Filed: 1/27/2025ACC: 0001667731-25-000136
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $165.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$165.87M
Total AUM (reported)
1.92M
Total Shares
Allocation by class
RUS 1000 GRW ETF$20.43M12.3%
ACTIVEBETA US LG$19.96M12.0%
RUS 2000 GRW ETF$19.63M11.8%
COM$18.66M11.3%
CORE HIGH DV ETF$17.77M10.7%
MRNING SM CP ETF$16.52M10.0%
CORE MSCI EMKT$11.27M6.8%
Portfolio Concentration
Top 3$60.03M36.2%
4–10$72.47M43.7%
11–25$17.42M10.5%
Rest$15.95M9.6%
Top 3 weight
36.2%
Top 10 weight
79.9%
Voting Authority Distribution
Total shares with voting rights: 1.92M
Sole
Full voting authority
1.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
ISHARES TR
SOLEShares50.88K
TypeSH
Market value$20.43M
12.32%
Sole
50.88K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares173.27K
TypeSH
Market value$19.96M
12.03%
Sole
173.27K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares68.22K
TypeSH
Market value$19.63M
11.84%
Sole
68.22K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares158.31K
TypeSH
Market value$17.77M
10.71%
Sole
158.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares260.52K
TypeSH
Market value$16.52M
9.96%
Sole
260.52K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares215.91K
TypeSH
Market value$11.27M
6.80%
Sole
215.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares139.23K
TypeSH
Market value$9.84M
5.94%
Sole
139.23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares98.48K
TypeSH
Market value$8.35M
5.03%
Sole
98.48K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares98.87K
TypeSH
Market value$5.90M
3.56%
Sole
98.87K
Shared
0.00
None
0.00
APPLE INC
SOLEShares11.22K
TypeSH
Market value$2.81M
1.69%
Sole
11.22K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares79.61K
TypeSH
Market value$2.73M
1.65%
Sole
79.61K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares39.70K
TypeSH
Market value$1.75M
1.05%
Sole
39.70K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.16K
TypeSH
Market value$1.27M
0.76%
Sole
2.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25K
TypeSH
Market value$1.24M
0.75%
Sole
25K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.24K
TypeSH
Market value$1.21M
0.73%
Sole
9.24K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.45K
TypeSH
Market value$1.18M
0.71%
Sole
8.45K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.66K
TypeSH
Market value$1.16M
0.70%
Sole
9.66K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.70K
TypeSH
Market value$945.2K
0.57%
Sole
8.70K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares4.14K
TypeSH
Market value$910.8K
0.55%
Sole
4.14K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares16.03K
TypeSH
Market value$906.7K
0.55%
Sole
16.03K
Shared
0.00
None
0.00
VALLEY NATL BANCORP
SOLEShares95.15K
TypeSH
Market value$862.1K
0.52%
Sole
95.15K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares8.58K
TypeSH
Market value$861.8K
0.52%
Sole
8.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.97K
TypeSH
Market value$816.3K
0.49%
Sole
4.97K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares4.61K
TypeSH
Market value$794.9K
0.48%
Sole
4.61K
Shared
0.00
None
0.00
3M CO
SOLEShares6.11K
TypeSH
Market value$788.4K
0.48%
Sole
6.11K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 50.88K | SH | $20.43M 12.32% | 50.88K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 173.27K | SH | $19.96M 12.03% | 173.27K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 68.22K | SH | $19.63M 11.84% | 68.22K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 158.31K | SH | $17.77M 10.71% | 158.31K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 260.52K | SH | $16.52M 9.96% | 260.52K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 215.91K | SH | $11.27M 6.80% | 215.91K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 139.23K | SH | $9.84M 5.94% | 139.23K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 98.48K | SH | $8.35M 5.03% | 98.48K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 98.87K | SH | $5.90M 3.56% | 98.87K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 11.22K | SH | $2.81M 1.69% | 11.22K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 79.61K | SH | $2.73M 1.65% | 79.61K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 39.70K | SH | $1.75M 1.05% | 39.70K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.16K | SH | $1.27M 0.76% | 2.16K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25K | SH | $1.24M 0.75% | 25K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.24K | SH | $1.21M 0.73% | 9.24K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 8.45K | SH | $1.18M 0.71% | 8.45K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.66K | SH | $1.16M 0.70% | 9.66K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.70K | SH | $945.2K 0.57% | 8.70K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 4.14K | SH | $910.8K 0.55% | 4.14K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 16.03K | SH | $906.7K 0.55% | 16.03K | 0.00 | 0.00 |
VALLEY NATL BANCORPSOLE | COM | 95.15K | SH | $862.1K 0.52% | 95.15K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 8.58K | SH | $861.8K 0.52% | 8.58K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 4.97K | SH | $816.3K 0.49% | 4.97K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 4.61K | SH | $794.9K 0.48% | 4.61K | 0.00 | 0.00 |
3M COSOLE | COM | 6.11K | SH | $788.4K 0.48% | 6.11K | 0.00 | 0.00 |
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