Filed: 2/2/2023ACC: 0000805870-23-000001
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $125.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$125.52M
Total AUM (reported)
1.91M
Total Shares
Allocation by class
COM$16.36M13.0%
ACTIVEBETA US LG$14.21M11.3%
RUS 2000 GRW ETF$13.97M11.1%
CORE HIGH DV ETF$13.71M10.9%
RUS 1000 GRW ETF$13.40M10.7%
MRNING SM CP ETF$10.25M8.2%
CORE MSCI EMKT$8.49M6.8%
Portfolio Concentration
Top 3$41.89M33.4%
4–10$53.07M42.3%
11–25$15.06M12.0%
Rest$15.50M12.3%
Top 3 weight
33.4%
Top 10 weight
75.7%
Voting Authority Distribution
Total shares with voting rights: 1.91M
Sole
Full voting authority
1.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings52
Rows:
GOLDMAN SACHS ETF TR
SOLEShares186.65K
TypeSH
Market value$14.21M
11.32%
Sole
186.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares65.13K
TypeSH
Market value$13.97M
11.13%
Sole
65.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares131.54K
TypeSH
Market value$13.71M
10.92%
Sole
131.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares62.55K
TypeSH
Market value$13.40M
10.68%
Sole
62.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares196.88K
TypeSH
Market value$10.25M
8.17%
Sole
196.88K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares181.79K
TypeSH
Market value$8.49M
6.76%
Sole
181.79K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares121.40K
TypeSH
Market value$7.72M
6.15%
Sole
121.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares105.44K
TypeSH
Market value$4.99M
3.98%
Sole
105.44K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares105.19K
TypeSH
Market value$4.72M
3.76%
Sole
105.19K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares123.22K
TypeSH
Market value$3.50M
2.79%
Sole
123.22K
Shared
0.00
None
0.00
APPLE INC
SOLEShares13.13K
TypeSH
Market value$1.71M
1.36%
Sole
13.13K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares42.55K
TypeSH
Market value$1.66M
1.32%
Sole
42.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.12K
TypeSH
Market value$1.22M
0.97%
Sole
10.12K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7K
TypeSH
Market value$970.9K
0.77%
Sole
7K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.57K
TypeSH
Market value$968.7K
0.77%
Sole
9.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26.62K
TypeSH
Market value$959.5K
0.76%
Sole
26.62K
Shared
0.00
None
0.00
CHENIERE ENERGY PARTNERS LP
SOLEShares15.90K
TypeSH
Market value$904.3K
0.72%
Sole
15.90K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares6.11K
TypeSH
Market value$861.0K
0.69%
Sole
6.11K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares13.05K
TypeSH
Market value$857.6K
0.68%
Sole
13.05K
Shared
0.00
None
0.00
GSK PLC
SOLEShares24.06K
TypeSH
Market value$845.4K
0.67%
Sole
24.06K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.20K
TypeSH
Market value$840.2K
0.67%
Sole
2.20K
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares15.92K
TypeSH
Market value$829.2K
0.66%
Sole
15.92K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares5.10K
TypeSH
Market value$823.7K
0.66%
Sole
5.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.01K
TypeSH
Market value$815.9K
0.65%
Sole
10.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.74K
TypeSH
Market value$797.7K
0.64%
Sole
8.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 186.65K | SH | $14.21M 11.32% | 186.65K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 65.13K | SH | $13.97M 11.13% | 65.13K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 131.54K | SH | $13.71M 10.92% | 131.54K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 62.55K | SH | $13.40M 10.68% | 62.55K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 196.88K | SH | $10.25M 8.17% | 196.88K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 181.79K | SH | $8.49M 6.76% | 181.79K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 121.40K | SH | $7.72M 6.15% | 121.40K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 105.44K | SH | $4.99M 3.98% | 105.44K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 105.19K | SH | $4.72M 3.76% | 105.19K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 123.22K | SH | $3.50M 2.79% | 123.22K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 13.13K | SH | $1.71M 1.36% | 13.13K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 42.55K | SH | $1.66M 1.32% | 42.55K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 10.12K | SH | $1.22M 0.97% | 10.12K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 7K | SH | $970.9K 0.77% | 7K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.57K | SH | $968.7K 0.77% | 9.57K | 0.00 | 0.00 |
ISHARES TRSOLE | MRGSTR SM CP GR | 26.62K | SH | $959.5K 0.76% | 26.62K | 0.00 | 0.00 |
CHENIERE ENERGY PARTNERS LPSOLE | COM UNIT | 15.90K | SH | $904.3K 0.72% | 15.90K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 6.11K | SH | $861.0K 0.69% | 6.11K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 13.05K | SH | $857.6K 0.68% | 13.05K | 0.00 | 0.00 |
GSK PLCSOLE | SPONSORED ADR | 24.06K | SH | $845.4K 0.67% | 24.06K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.20K | SH | $840.2K 0.67% | 2.20K | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 15.92K | SH | $829.2K 0.66% | 15.92K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 5.10K | SH | $823.7K 0.66% | 5.10K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US GWT | 10.01K | SH | $815.9K 0.65% | 10.01K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.74K | SH | $797.7K 0.64% | 8.74K | 0.00 | 0.00 |
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