Filed: 1/26/2024ACC: 0000805870-24-000001
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $149.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$149.07M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
RUS 2000 GRW ETF$17.76M11.9%
COM$17.14M11.5%
ACTIVEBETA US LG$17.14M11.5%
RUS 1000 GRW ETF$17.00M11.4%
CORE HIGH DV ETF$15.35M10.3%
MRNING SM CP ETF$14.89M10.0%
CORE MSCI EMKT$10.12M6.8%
Portfolio Concentration
Top 3$51.90M34.8%
4–10$64.82M43.5%
11–25$15.89M10.7%
Rest$16.46M11.0%
Top 3 weight
34.8%
Top 10 weight
78.3%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
1.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings55
Rows:
ISHARES TR
SOLEShares70.41K
TypeSH
Market value$17.76M
11.91%
Sole
70.41K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares182.72K
TypeSH
Market value$17.14M
11.50%
Sole
182.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares56.06K
TypeSH
Market value$17.00M
11.40%
Sole
56.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares150.53K
TypeSH
Market value$15.35M
10.30%
Sole
150.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares251.51K
TypeSH
Market value$14.89M
9.99%
Sole
251.51K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares200.01K
TypeSH
Market value$10.12M
6.79%
Sole
200.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares125.46K
TypeSH
Market value$8.70M
5.84%
Sole
125.46K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares103.57K
TypeSH
Market value$7.06M
4.74%
Sole
103.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.38K
TypeSH
Market value$5.83M
3.91%
Sole
97.38K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares89.29K
TypeSH
Market value$2.87M
1.93%
Sole
89.29K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.70K
TypeSH
Market value$2.45M
1.64%
Sole
12.70K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares40.50K
TypeSH
Market value$1.66M
1.12%
Sole
40.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.52K
TypeSH
Market value$1.12M
0.75%
Sole
9.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.28K
TypeSH
Market value$1.11M
0.75%
Sole
25.28K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.20K
TypeSH
Market value$1.04M
0.70%
Sole
2.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.46K
TypeSH
Market value$984.7K
0.66%
Sole
9.46K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.75K
TypeSH
Market value$901.9K
0.60%
Sole
8.75K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.45K
TypeSH
Market value$888.6K
0.60%
Sole
9.45K
Shared
0.00
None
0.00
3M CO
SOLEShares7.93K
TypeSH
Market value$866.8K
0.58%
Sole
7.93K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.28K
TypeSH
Market value$863.4K
0.58%
Sole
5.28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares11.96K
TypeSH
Market value$841.6K
0.56%
Sole
11.96K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares22.17K
TypeSH
Market value$835.8K
0.56%
Sole
22.17K
Shared
0.00
None
0.00
BANK MONTREAL QUE
SOLEShares8.08K
TypeSH
Market value$799.6K
0.54%
Sole
8.08K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.99K
TypeSH
Market value$775.5K
0.52%
Sole
4.99K
Shared
0.00
None
0.00
TELUS CORPORATION
SOLEShares42.49K
TypeSH
Market value$756.0K
0.51%
Sole
42.49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 2000 GRW ETF | 70.41K | SH | $17.76M 11.91% | 70.41K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 182.72K | SH | $17.14M 11.50% | 182.72K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 56.06K | SH | $17.00M 11.40% | 56.06K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 150.53K | SH | $15.35M 10.30% | 150.53K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 251.51K | SH | $14.89M 9.99% | 251.51K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 200.01K | SH | $10.12M 6.79% | 200.01K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 125.46K | SH | $8.70M 5.84% | 125.46K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 103.57K | SH | $7.06M 4.74% | 103.57K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 97.38K | SH | $5.83M 3.91% | 97.38K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 89.29K | SH | $2.87M 1.93% | 89.29K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.70K | SH | $2.45M 1.64% | 12.70K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 40.50K | SH | $1.66M 1.12% | 40.50K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.52K | SH | $1.12M 0.75% | 9.52K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25.28K | SH | $1.11M 0.75% | 25.28K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.20K | SH | $1.04M 0.70% | 2.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 9.46K | SH | $984.7K 0.66% | 9.46K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.75K | SH | $901.9K 0.60% | 8.75K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.45K | SH | $888.6K 0.60% | 9.45K | 0.00 | 0.00 |
3M COSOLE | COM | 7.93K | SH | $866.8K 0.58% | 7.93K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.28K | SH | $863.4K 0.58% | 5.28K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 11.96K | SH | $841.6K 0.56% | 11.96K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 22.17K | SH | $835.8K 0.56% | 22.17K | 0.00 | 0.00 |
BANK MONTREAL QUESOLE | COM | 8.08K | SH | $799.6K 0.54% | 8.08K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 4.99K | SH | $775.5K 0.52% | 4.99K | 0.00 | 0.00 |
TELUS CORPORATIONSOLE | COM | 42.49K | SH | $756.0K 0.51% | 42.49K | 0.00 | 0.00 |
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