Filed: 10/21/2022ACC: 0000805870-22-000005
📋 What this filing means
VAUGHAN & CO SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $115.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$115.9K
Total AUM (reported)
1.94M
Total Shares
Allocation by class
COM$15.7K13.5%
RUS 2000 GRW ETF$14.2K12.3%
ACTIVEBETA US LG$13.8K11.9%
RUS 1000 GRW ETF$13.5K11.7%
CORE HIGH DV ETF$12.7K11.0%
CORE MSCI EMKT$8.5K7.4%
MSCI EAFE MIN VL$6.9K6.0%
Portfolio Concentration
Top 3$41.5K35.8%
4–10$50.0K43.2%
11–25$12.5K10.8%
Rest$11.8K10.2%
Top 3 weight
35.8%
Top 10 weight
79.0%
Voting Authority Distribution
Total shares with voting rights: 1.94M
Sole
Full voting authority
1.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings49
Rows:
ISHARES TR
SOLEShares68.76K
TypeSH
Market value$14.2K
12.26%
Sole
68.76K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares193.95K
TypeSH
Market value$13.8K
11.89%
Sole
193.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares64.31K
TypeSH
Market value$13.5K
11.68%
Sole
64.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares139.10K
TypeSH
Market value$12.7K
10.96%
Sole
139.10K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares198.74K
TypeSH
Market value$8.5K
7.37%
Sole
198.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares121.48K
TypeSH
Market value$6.9K
5.98%
Sole
121.48K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares266.14K
TypeSH
Market value$6.9K
5.91%
Sole
266.14K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares134.81K
TypeSH
Market value$6.4K
5.53%
Sole
134.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares133.76K
TypeSH
Market value$6.0K
5.15%
Sole
133.76K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares62.32K
TypeSH
Market value$2.6K
2.27%
Sole
62.32K
Shared
0.00
None
0.00
APPLE INC
SOLEShares13.32K
TypeSH
Market value$1.8K
1.59%
Sole
13.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.63K
TypeSH
Market value$1.1K
0.98%
Sole
10.63K
Shared
0.00
None
0.00
CHENIERE ENERGY PARTNERS LP
SOLEShares16.61K
TypeSH
Market value$886.00
0.76%
Sole
16.61K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares9.78K
TypeSH
Market value$812.00
0.70%
Sole
9.78K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares6.39K
TypeSH
Market value$759.00
0.66%
Sole
6.39K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares18.40K
TypeSH
Market value$743.00
0.64%
Sole
18.40K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares19.30K
TypeSH
Market value$733.00
0.63%
Sole
19.30K
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares16.56K
TypeSH
Market value$733.00
0.63%
Sole
16.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.74K
TypeSH
Market value$720.00
0.62%
Sole
8.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.59K
TypeSH
Market value$720.00
0.62%
Sole
5.59K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares5.29K
TypeSH
Market value$711.00
0.61%
Sole
5.29K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares13.37K
TypeSH
Market value$685.00
0.59%
Sole
13.37K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares22.80K
TypeSH
Market value$681.00
0.59%
Sole
22.80K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares8.11K
TypeSH
Market value$679.00
0.59%
Sole
8.11K
Shared
0.00
None
0.00
NORTHWESTERN CORP
SOLEShares13.35K
TypeSH
Market value$658.00
0.57%
Sole
13.35K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 2000 GRW ETF | 68.76K | SH | $14.2K 12.26% | 68.76K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 193.95K | SH | $13.8K 11.89% | 193.95K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 64.31K | SH | $13.5K 11.68% | 64.31K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 139.10K | SH | $12.7K 10.96% | 139.10K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 198.74K | SH | $8.5K 7.37% | 198.74K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 121.48K | SH | $6.9K 5.98% | 121.48K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 266.14K | SH | $6.9K 5.91% | 266.14K | 0.00 | 0.00 |
ISHARES TRSOLE | MRNING SM CP ETF | 134.81K | SH | $6.4K 5.53% | 134.81K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPONENTIAL TECH | 133.76K | SH | $6.0K 5.15% | 133.76K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL TECH ETF | 62.32K | SH | $2.6K 2.27% | 62.32K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 13.32K | SH | $1.8K 1.59% | 13.32K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 10.63K | SH | $1.1K 0.98% | 10.63K | 0.00 | 0.00 |
CHENIERE ENERGY PARTNERS LPSOLE | COM UNIT | 16.61K | SH | $886.00 0.76% | 16.61K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 9.78K | SH | $812.00 0.70% | 9.78K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 6.39K | SH | $759.00 0.66% | 6.39K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 18.40K | SH | $743.00 0.64% | 18.40K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 19.30K | SH | $733.00 0.63% | 19.30K | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 16.56K | SH | $733.00 0.63% | 16.56K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 8.74K | SH | $720.00 0.62% | 8.74K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 5.59K | SH | $720.00 0.62% | 5.59K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 5.29K | SH | $711.00 0.61% | 5.29K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 13.37K | SH | $685.00 0.59% | 13.37K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 22.80K | SH | $681.00 0.59% | 22.80K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 8.11K | SH | $679.00 0.59% | 8.11K | 0.00 | 0.00 |
NORTHWESTERN CORPSOLE | COM NEW | 13.35K | SH | $658.00 0.57% | 13.35K | 0.00 | 0.00 |
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