Filed: 5/1/2024ACC: 0000805870-24-000002
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $157.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
56
Positions
$157.11M
Total AUM (reported)
1.84M
Total Shares
Allocation by class
RUS 2000 GRW ETF$19.02M12.1%
ACTIVEBETA US LG$18.93M12.0%
RUS 1000 GRW ETF$18.79M12.0%
CORE HIGH DV ETF$17.10M10.9%
COM$15.64M10.0%
MRNING SM CP ETF$15.59M9.9%
CORE MSCI EMKT$10.55M6.7%
Portfolio Concentration
Top 3$56.74M36.1%
4–10$68.64M43.7%
11–25$15.67M10.0%
Rest$16.05M10.2%
Top 3 weight
36.1%
Top 10 weight
79.8%
Voting Authority Distribution
Total shares with voting rights: 1.84M
Sole
Full voting authority
1.84M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole56
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings56
Rows:
ISHARES TR
SOLEShares70.25K
TypeSH
Market value$19.02M
12.11%
Sole
70.25K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares182.36K
TypeSH
Market value$18.93M
12.05%
Sole
182.36K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares55.75K
TypeSH
Market value$18.79M
11.96%
Sole
55.75K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares155.18K
TypeSH
Market value$17.10M
10.89%
Sole
155.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares254.67K
TypeSH
Market value$15.59M
9.92%
Sole
254.67K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares204.49K
TypeSH
Market value$10.55M
6.72%
Sole
204.49K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares128.80K
TypeSH
Market value$9.13M
5.81%
Sole
128.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares102.39K
TypeSH
Market value$7.66M
4.88%
Sole
102.39K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.24K
TypeSH
Market value$5.80M
3.69%
Sole
97.24K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares86.19K
TypeSH
Market value$2.82M
1.79%
Sole
86.19K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.62K
TypeSH
Market value$2.16M
1.38%
Sole
12.62K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares40.50K
TypeSH
Market value$1.69M
1.08%
Sole
40.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.28K
TypeSH
Market value$1.18M
0.75%
Sole
25.28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.35K
TypeSH
Market value$1.15M
0.73%
Sole
9.35K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.17K
TypeSH
Market value$1.14M
0.72%
Sole
2.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.72K
TypeSH
Market value$1.02M
0.65%
Sole
8.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.75K
TypeSH
Market value$899.1K
0.57%
Sole
8.75K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares4.68K
TypeSH
Market value$893.9K
0.57%
Sole
4.68K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.40K
TypeSH
Market value$861.0K
0.55%
Sole
9.40K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares19.85K
TypeSH
Market value$833.0K
0.53%
Sole
19.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.73K
TypeSH
Market value$796.2K
0.51%
Sole
10.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.01K
TypeSH
Market value$795.0K
0.51%
Sole
5.01K
Shared
0.00
None
0.00
3M CO
SOLEShares7.19K
TypeSH
Market value$762.9K
0.49%
Sole
7.19K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares9.45K
TypeSH
Market value$757.4K
0.48%
Sole
9.45K
Shared
0.00
None
0.00
DOW INC
SOLEShares12.59K
TypeSH
Market value$729.1K
0.46%
Sole
12.59K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 2000 GRW ETF | 70.25K | SH | $19.02M 12.11% | 70.25K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 182.36K | SH | $18.93M 12.05% | 182.36K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 55.75K | SH | $18.79M 11.96% | 55.75K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 155.18K | SH | $17.10M 10.89% | 155.18K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 254.67K | SH | $15.59M 9.92% | 254.67K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 204.49K | SH | $10.55M 6.72% | 204.49K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 128.80K | SH | $9.13M 5.81% | 128.80K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 102.39K | SH | $7.66M 4.88% | 102.39K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 97.24K | SH | $5.80M 3.69% | 97.24K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 86.19K | SH | $2.82M 1.79% | 86.19K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.62K | SH | $2.16M 1.38% | 12.62K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 40.50K | SH | $1.69M 1.08% | 40.50K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25.28K | SH | $1.18M 0.75% | 25.28K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.35K | SH | $1.15M 0.73% | 9.35K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.17K | SH | $1.14M 0.72% | 2.17K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 8.72K | SH | $1.02M 0.65% | 8.72K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.75K | SH | $899.1K 0.57% | 8.75K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 4.68K | SH | $893.9K 0.57% | 4.68K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.40K | SH | $861.0K 0.55% | 9.40K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 19.85K | SH | $833.0K 0.53% | 19.85K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 10.73K | SH | $796.2K 0.51% | 10.73K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 5.01K | SH | $795.0K 0.51% | 5.01K | 0.00 | 0.00 |
3M COSOLE | COM SHS | 7.19K | SH | $762.9K 0.49% | 7.19K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 9.45K | SH | $757.4K 0.48% | 9.45K | 0.00 | 0.00 |
DOW INCSOLE | COM | 12.59K | SH | $729.1K 0.46% | 12.59K | 0.00 | 0.00 |
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