Filed: 7/30/2024ACC: 0000805870-24-000003
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $158.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$158.55M
Total AUM (reported)
1.94M
Total Shares
Allocation by class
RUS 1000 GRW ETF$19.63M12.4%
ACTIVEBETA US LG$19.20M12.1%
RUS 2000 GRW ETF$18.48M11.7%
CORE HIGH DV ETF$17.12M10.8%
COM$17.11M10.8%
MRNING SM CP ETF$15.22M9.6%
CORE MSCI EMKT$11.28M7.1%
Portfolio Concentration
Top 3$57.30M36.1%
4–10$69.56M43.9%
11–25$16.00M10.1%
Rest$15.69M9.9%
Top 3 weight
36.1%
Top 10 weight
80.0%
Voting Authority Distribution
Total shares with voting rights: 1.94M
Sole
Full voting authority
1.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
ISHARES TR
SOLEShares53.85K
TypeSH
Market value$19.63M
12.38%
Sole
53.85K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares179.52K
TypeSH
Market value$19.20M
12.11%
Sole
179.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares70.37K
TypeSH
Market value$18.48M
11.65%
Sole
70.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares157.46K
TypeSH
Market value$17.12M
10.80%
Sole
157.46K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares262.78K
TypeSH
Market value$15.22M
9.60%
Sole
262.78K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares210.75K
TypeSH
Market value$11.28M
7.12%
Sole
210.75K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares135.10K
TypeSH
Market value$9.37M
5.91%
Sole
135.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares99.92K
TypeSH
Market value$8.28M
5.22%
Sole
99.92K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.97K
TypeSH
Market value$5.76M
3.64%
Sole
97.97K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares81.44K
TypeSH
Market value$2.54M
1.60%
Sole
81.44K
Shared
0.00
None
0.00
APPLE INC
SOLEShares11.56K
TypeSH
Market value$2.43M
1.54%
Sole
11.56K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares40.50K
TypeSH
Market value$1.77M
1.12%
Sole
40.50K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.17K
TypeSH
Market value$1.18M
0.74%
Sole
2.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.04K
TypeSH
Market value$1.14M
0.72%
Sole
25.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.35K
TypeSH
Market value$1.13M
0.71%
Sole
9.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.55K
TypeSH
Market value$1.09M
0.69%
Sole
8.55K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares10.06K
TypeSH
Market value$1.02M
0.64%
Sole
10.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.75K
TypeSH
Market value$851.1K
0.54%
Sole
8.75K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares20.15K
TypeSH
Market value$831.0K
0.52%
Sole
20.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.73K
TypeSH
Market value$779.3K
0.49%
Sole
10.73K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares27.57K
TypeSH
Market value$771.4K
0.49%
Sole
27.57K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares4.45K
TypeSH
Market value$769.6K
0.49%
Sole
4.45K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares9.40K
TypeSH
Market value$766.7K
0.48%
Sole
9.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.01K
TypeSH
Market value$762.4K
0.48%
Sole
5.01K
Shared
0.00
None
0.00
VALLEY NATL BANCORP
SOLEShares101.02K
TypeSH
Market value$705.1K
0.44%
Sole
101.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 53.85K | SH | $19.63M 12.38% | 53.85K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 179.52K | SH | $19.20M 12.11% | 179.52K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 70.37K | SH | $18.48M 11.65% | 70.37K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 157.46K | SH | $17.12M 10.80% | 157.46K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 262.78K | SH | $15.22M 9.60% | 262.78K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 210.75K | SH | $11.28M 7.12% | 210.75K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 135.10K | SH | $9.37M 5.91% | 135.10K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 99.92K | SH | $8.28M 5.22% | 99.92K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 97.97K | SH | $5.76M 3.64% | 97.97K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 81.44K | SH | $2.54M 1.60% | 81.44K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 11.56K | SH | $2.43M 1.54% | 11.56K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 40.50K | SH | $1.77M 1.12% | 40.50K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.17K | SH | $1.18M 0.74% | 2.17K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25.04K | SH | $1.14M 0.72% | 25.04K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.35K | SH | $1.13M 0.71% | 9.35K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 8.55K | SH | $1.09M 0.69% | 8.55K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 10.06K | SH | $1.02M 0.64% | 10.06K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.75K | SH | $851.1K 0.54% | 8.75K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 20.15K | SH | $831.0K 0.52% | 20.15K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 10.73K | SH | $779.3K 0.49% | 10.73K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 27.57K | SH | $771.4K 0.49% | 27.57K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 4.45K | SH | $769.6K 0.49% | 4.45K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 9.40K | SH | $766.7K 0.48% | 9.40K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 5.01K | SH | $762.4K 0.48% | 5.01K | 0.00 | 0.00 |
VALLEY NATL BANCORPSOLE | COM | 101.02K | SH | $705.1K 0.44% | 101.02K | 0.00 | 0.00 |
Page 1 of 3