Filed: 10/31/2024ACC: 0000805870-24-000004
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $169.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$169.76M
Total AUM (reported)
1.94M
Total Shares
Allocation by class
ACTIVEBETA US LG$20.13M11.9%
RUS 1000 GRW ETF$20.04M11.8%
RUS 2000 GRW ETF$19.89M11.7%
COM$19.13M11.3%
CORE HIGH DV ETF$18.50M10.9%
MRNING SM CP ETF$16.74M9.9%
CORE MSCI EMKT$12.25M7.2%
Portfolio Concentration
Top 3$60.05M35.4%
4–10$74.93M44.1%
11–25$17.71M10.4%
Rest$17.07M10.1%
Top 3 weight
35.4%
Top 10 weight
79.5%
Voting Authority Distribution
Total shares with voting rights: 1.94M
Sole
Full voting authority
1.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
GOLDMAN SACHS ETF TR
SOLEShares178.21K
TypeSH
Market value$20.13M
11.86%
Sole
178.21K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares53.38K
TypeSH
Market value$20.04M
11.80%
Sole
53.38K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares70.03K
TypeSH
Market value$19.89M
11.72%
Sole
70.03K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares157.26K
TypeSH
Market value$18.50M
10.90%
Sole
157.26K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares263.70K
TypeSH
Market value$16.74M
9.86%
Sole
263.70K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares213.40K
TypeSH
Market value$12.25M
7.22%
Sole
213.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares135.67K
TypeSH
Market value$10.41M
6.13%
Sole
135.67K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares99.53K
TypeSH
Market value$8.21M
4.84%
Sole
99.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares98.80K
TypeSH
Market value$6.01M
3.54%
Sole
98.80K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares81.44K
TypeSH
Market value$2.81M
1.65%
Sole
81.44K
Shared
0.00
None
0.00
APPLE INC
SOLEShares11.42K
TypeSH
Market value$2.66M
1.57%
Sole
11.42K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares39.70K
TypeSH
Market value$1.90M
1.12%
Sole
39.70K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.27K
TypeSH
Market value$1.25M
0.74%
Sole
9.27K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.16K
TypeSH
Market value$1.24M
0.73%
Sole
2.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25K
TypeSH
Market value$1.22M
0.72%
Sole
25K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.96K
TypeSH
Market value$1.21M
0.71%
Sole
9.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.53K
TypeSH
Market value$1.13M
0.66%
Sole
8.53K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares4.36K
TypeSH
Market value$962.8K
0.57%
Sole
4.36K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.70K
TypeSH
Market value$937.0K
0.55%
Sole
8.70K
Shared
0.00
None
0.00
VALLEY NATL BANCORP
SOLEShares100.14K
TypeSH
Market value$907.3K
0.53%
Sole
100.14K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares19.75K
TypeSH
Market value$886.8K
0.52%
Sole
19.75K
Shared
0.00
None
0.00
3M CO
SOLEShares6.38K
TypeSH
Market value$871.7K
0.51%
Sole
6.38K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares16.62K
TypeSH
Market value$860.0K
0.51%
Sole
16.62K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares9.18K
TypeSH
Market value$836.7K
0.49%
Sole
9.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.70K
TypeSH
Market value$835.3K
0.49%
Sole
10.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 178.21K | SH | $20.13M 11.86% | 178.21K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 53.38K | SH | $20.04M 11.80% | 53.38K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 70.03K | SH | $19.89M 11.72% | 70.03K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 157.26K | SH | $18.50M 10.90% | 157.26K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 263.70K | SH | $16.74M 9.86% | 263.70K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 213.40K | SH | $12.25M 7.22% | 213.40K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 135.67K | SH | $10.41M 6.13% | 135.67K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 99.53K | SH | $8.21M 4.84% | 99.53K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 98.80K | SH | $6.01M 3.54% | 98.80K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 81.44K | SH | $2.81M 1.65% | 81.44K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 11.42K | SH | $2.66M 1.57% | 11.42K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 39.70K | SH | $1.90M 1.12% | 39.70K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.27K | SH | $1.25M 0.74% | 9.27K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.16K | SH | $1.24M 0.73% | 2.16K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25K | SH | $1.22M 0.72% | 25K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.96K | SH | $1.21M 0.71% | 9.96K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 8.53K | SH | $1.13M 0.66% | 8.53K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 4.36K | SH | $962.8K 0.57% | 4.36K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.70K | SH | $937.0K 0.55% | 8.70K | 0.00 | 0.00 |
VALLEY NATL BANCORPSOLE | COM | 100.14K | SH | $907.3K 0.53% | 100.14K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 19.75K | SH | $886.8K 0.52% | 19.75K | 0.00 | 0.00 |
3M COSOLE | COM | 6.38K | SH | $871.7K 0.51% | 6.38K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 16.62K | SH | $860.0K 0.51% | 16.62K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 9.18K | SH | $836.7K 0.49% | 9.18K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 10.70K | SH | $835.3K 0.49% | 10.70K | 0.00 | 0.00 |
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