Filed: 4/18/2023ACC: 0000805870-23-000002
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $134.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$134.80M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
COM$15.95M11.8%
RUS 1000 GRW ETF$15.73M11.7%
ACTIVEBETA US LG$15.56M11.5%
RUS 2000 GRW ETF$15.23M11.3%
CORE HIGH DV ETF$13.88M10.3%
MRNING SM CP ETF$10.97M8.1%
CORE MSCI EMKT$9.14M6.8%
Portfolio Concentration
Top 3$46.52M34.5%
4–10$57.20M42.4%
11–25$14.98M11.1%
Rest$16.10M11.9%
Top 3 weight
34.5%
Top 10 weight
76.9%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
1.88M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
ISHARES TR
SOLEShares64.39K
TypeSH
Market value$15.73M
11.67%
Sole
64.39K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares191.52K
TypeSH
Market value$15.56M
11.54%
Sole
191.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares67.16K
TypeSH
Market value$15.23M
11.30%
Sole
67.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares136.51K
TypeSH
Market value$13.88M
10.30%
Sole
136.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares210.31K
TypeSH
Market value$10.97M
8.14%
Sole
210.31K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares187.33K
TypeSH
Market value$9.14M
6.78%
Sole
187.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares122.98K
TypeSH
Market value$8.32M
6.17%
Sole
122.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares110.43K
TypeSH
Market value$6.00M
4.45%
Sole
110.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares103.77K
TypeSH
Market value$5.47M
4.06%
Sole
103.77K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares119.72K
TypeSH
Market value$3.42M
2.54%
Sole
119.72K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.70K
TypeSH
Market value$2.09M
1.55%
Sole
12.70K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares42.55K
TypeSH
Market value$1.72M
1.28%
Sole
42.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.74K
TypeSH
Market value$1.14M
0.85%
Sole
9.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26.67K
TypeSH
Market value$1.04M
0.77%
Sole
26.67K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.44K
TypeSH
Market value$917.9K
0.68%
Sole
9.44K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.20K
TypeSH
Market value$899.4K
0.67%
Sole
2.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.06K
TypeSH
Market value$893.4K
0.66%
Sole
10.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.12K
TypeSH
Market value$838.9K
0.62%
Sole
6.12K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.45K
TypeSH
Market value$832.4K
0.62%
Sole
12.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.69K
TypeSH
Market value$813.6K
0.60%
Sole
8.69K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares6.13K
TypeSH
Market value$803.3K
0.60%
Sole
6.13K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares12.06K
TypeSH
Market value$766.2K
0.57%
Sole
12.06K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares16.97K
TypeSH
Market value$757.2K
0.56%
Sole
16.97K
Shared
0.00
None
0.00
CHENIERE ENERGY PARTNERS LP
SOLEShares15.68K
TypeSH
Market value$741.8K
0.55%
Sole
15.68K
Shared
0.00
None
0.00
NORTHWESTERN CORP
SOLEShares12.48K
TypeSH
Market value$721.9K
0.54%
Sole
12.48K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 64.39K | SH | $15.73M 11.67% | 64.39K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 191.52K | SH | $15.56M 11.54% | 191.52K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 67.16K | SH | $15.23M 11.30% | 67.16K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 136.51K | SH | $13.88M 10.30% | 136.51K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 210.31K | SH | $10.97M 8.14% | 210.31K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 187.33K | SH | $9.14M 6.78% | 187.33K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 122.98K | SH | $8.32M 6.17% | 122.98K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 110.43K | SH | $6.00M 4.45% | 110.43K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 103.77K | SH | $5.47M 4.06% | 103.77K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 119.72K | SH | $3.42M 2.54% | 119.72K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.70K | SH | $2.09M 1.55% | 12.70K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 42.55K | SH | $1.72M 1.28% | 42.55K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 9.74K | SH | $1.14M 0.85% | 9.74K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 26.67K | SH | $1.04M 0.77% | 26.67K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.44K | SH | $917.9K 0.68% | 9.44K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.20K | SH | $899.4K 0.67% | 2.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 10.06K | SH | $893.4K 0.66% | 10.06K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 6.12K | SH | $838.9K 0.62% | 6.12K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 12.45K | SH | $832.4K 0.62% | 12.45K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.69K | SH | $813.6K 0.60% | 8.69K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 6.13K | SH | $803.3K 0.60% | 6.13K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 12.06K | SH | $766.2K 0.57% | 12.06K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 16.97K | SH | $757.2K 0.56% | 16.97K | 0.00 | 0.00 |
CHENIERE ENERGY PARTNERS LPSOLE | COM UNIT | 15.68K | SH | $741.8K 0.55% | 15.68K | 0.00 | 0.00 |
NORTHWESTERN CORPSOLE | COM NEW | 12.48K | SH | $721.9K 0.54% | 12.48K | 0.00 | 0.00 |
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