Filed: 1/28/2026ACC: 0002085853-26-000116
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $193.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$193.39M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
RUS 1000 GRW ETF$24.97M12.9%
ACTIVEBETA US LG$24.69M12.8%
RUS 2000 GRW ETF$23.84M12.3%
CORE HIGH DV ETF$22.63M11.7%
MRNING SM CP ETF$20.62M10.7%
COM$17.21M8.9%
CORE MSCI EMKT$14.80M7.7%
Portfolio Concentration
Top 3$73.50M38.0%
4–10$86.48M44.7%
11–25$17.41M9.0%
Rest$16.00M8.3%
Top 3 weight
38.0%
Top 10 weight
82.7%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
1.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole57
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:
ISHARES TR
SOLEShares52.75K
TypeSH
Market value$24.97M
12.91%
Sole
52.75K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares186.55K
TypeSH
Market value$24.69M
12.77%
Sole
186.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares73.80K
TypeSH
Market value$23.84M
12.33%
Sole
73.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares186.06K
TypeSH
Market value$22.63M
11.70%
Sole
186.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares300.98K
TypeSH
Market value$20.62M
10.66%
Sole
300.98K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares220.20K
TypeSH
Market value$14.80M
7.65%
Sole
220.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares150.82K
TypeSH
Market value$13.49M
6.98%
Sole
150.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares91.29K
TypeSH
Market value$9.59M
4.96%
Sole
91.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.71K
TypeSH
Market value$2.74M
1.41%
Sole
31.71K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares78.49K
TypeSH
Market value$2.63M
1.36%
Sole
78.49K
Shared
0.00
None
0.00
APPLE INC
SOLEShares7.73K
TypeSH
Market value$2.10M
1.09%
Sole
7.73K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares38.39K
TypeSH
Market value$2.06M
1.07%
Sole
38.39K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.15K
TypeSH
Market value$1.47M
0.76%
Sole
2.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.17K
TypeSH
Market value$1.37M
0.71%
Sole
8.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.55K
TypeSH
Market value$1.36M
0.70%
Sole
24.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.85K
TypeSH
Market value$1.25M
0.65%
Sole
8.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.58K
TypeSH
Market value$975.8K
0.50%
Sole
8.58K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares3.14K
TypeSH
Market value$930.4K
0.48%
Sole
3.14K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.96K
TypeSH
Market value$898.6K
0.46%
Sole
4.96K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares8.85K
TypeSH
Market value$878.1K
0.45%
Sole
8.85K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares16.24K
TypeSH
Market value$876.1K
0.45%
Sole
16.24K
Shared
0.00
None
0.00
GSK PLC
SOLEShares17.66K
TypeSH
Market value$865.9K
0.45%
Sole
17.66K
Shared
0.00
None
0.00
3M CO
SOLEShares5.11K
TypeSH
Market value$818.3K
0.42%
Sole
5.11K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares4.83K
TypeSH
Market value$774.7K
0.40%
Sole
4.83K
Shared
0.00
None
0.00
VALERO ENERGY CORP
SOLEShares4.76K
TypeSH
Market value$774.2K
0.40%
Sole
4.76K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 52.75K | SH | $24.97M 12.91% | 52.75K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 186.55K | SH | $24.69M 12.77% | 186.55K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 73.80K | SH | $23.84M 12.33% | 73.80K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 186.06K | SH | $22.63M 11.70% | 186.06K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 300.98K | SH | $20.62M 10.66% | 300.98K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 220.20K | SH | $14.80M 7.65% | 220.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 150.82K | SH | $13.49M 6.98% | 150.82K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 91.29K | SH | $9.59M 4.96% | 91.29K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 31.71K | SH | $2.74M 1.41% | 31.71K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 78.49K | SH | $2.63M 1.36% | 78.49K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 7.73K | SH | $2.10M 1.09% | 7.73K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 38.39K | SH | $2.06M 1.07% | 38.39K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.15K | SH | $1.47M 0.76% | 2.15K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 8.17K | SH | $1.37M 0.71% | 8.17K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 24.55K | SH | $1.36M 0.70% | 24.55K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 8.85K | SH | $1.25M 0.65% | 8.85K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.58K | SH | $975.8K 0.50% | 8.58K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.14K | SH | $930.4K 0.48% | 3.14K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 4.96K | SH | $898.6K 0.46% | 4.96K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 8.85K | SH | $878.1K 0.45% | 8.85K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 16.24K | SH | $876.1K 0.45% | 16.24K | 0.00 | 0.00 |
GSK PLCSOLE | SPONSORED ADR | 17.66K | SH | $865.9K 0.45% | 17.66K | 0.00 | 0.00 |
3M COSOLE | COM | 5.11K | SH | $818.3K 0.42% | 5.11K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 4.83K | SH | $774.7K 0.40% | 4.83K | 0.00 | 0.00 |
VALERO ENERGY CORPSOLE | COM | 4.76K | SH | $774.2K 0.40% | 4.76K | 0.00 | 0.00 |
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