WALTON R KEITH

PrivateCIK: 1281287

Location

HARTFORD, CT

ZINO BRIAN T

→VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND

Nov 22, 2023·Nov 22, 2023

1 txn

ZINO BRIAN T

→VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND

Nov 22, 2023·Nov 22, 2023

1 txn

WITTWER STEVEN GLENN

→VIRTUS TOTAL RETURN FUND INC.

Sep 20, 2023·Sep 20, 2023

1 txn

ZINO BRIAN T

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Mar 29, 2022·Mar 29, 2022

1 txn

ZINO BRIAN T

→VIRTUS CONVERTIBLE & INCOME FUND II

Mar 29, 2022·Mar 29, 2022

1 txn

WALTON R KEITH

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Feb 3, 2022·Feb 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS CONVERTIBLE & INCOME FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS EQUITY & CONVERTIBLE INCOME FUND

Jan 3, 2022·Jan 3, 2022

1 txn

KASS JUSTIN

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Feb 4, 2021·Feb 4, 2021

1 txn

DRUMMOND F FORD

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Dec 17, 2020·Dec 17, 2020

1 txn

FORSYTH DOUGLAS

→VIRTUS EQUITY & CONVERTIBLE INCOME FUND

Aug 13, 2020·Aug 13, 2020

9 txn

CHEN JAMES C. K.

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Jun 15, 2020·Jun 15, 2020

4 txn

MOWREY JOHN R.

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Apr 15, 2020·Apr 15, 2020

5 txn

WALTON R KEITH

→VIRTUS GLOBAL MULTI-SECTOR INCOME FUND

Apr 2, 2020·Apr 2, 2020

1 txn

WALTON R KEITH

→VIRTUS TOTAL RETURN FUND INC.

Apr 2, 2020·Apr 2, 2020

1 txn

EU DOUGLAS

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Mar 23, 2020·Mar 23, 2020

1 txn

JUE STEPHEN B

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 20, 2020·Mar 20, 2020

2 txn

MOWREY JOHN R.

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Mar 17, 2020·Mar 17, 2020

3 txn

OLIVER THOMAS W JR

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Mar 17, 2020·Mar 17, 2020

2 txn

KASS JUSTIN

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 13, 2020·Mar 13, 2020

1 txn

CHEN JAMES C. K.

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 13, 2020·Mar 13, 2020

4 txn

JUE STEPHEN B

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 12, 2020·Mar 12, 2020

1 txn

KASS JUSTIN

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 10, 2020·Mar 10, 2020

5 txn

Page 1 of 4 · 90 total

Filer	Form	Target	Filed	Activity
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUNDCIK · 1501103	Nov 22, 2023 Nov 22, 2023	1txn
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUNDCIK · 1551040	Nov 22, 2023 Nov 22, 2023	1txn
WITTWER STEVEN GLENNCIK · 1994198	4 Trade	VIRTUS TOTAL RETURN FUND INC.CIK · 836412	Sep 20, 2023 Sep 20, 2023	1txn
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Mar 29, 2022 Mar 29, 2022	1txn
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS CONVERTIBLE & INCOME FUND IICIK · 1227857	Mar 29, 2022 Mar 29, 2022	1txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Feb 3, 2022 Feb 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS EQUITY & CONVERTIBLE INCOME FUNDCIK · 1383441	Jan 3, 2022 Jan 3, 2022	1txn
KASS JUSTINCIK · 1240810	3 Initial	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Feb 4, 2021 Feb 4, 2021	1txn
DRUMMOND F FORDCIK · 1512301	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Dec 17, 2020 Dec 17, 2020	1txn
FORSYTH DOUGLASCIK · 1240801	4 Trade	VIRTUS EQUITY & CONVERTIBLE INCOME FUNDCIK · 1383441	Aug 13, 2020 Aug 13, 2020	9txn
CHEN JAMES C. K.CIK · 1785237	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Jun 15, 2020 Jun 15, 2020	4txn
MOWREY JOHN R.CIK · 1711739	4 Trade	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Apr 15, 2020 Apr 15, 2020	5txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS GLOBAL MULTI-SECTOR INCOME FUNDCIK · 1528811	Apr 2, 2020 Apr 2, 2020	1txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS TOTAL RETURN FUND INC.CIK · 836412	Apr 2, 2020 Apr 2, 2020	1txn
EU DOUGLASCIK · 1663195	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Mar 23, 2020 Mar 23, 2020	1txn
JUE STEPHEN BCIK · 1785549	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 20, 2020 Mar 20, 2020	2txn
MOWREY JOHN R.CIK · 1711739	4 Trade	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Mar 17, 2020 Mar 17, 2020	3txn
OLIVER THOMAS W JRCIK · 1334316	4 Trade	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Mar 17, 2020 Mar 17, 2020	2txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 13, 2020 Mar 13, 2020	1txn
CHEN JAMES C. K.CIK · 1785237	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 13, 2020 Mar 13, 2020	4txn
JUE STEPHEN BCIK · 1785549	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 12, 2020 Mar 12, 2020	1txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 10, 2020 Mar 10, 2020	5txn

Page 1 of 4 · 90 total