Filed: 7/20/2023ACC: 0000805870-23-000003
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $140.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$140.67M
Total AUM (reported)
1.87M
Total Shares
Allocation by class
RUS 1000 GRW ETF$16.81M11.9%
ACTIVEBETA US LG$16.46M11.7%
RUS 2000 GRW ETF$16.40M11.7%
COM$15.86M11.3%
CORE HIGH DV ETF$14.36M10.2%
MRNING SM CP ETF$12.58M8.9%
CORE MSCI EMKT$9.41M6.7%
Portfolio Concentration
Top 3$49.67M35.3%
4–10$59.69M42.4%
11–25$15.52M11.0%
Rest$15.79M11.2%
Top 3 weight
35.3%
Top 10 weight
77.7%
Voting Authority Distribution
Total shares with voting rights: 1.87M
Sole
Full voting authority
1.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
ISHARES TR
SOLEShares61.08K
TypeSH
Market value$16.81M
11.95%
Sole
61.08K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares188.58K
TypeSH
Market value$16.46M
11.70%
Sole
188.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares67.59K
TypeSH
Market value$16.40M
11.66%
Sole
67.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares142.45K
TypeSH
Market value$14.36M
10.21%
Sole
142.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares232.93K
TypeSH
Market value$12.58M
8.95%
Sole
232.93K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares190.89K
TypeSH
Market value$9.41M
6.69%
Sole
190.89K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares118.51K
TypeSH
Market value$8.00M
5.69%
Sole
118.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares110.13K
TypeSH
Market value$6.85M
4.87%
Sole
110.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares98.80K
TypeSH
Market value$5.49M
3.91%
Sole
98.80K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares104.03K
TypeSH
Market value$2.99M
2.13%
Sole
104.03K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.51K
TypeSH
Market value$2.43M
1.73%
Sole
12.51K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares41.59K
TypeSH
Market value$1.69M
1.20%
Sole
41.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.50K
TypeSH
Market value$1.08M
0.77%
Sole
9.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.28K
TypeSH
Market value$1.05M
0.74%
Sole
25.28K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.19K
TypeSH
Market value$971.2K
0.69%
Sole
2.19K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.68K
TypeSH
Market value$944.9K
0.67%
Sole
9.68K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.42K
TypeSH
Market value$919.5K
0.65%
Sole
9.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.13K
TypeSH
Market value$863.6K
0.61%
Sole
6.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.45K
TypeSH
Market value$840.5K
0.60%
Sole
12.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.78K
TypeSH
Market value$835.0K
0.59%
Sole
8.78K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares6.10K
TypeSH
Market value$816.6K
0.58%
Sole
6.10K
Shared
0.00
None
0.00
MAGELLAN MIDSTREAM PRTNRS LP
SOLEShares13.10K
TypeSH
Market value$816.6K
0.58%
Sole
13.10K
Shared
0.00
None
0.00
TRITON INTL LTD
SOLEShares9.63K
TypeSH
Market value$802.0K
0.57%
Sole
9.63K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares11.88K
TypeSH
Market value$733.3K
0.52%
Sole
11.88K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares16.13K
TypeSH
Market value$730.6K
0.52%
Sole
16.13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 61.08K | SH | $16.81M 11.95% | 61.08K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 188.58K | SH | $16.46M 11.70% | 188.58K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 67.59K | SH | $16.40M 11.66% | 67.59K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 142.45K | SH | $14.36M 10.21% | 142.45K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 232.93K | SH | $12.58M 8.95% | 232.93K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 190.89K | SH | $9.41M 6.69% | 190.89K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 118.51K | SH | $8.00M 5.69% | 118.51K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 110.13K | SH | $6.85M 4.87% | 110.13K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 98.80K | SH | $5.49M 3.91% | 98.80K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 104.03K | SH | $2.99M 2.13% | 104.03K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.51K | SH | $2.43M 1.73% | 12.51K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 41.59K | SH | $1.69M 1.20% | 41.59K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.50K | SH | $1.08M 0.77% | 9.50K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 25.28K | SH | $1.05M 0.74% | 25.28K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.19K | SH | $971.2K 0.69% | 2.19K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 9.68K | SH | $944.9K 0.67% | 9.68K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.42K | SH | $919.5K 0.65% | 9.42K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 6.13K | SH | $863.6K 0.61% | 6.13K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 12.45K | SH | $840.5K 0.60% | 12.45K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.78K | SH | $835.0K 0.59% | 8.78K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 6.10K | SH | $816.6K 0.58% | 6.10K | 0.00 | 0.00 |
MAGELLAN MIDSTREAM PRTNRS LPSOLE | COM UNIT RP LP | 13.10K | SH | $816.6K 0.58% | 13.10K | 0.00 | 0.00 |
TRITON INTL LTDSOLE | CL A | 9.63K | SH | $802.0K 0.57% | 9.63K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 11.88K | SH | $733.3K 0.52% | 11.88K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 16.13K | SH | $730.6K 0.52% | 16.13K | 0.00 | 0.00 |
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