Filed: 10/19/2023ACC: 0000805870-23-000004
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $134.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$134.61M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
RUS 1000 GRW ETF$16.06M11.9%
ACTIVEBETA US LG$15.96M11.9%
COM$15.69M11.7%
RUS 2000 GRW ETF$15.33M11.4%
CORE HIGH DV ETF$14.42M10.7%
MRNING SM CP ETF$12.48M9.3%
CORE MSCI EMKT$9.26M6.9%
Portfolio Concentration
Top 3$47.35M35.2%
4–10$58.33M43.3%
11–25$15.30M11.4%
Rest$13.63M10.1%
Top 3 weight
35.2%
Top 10 weight
78.5%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
1.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings52
Rows:
ISHARES TR
SOLEShares60.39K
TypeSH
Market value$16.06M
11.93%
Sole
60.39K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares189.43K
TypeSH
Market value$15.96M
11.85%
Sole
189.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares68.41K
TypeSH
Market value$15.33M
11.39%
Sole
68.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares145.77K
TypeSH
Market value$14.42M
10.71%
Sole
145.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares241.03K
TypeSH
Market value$12.48M
9.27%
Sole
241.03K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares194.59K
TypeSH
Market value$9.26M
6.88%
Sole
194.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares120.99K
TypeSH
Market value$7.89M
5.86%
Sole
120.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares109.95K
TypeSH
Market value$6.36M
4.72%
Sole
109.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares99.12K
TypeSH
Market value$5.17M
3.84%
Sole
99.12K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares97.32K
TypeSH
Market value$2.74M
2.04%
Sole
97.32K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.34K
TypeSH
Market value$2.11M
1.57%
Sole
12.34K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares41.59K
TypeSH
Market value$1.63M
1.21%
Sole
41.59K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares20.16K
TypeSH
Market value$1.28M
0.95%
Sole
20.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.50K
TypeSH
Market value$1.02M
0.76%
Sole
9.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.28K
TypeSH
Market value$979.8K
0.73%
Sole
25.28K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.19K
TypeSH
Market value$936.6K
0.70%
Sole
2.19K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.68K
TypeSH
Market value$917.7K
0.68%
Sole
9.68K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.37K
TypeSH
Market value$867.2K
0.64%
Sole
9.37K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares6.10K
TypeSH
Market value$856.3K
0.64%
Sole
6.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.13K
TypeSH
Market value$831.4K
0.62%
Sole
6.13K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares7.74K
TypeSH
Market value$829.3K
0.62%
Sole
7.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.45K
TypeSH
Market value$801.3K
0.60%
Sole
12.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.78K
TypeSH
Market value$783.4K
0.58%
Sole
8.78K
Shared
0.00
None
0.00
CHENIERE ENERGY PARTNERS LP
SOLEShares14.45K
TypeSH
Market value$782.8K
0.58%
Sole
14.45K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares4K
TypeSH
Market value$674.5K
0.50%
Sole
4K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 60.39K | SH | $16.06M 11.93% | 60.39K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 189.43K | SH | $15.96M 11.85% | 189.43K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 68.41K | SH | $15.33M 11.39% | 68.41K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 145.77K | SH | $14.42M 10.71% | 145.77K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 241.03K | SH | $12.48M 9.27% | 241.03K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 194.59K | SH | $9.26M 6.88% | 194.59K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 120.99K | SH | $7.89M 5.86% | 120.99K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 109.95K | SH | $6.36M 4.72% | 109.95K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 99.12K | SH | $5.17M 3.84% | 99.12K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 97.32K | SH | $2.74M 2.04% | 97.32K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.34K | SH | $2.11M 1.57% | 12.34K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 41.59K | SH | $1.63M 1.21% | 41.59K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 20.16K | SH | $1.28M 0.95% | 20.16K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.50K | SH | $1.02M 0.76% | 9.50K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25.28K | SH | $979.8K 0.73% | 25.28K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.19K | SH | $936.6K 0.70% | 2.19K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 9.68K | SH | $917.7K 0.68% | 9.68K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.37K | SH | $867.2K 0.64% | 9.37K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 6.10K | SH | $856.3K 0.64% | 6.10K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 6.13K | SH | $831.4K 0.62% | 6.13K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 7.74K | SH | $829.3K 0.62% | 7.74K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 12.45K | SH | $801.3K 0.60% | 12.45K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.78K | SH | $783.4K 0.58% | 8.78K | 0.00 | 0.00 |
CHENIERE ENERGY PARTNERS LPSOLE | COM UNIT | 14.45K | SH | $782.8K 0.58% | 14.45K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 4K | SH | $674.5K 0.50% | 4K | 0.00 | 0.00 |
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