VAUGHAN & CO SECURITIES, INC.

PrivateCIK: 805870
Location

RIDGEWOOD, NJ

57
Positions
$192.62M
Total AUM (reported)
1.82M
Total Shares

Allocation by class

TOTAL AUM$192.62M57 positions
CORE HIGH DV ETF$24.66M12.8%
ACTIVEBETA US LG$23.27M12.1%
RUS 1000 GRW ETF$22.81M11.8%
RUS 2000 GRW ETF$22.73M11.8%
MRNING SM CP ETF$20.40M10.6%
COM$18.20M9.4%
CORE MSCI EMKT$14.89M7.7%

Portfolio Concentration

Top 336.7%4–1044.7%11–259.9%Rest8.6%TOP 1081.5%0%100%
Top 3$70.73M36.7%
4–10$86.17M44.7%
11–25$19.11M9.9%
Rest$16.62M8.6%

Top 3 weight

36.7%

Top 10 weight

81.5%

Voting Authority Distribution

Total shares with voting rights: 1.82M

Sole

Full voting authority

1.82M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole57
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:

ISHARES TR

SOLE
CORE HIGH DV ETF
Shares181.66K
TypeSH
Market value$24.66M
12.80%
Sole
181.66K
Shared
0.00
None
0.00

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA US LG
Shares185.93K
TypeSH
Market value$23.27M
12.08%
Sole
185.93K
Shared
0.00
None
0.00

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares53.48K
TypeSH
Market value$22.81M
11.84%
Sole
53.48K
Shared
0.00
None
0.00

ISHARES TR

SOLE
RUS 2000 GRW ETF
Shares72.42K
TypeSH
Market value$22.73M
11.80%
Sole
72.42K
Shared
0.00
None
0.00

ISHARES TR

SOLE
MRNING SM CP ETF
Shares293.42K
TypeSH
Market value$20.40M
10.59%
Sole
293.42K
Shared
0.00
None
0.00

ISHARES INC

SOLE
CORE MSCI EMKT
Shares213.47K
TypeSH
Market value$14.89M
7.73%
Sole
213.47K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE MSCI EAFE
Shares150.73K
TypeSH
Market value$13.65M
7.08%
Sole
150.73K
Shared
0.00
None
0.00

ISHARES TR

SOLE
GLOBAL TECH ETF
Shares88.38K
TypeSH
Market value$8.83M
4.59%
Sole
88.38K
Shared
0.00
None
0.00

ISHARES TR

SOLE
MSCI EAFE MIN VL
Shares31.24K
TypeSH
Market value$2.85M
1.48%
Sole
31.24K
Shared
0.00
None
0.00

WISDOMTREE TR

SOLE
US SMALLCAP DIVD
Shares78.49K
TypeSH
Market value$2.82M
1.46%
Sole
78.49K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares4.05K
TypeSH
Market value$2.63M
1.37%
Sole
2.15K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares8.49K
TypeSH
Market value$2.16M
1.12%
Sole
8.49K
Shared
0.00
None
0.00

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE EMR MKT ETF
Shares38.39K
TypeSH
Market value$2.08M
1.08%
Sole
38.39K
Shared
0.00
None
0.00

ISHARES TR

SOLE
SELECT DIVID ETF
Shares8.85K
TypeSH
Market value$1.34M
0.70%
Sole
8.85K
Shared
0.00
None
0.00

ISHARES TR

SOLE
MRGSTR SM CP GR
Shares24.43K
TypeSH
Market value$1.34M
0.70%
Sole
24.43K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE S&P US GWT
Shares8.17K
TypeSH
Market value$1.27M
0.66%
Sole
8.17K
Shared
0.00
None
0.00

VALERO ENERGY CORP

SOLE
COM
Shares4.58K
TypeSH
Market value$1.13M
0.59%
Sole
4.58K
Shared
0.00
None
0.00

ISHARES TR

SOLE
SP SMCP600VL ETF
Shares8.58K
TypeSH
Market value$1.02M
0.53%
Sole
8.58K
Shared
0.00
None
0.00

BRISTOL-MYERS SQUIBB CO

SOLE
COM
Shares15.65K
TypeSH
Market value$949.2K
0.49%
Sole
15.65K
Shared
0.00
None
0.00

ISHARES TR

SOLE
RUS 2000 VAL ETF
Shares4.92K
TypeSH
Market value$932.4K
0.48%
Sole
4.92K
Shared
0.00
None
0.00

GSK PLC

SOLE
SPONSORED ADR
Shares16.87K
TypeSH
Market value$931.2K
0.48%
Sole
16.87K
Shared
0.00
None
0.00

CHEVRON CORPORATION

SOLE
COM
Shares4.37K
TypeSH
Market value$904.4K
0.47%
Sole
4.37K
Shared
0.00
None
0.00

UNITED PARCEL SVCS INC

SOLE
CL B
Shares8.39K
TypeSH
Market value$825.2K
0.43%
Sole
8.39K
Shared
0.00
None
0.00

VERIZON COMMUNICATIONS INC

SOLE
COM
Shares16.11K
TypeSH
Market value$808.5K
0.42%
Sole
16.11K
Shared
0.00
None
0.00

EASTMAN CHEM CO

SOLE
COM
Shares10.46K
TypeSH
Market value$798.2K
0.41%
Sole
10.46K
Shared
0.00
None
0.00
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