VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND

PrivateCIK: 1551040

Location

GREENFIELD, MA

BURKE DONALD C

→AVISTA CORP

May 11, 2026·May 11, 2026

1 txn

BRADLEY WILLIAM PATRICK III

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 23, 2026·Mar 23, 2026

1 txn

AYLWARD GEORGE R

→VIRTUS INVESTMENT PARTNERS, INC.

Mar 17, 2026·Mar 17, 2026

3 txn

SMIRL RICHARD W

→VIRTUS INVESTMENT PARTNERS, INC.

Mar 17, 2026·Mar 17, 2026

2 txn

BRADLEY WILLIAM PATRICK III

→DUFF & PHELPS UTILITY & INFRASTRUCTURE FUND INC.

Feb 10, 2026·Feb 10, 2026

2 txn

MCDANIEL CONNIE D

→VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND

Sep 16, 2025·Sep 16, 2025

1 txn

COGAN SARAH E

→PIMCO MUNICIPAL INCOME FUND II

Aug 5, 2025·Aug 5, 2025

2 txn

COGAN SARAH E

→PIMCO MUNICIPAL INCOME FUND

Aug 5, 2025·Aug 5, 2025

1 txn

COGAN SARAH E

→PIMCO NEW YORK MUNICIPAL INCOME FUND III

Aug 5, 2025·Aug 5, 2025

1 txn

COGAN SARAH E

→PIMCO NEW YORK MUNICIPAL INCOME FUND II

Aug 5, 2025·Aug 5, 2025

2 txn

COGAN SARAH E

→PIMCO MUNICIPAL INCOME FUND III

Aug 5, 2025·Aug 5, 2025

1 txn

COGAN SARAH E

→PIMCO NEW YORK MUNICIPAL INCOME FUND

Aug 5, 2025·Aug 5, 2025

1 txn

BRADLEY WILLIAM PATRICK III

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Jul 29, 2025·Jul 29, 2025

1 txn

MCDANIEL CONNIE D

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Jun 18, 2025·Jun 18, 2025

1 txn

MCDANIEL CONNIE D

→VIRTUS CONVERTIBLE & INCOME FUND II

Jun 18, 2025·Jun 18, 2025

1 txn

MCDANIEL CONNIE D

→VIRTUS EQUITY & CONVERTIBLE INCOME FUND

Jun 18, 2025·Jun 18, 2025

1 txn

MCDANIEL CONNIE D

→VIRTUS CONVERTIBLE & INCOME FUND

Jun 18, 2025·Jun 18, 2025

1 txn

MCDANIEL CONNIE D

→VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

Jun 18, 2025·Jun 18, 2025

1 txn

SMIRL RICHARD W

→VIRTUS INVESTMENT PARTNERS, INC.

May 5, 2025·May 5, 2025

1 txn

SMIRL RICHARD W

→VIRTUS INVESTMENT PARTNERS, INC.

Mar 18, 2025·Mar 18, 2025

2 txn

AYLWARD GEORGE R

→VIRTUS INVESTMENT PARTNERS, INC.

Mar 18, 2025·Mar 18, 2025

3 txn

AYLWARD GEORGE R

→DUFF & PHELPS UTILITY & INFRASTRUCTURE FUND INC.

Sep 20, 2024·Sep 20, 2024

1 txn

BURKE DONALD C

→VIRTUS CONVERTIBLE & INCOME FUND II

Jun 6, 2024·Jun 6, 2024

1 txn

BURKE DONALD C

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Jun 6, 2024·Jun 6, 2024

1 txn

BURKE DONALD C

→VIRTUS CONVERTIBLE & INCOME FUND

Jun 6, 2024·Jun 6, 2024

1 txn

Page 1 of 8 · 198 total

Filer	Form	Target	Filed	Activity
BURKE DONALD CCIK · 1081485	4 Trade	AVISTA CORPCIK · 104918	May 11, 2026 May 11, 2026	1txn
BRADLEY WILLIAM PATRICK IIICIK · 1450955	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 23, 2026 Mar 23, 2026	1txn
AYLWARD GEORGE RCIK · 1222403	4 Trade	VIRTUS INVESTMENT PARTNERS, INC.CIK · 883237	Mar 17, 2026 Mar 17, 2026	3txn
SMIRL RICHARD WCIK · 1860677	4 Trade	VIRTUS INVESTMENT PARTNERS, INC.CIK · 883237	Mar 17, 2026 Mar 17, 2026	2txn
BRADLEY WILLIAM PATRICK IIICIK · 1450955	4 Trade	DUFF & PHELPS UTILITY & INFRASTRUCTURE FUND INC.CIK · 1515671	Feb 10, 2026 Feb 10, 2026	2txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUNDCIK · 1501103	Sep 16, 2025 Sep 16, 2025	1txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO MUNICIPAL INCOME FUND IICIK · 1170299	Aug 5, 2025 Aug 5, 2025	2txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO MUNICIPAL INCOME FUNDCIK · 1140392	Aug 5, 2025 Aug 5, 2025	1txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO NEW YORK MUNICIPAL INCOME FUND IIICIK · 1181505	Aug 5, 2025 Aug 5, 2025	1txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO NEW YORK MUNICIPAL INCOME FUND IICIK · 1170311	Aug 5, 2025 Aug 5, 2025	2txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO MUNICIPAL INCOME FUND IIICIK · 1181506	Aug 5, 2025 Aug 5, 2025	1txn
COGAN SARAH ECIK · 1761536	4 Trade	PIMCO NEW YORK MUNICIPAL INCOME FUNDCIK · 1140410	Aug 5, 2025 Aug 5, 2025	1txn
BRADLEY WILLIAM PATRICK IIICIK · 1450955	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Jul 29, 2025 Jul 29, 2025	1txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Jun 18, 2025 Jun 18, 2025	1txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS CONVERTIBLE & INCOME FUND IICIK · 1227857	Jun 18, 2025 Jun 18, 2025	1txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS EQUITY & CONVERTIBLE INCOME FUNDCIK · 1383441	Jun 18, 2025 Jun 18, 2025	1txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Jun 18, 2025 Jun 18, 2025	1txn
MCDANIEL CONNIE DCIK · 1101225	4 Trade	VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDCIK · 1260563	Jun 18, 2025 Jun 18, 2025	1txn
SMIRL RICHARD WCIK · 1860677	4 Trade	VIRTUS INVESTMENT PARTNERS, INC.CIK · 883237	May 5, 2025 May 5, 2025	1txn
SMIRL RICHARD WCIK · 1860677	4 Trade	VIRTUS INVESTMENT PARTNERS, INC.CIK · 883237	Mar 18, 2025 Mar 18, 2025	2txn
AYLWARD GEORGE RCIK · 1222403	4 Trade	VIRTUS INVESTMENT PARTNERS, INC.CIK · 883237	Mar 18, 2025 Mar 18, 2025	3txn
AYLWARD GEORGE RCIK · 1222403	3 Initial	DUFF & PHELPS UTILITY & INFRASTRUCTURE FUND INC.CIK · 1515671	Sep 20, 2024 Sep 20, 2024	1txn
BURKE DONALD CCIK · 1081485	3 Initial	VIRTUS CONVERTIBLE & INCOME FUND IICIK · 1227857	Jun 6, 2024 Jun 6, 2024	1txn
BURKE DONALD CCIK · 1081485	3 Initial	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Jun 6, 2024 Jun 6, 2024	1txn
BURKE DONALD CCIK · 1081485	3 Initial	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Jun 6, 2024 Jun 6, 2024	1txn

Page 1 of 8 · 198 total