Filed: 7/10/2026ACC: 0002066147-26-000003
📋 What this filing means
UPTOWN FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $151.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$151.87M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
GROWTH ETF$16.08M10.6%
COM$13.46M8.9%
UNIT SER 1$11.95M7.9%
CORE S&P SCP ETF$11.78M7.8%
MID CAP ETF$11.26M7.4%
ST STR P500VAL$9.99M6.6%
ST PORT MARK ETF$8.08M5.3%
Portfolio Concentration
Top 3$39.81M26.2%
4–10$51.91M34.2%
11–25$37.00M24.4%
Rest$23.15M15.2%
Top 3 weight
26.2%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 1.83M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.83M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings77
Rows:
VANGUARD INDEX FDS
SOLEShares186.65K
TypeSH
Market value$16.08M
10.59%
Sole
0.00
Shared
0.00
None
186.65K
INVESCO QQQ TR
SOLEShares16.23K
TypeSH
Market value$11.95M
7.87%
Sole
0.00
Shared
0.00
None
232.00
ISHARES TR
SOLEShares79.40K
TypeSH
Market value$11.78M
7.75%
Sole
0.00
Shared
0.00
None
79.40K
VANGUARD INDEX FDS
SOLEShares139.72K
TypeSH
Market value$11.26M
7.41%
Sole
0.00
Shared
0.00
None
139.72K
SPDR SERIES TRUST
SOLEShares164.32K
TypeSH
Market value$9.99M
6.58%
Sole
0.00
Shared
0.00
None
164.32K
SPDR INDEX SHS FDS
SOLEShares155.99K
TypeSH
Market value$8.08M
5.32%
Sole
0.00
Shared
0.00
None
155.99K
VANGUARD BD INDEX FDS
SOLEShares100.18K
TypeSH
Market value$7.80M
5.14%
Sole
0.00
Shared
0.00
None
100.18K
SPDR SERIES TRUST
SOLEShares47.80K
TypeSH
Market value$5.69M
3.75%
Sole
0.00
Shared
0.00
None
47.80K
SCHWAB STRATEGIC TR
SOLEShares181.16K
TypeSH
Market value$5.02M
3.30%
Sole
0.00
Shared
0.00
None
181.16K
VANGUARD INDEX FDS
SOLEShares18.71K
TypeSH
Market value$4.08M
2.69%
Sole
0.00
Shared
0.00
None
18.71K
VANGUARD BD INDEX FDS
SOLEShares52.74K
TypeSH
Market value$4.05M
2.66%
Sole
0.00
Shared
0.00
None
52.74K
VANGUARD WORLD FD
SOLEShares25.30K
TypeSH
Market value$3.80M
2.50%
Sole
0.00
Shared
0.00
None
25.30K
VANGUARD TAX-MANAGED FDS
SOLEShares53.09K
TypeSH
Market value$3.78M
2.49%
Sole
0.00
Shared
0.00
None
53.09K
VANGUARD INTL EQUITY INDEX F
SOLEShares20.90K
TypeSH
Market value$3.22M
2.12%
Sole
0.00
Shared
0.00
None
20.90K
SELECT SECTOR SPDR TR
SOLEShares70.47K
TypeSH
Market value$3.20M
2.10%
Sole
0.00
Shared
0.00
None
53.97K
NVIDIA CORPORATION
SOLEShares15.65K
TypeSH
Market value$3.13M
2.06%
Sole
0.00
Shared
0.00
None
10.65K
STATE STR SPDR S&P 500 ETF T
SOLEShares3.62K
TypeSH
Market value$2.71M
1.78%
Sole
0.00
Shared
0.00
None
3.62K
ENERGY TRANSFER L P
SOLEShares128.77K
TypeSH
Market value$2.46M
1.62%
Sole
0.00
Shared
0.00
None
128.77K
ISHARES TR
SOLEShares2.63K
TypeSH
Market value$1.97M
1.30%
Sole
0.00
Shared
0.00
None
2.63K
ISHARES TR
SOLEShares16.28K
TypeSH
Market value$1.78M
1.17%
Sole
0.00
Shared
0.00
None
16.28K
ENTERPRISE PRODS PARTNERS L
SOLEShares48.05K
TypeSH
Market value$1.77M
1.16%
Sole
0.00
Shared
0.00
None
48.05K
MICROSOFT CORP
SOLEShares3.92K
TypeSH
Market value$1.46M
0.96%
Sole
0.00
Shared
0.00
None
1.92K
VANGUARD CHARLOTTE FDS
SOLEShares29.79K
TypeSH
Market value$1.44M
0.95%
Sole
0.00
Shared
0.00
None
29.79K
ISHARES TR
SOLEShares3.75K
TypeSH
Market value$1.13M
0.74%
Sole
0.00
Shared
0.00
None
3.75K
ISHARES TR
SOLEShares14.33K
TypeSH
Market value$1.11M
0.73%
Sole
0.00
Shared
0.00
None
14.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 186.65K | SH | $16.08M 10.59% | 0.00 | 0.00 | 186.65K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 16.23K | SH | $11.95M 7.87% | 0.00 | 0.00 | 232.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 79.40K | SH | $11.78M 7.75% | 0.00 | 0.00 | 79.40K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 139.72K | SH | $11.26M 7.41% | 0.00 | 0.00 | 139.72K |
SPDR SERIES TRUSTSOLE | ST STR P500VAL | 164.32K | SH | $9.99M 6.58% | 0.00 | 0.00 | 164.32K |
SPDR INDEX SHS FDSSOLE | ST PORT MARK ETF | 155.99K | SH | $8.08M 5.32% | 0.00 | 0.00 | 155.99K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 100.18K | SH | $7.80M 5.14% | 0.00 | 0.00 | 100.18K |
SPDR SERIES TRUSTSOLE | ST STR P500GRW | 47.80K | SH | $5.69M 3.75% | 0.00 | 0.00 | 47.80K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 181.16K | SH | $5.02M 3.30% | 0.00 | 0.00 | 181.16K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 18.71K | SH | $4.08M 2.69% | 0.00 | 0.00 | 18.71K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 52.74K | SH | $4.05M 2.66% | 0.00 | 0.00 | 52.74K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 25.30K | SH | $3.80M 2.50% | 0.00 | 0.00 | 25.30K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 53.09K | SH | $3.78M 2.49% | 0.00 | 0.00 | 53.09K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 20.90K | SH | $3.22M 2.12% | 0.00 | 0.00 | 20.90K |
SELECT SECTOR SPDR TRSOLE | ST STR UTIL ETF | 70.47K | SH | $3.20M 2.10% | 0.00 | 0.00 | 53.97K |
NVIDIA CORPORATIONSOLE | COM | 15.65K | SH | $3.13M 2.06% | 0.00 | 0.00 | 10.65K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 3.62K | SH | $2.71M 1.78% | 0.00 | 0.00 | 3.62K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 128.77K | SH | $2.46M 1.62% | 0.00 | 0.00 | 128.77K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.63K | SH | $1.97M 1.30% | 0.00 | 0.00 | 2.63K |
ISHARES TRSOLE | IBOXX INV CP ETF | 16.28K | SH | $1.78M 1.17% | 0.00 | 0.00 | 16.28K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 48.05K | SH | $1.77M 1.16% | 0.00 | 0.00 | 48.05K |
MICROSOFT CORPSOLE | COM | 3.92K | SH | $1.46M 0.96% | 0.00 | 0.00 | 1.92K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 29.79K | SH | $1.44M 0.95% | 0.00 | 0.00 | 29.79K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 3.75K | SH | $1.13M 0.74% | 0.00 | 0.00 | 3.75K |
ISHARES TRSOLE | CORE S&P MCP ETF | 14.33K | SH | $1.11M 0.73% | 0.00 | 0.00 | 14.33K |
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