UPTOWN FINANCIAL ADVISORS LLC

PrivateCIK: 2066147
Location

DALLAS, TX

77
Positions
$151.87M
Total AUM (reported)
1.88M
Total Shares

Allocation by class

TOTAL AUM$151.87M77 positions
GROWTH ETF$16.08M10.6%
COM$13.46M8.9%
UNIT SER 1$11.95M7.9%
CORE S&P SCP ETF$11.78M7.8%
MID CAP ETF$11.26M7.4%
ST STR P500VAL$9.99M6.6%
ST PORT MARK ETF$8.08M5.3%

Portfolio Concentration

Top 326.2%4–1034.2%11–2524.4%Rest15.2%TOP 1060.4%0%100%
Top 3$39.81M26.2%
4–10$51.91M34.2%
11–25$37.00M24.4%
Rest$23.15M15.2%

Top 3 weight

26.2%

Top 10 weight

60.4%

Voting Authority Distribution

Total shares with voting rights: 1.83M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.83M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole77
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings77
Rows:

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares186.65K
TypeSH
Market value$16.08M
10.59%
Sole
0.00
Shared
0.00
None
186.65K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares16.23K
TypeSH
Market value$11.95M
7.87%
Sole
0.00
Shared
0.00
None
232.00

ISHARES TR

SOLE
CORE S&P SCP ETF
Shares79.40K
TypeSH
Market value$11.78M
7.75%
Sole
0.00
Shared
0.00
None
79.40K

VANGUARD INDEX FDS

SOLE
MID CAP ETF
Shares139.72K
TypeSH
Market value$11.26M
7.41%
Sole
0.00
Shared
0.00
None
139.72K

SPDR SERIES TRUST

SOLE
ST STR P500VAL
Shares164.32K
TypeSH
Market value$9.99M
6.58%
Sole
0.00
Shared
0.00
None
164.32K

SPDR INDEX SHS FDS

SOLE
ST PORT MARK ETF
Shares155.99K
TypeSH
Market value$8.08M
5.32%
Sole
0.00
Shared
0.00
None
155.99K

VANGUARD BD INDEX FDS

SOLE
SHORT TRM BOND
Shares100.18K
TypeSH
Market value$7.80M
5.14%
Sole
0.00
Shared
0.00
None
100.18K

SPDR SERIES TRUST

SOLE
ST STR P500GRW
Shares47.80K
TypeSH
Market value$5.69M
3.75%
Sole
0.00
Shared
0.00
None
47.80K

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares181.16K
TypeSH
Market value$5.02M
3.30%
Sole
0.00
Shared
0.00
None
181.16K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares18.71K
TypeSH
Market value$4.08M
2.69%
Sole
0.00
Shared
0.00
None
18.71K

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares52.74K
TypeSH
Market value$4.05M
2.66%
Sole
0.00
Shared
0.00
None
52.74K

VANGUARD WORLD FD

SOLE
ENERGY ETF
Shares25.30K
TypeSH
Market value$3.80M
2.50%
Sole
0.00
Shared
0.00
None
25.30K

VANGUARD TAX-MANAGED FDS

SOLE
VAN FTSE DEV MKT
Shares53.09K
TypeSH
Market value$3.78M
2.49%
Sole
0.00
Shared
0.00
None
53.09K

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE SMCAP ETF
Shares20.90K
TypeSH
Market value$3.22M
2.12%
Sole
0.00
Shared
0.00
None
20.90K

SELECT SECTOR SPDR TR

SOLE
ST STR UTIL ETF
Shares70.47K
TypeSH
Market value$3.20M
2.10%
Sole
0.00
Shared
0.00
None
53.97K

NVIDIA CORPORATION

SOLE
COM
Shares15.65K
TypeSH
Market value$3.13M
2.06%
Sole
0.00
Shared
0.00
None
10.65K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares3.62K
TypeSH
Market value$2.71M
1.78%
Sole
0.00
Shared
0.00
None
3.62K

ENERGY TRANSFER L P

SOLE
COM UT LTD PTN
Shares128.77K
TypeSH
Market value$2.46M
1.62%
Sole
0.00
Shared
0.00
None
128.77K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares2.63K
TypeSH
Market value$1.97M
1.30%
Sole
0.00
Shared
0.00
None
2.63K

ISHARES TR

SOLE
IBOXX INV CP ETF
Shares16.28K
TypeSH
Market value$1.78M
1.17%
Sole
0.00
Shared
0.00
None
16.28K

ENTERPRISE PRODS PARTNERS L

SOLE
COM
Shares48.05K
TypeSH
Market value$1.77M
1.16%
Sole
0.00
Shared
0.00
None
48.05K

MICROSOFT CORP

SOLE
COM
Shares3.92K
TypeSH
Market value$1.46M
0.96%
Sole
0.00
Shared
0.00
None
1.92K

VANGUARD CHARLOTTE FDS

SOLE
TOTAL INT BD ETF
Shares29.79K
TypeSH
Market value$1.44M
0.95%
Sole
0.00
Shared
0.00
None
29.79K

ISHARES TR

SOLE
RUSSELL 2000 ETF
Shares3.75K
TypeSH
Market value$1.13M
0.74%
Sole
0.00
Shared
0.00
None
3.75K

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares14.33K
TypeSH
Market value$1.11M
0.73%
Sole
0.00
Shared
0.00
None
14.33K
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