K	SH	$2.30M 1.50%	1.45K	9.62K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	12.90K	SH	$2.21M 1.45%	3.53K	9.37K
MICROSOFT CORPSOLE	COM	5.88K	SH	$2.18M 1.42%	837.00	5.04K
AON PLCSOLE	SHS CL A	5.80K	SH	$1.87M 1.22%	0.00	5.80K
FIRST TR EXCHANGE-TRADED ALPSOLE	SML CP GRW ALP	19.07K	SH	$1.85M 1.21%	2.75K	16.32K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	13.78K	SH	$1.83M 1.20%	3.90K	9.88K
ELI LILLY & COSOLE	COM	1.94K	SH	$1.78M 1.16%	108.00	1.83K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	5.31K	SH	$1.73M 1.13%	730.00	4.58K

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