Filed: 4/13/2026ACC: 0002066147-26-000002
📋 What this filing means
UPTOWN FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $125.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$125.89M
Total AUM (reported)
1.57M
Total Shares
Allocation by class
STATE STREET SPD$23.24M18.5%
GROWTH ETF$13.71M10.9%
COM$10.29M8.2%
MID CAP ETF$10.18M8.1%
CORE S&P SCP ETF$9.96M7.9%
SHORT TRM BOND$7.86M6.2%
INTL EQTY ETF$4.58M3.6%
Portfolio Concentration
Top 3$33.85M26.9%
4–10$42.17M33.5%
11–25$30.24M24.0%
Rest$19.63M15.6%
Top 3 weight
26.9%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 1.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings71
Rows:
VANGUARD INDEX FDS
SOLEShares31.38K
TypeSH
Market value$13.71M
10.89%
Sole
0.00
Shared
0.00
None
31.38K
VANGUARD INDEX FDS
SOLEShares35.45K
TypeSH
Market value$10.18M
8.09%
Sole
0.00
Shared
0.00
None
35.45K
ISHARES TR
SOLEShares80.16K
TypeSH
Market value$9.96M
7.92%
Sole
0.00
Shared
0.00
None
80.16K
SPDR SERIES TRUST
SOLEShares161.89K
TypeSH
Market value$9.16M
7.28%
Sole
0.00
Shared
0.00
None
161.89K
VANGUARD BD INDEX FDS
SOLEShares100.18K
TypeSH
Market value$7.86M
6.24%
Sole
0.00
Shared
0.00
None
100.18K
SPDR INDEX SHS FDS
SOLEShares156.10K
TypeSH
Market value$7.32M
5.82%
Sole
0.00
Shared
0.00
None
156.10K
SPDR SERIES TRUST
SOLEShares47.86K
TypeSH
Market value$4.69M
3.72%
Sole
0.00
Shared
0.00
None
47.86K
SCHWAB STRATEGIC TR
SOLEShares185.05K
TypeSH
Market value$4.58M
3.64%
Sole
0.00
Shared
0.00
None
185.05K
VANGUARD WORLD FD
SOLEShares25.53K
TypeSH
Market value$4.42M
3.51%
Sole
0.00
Shared
0.00
None
25.53K
VANGUARD BD INDEX FDS
SOLEShares53.73K
TypeSH
Market value$4.15M
3.29%
Sole
0.00
Shared
0.00
None
53.73K
VANGUARD INDEX FDS
SOLEShares19.10K
TypeSH
Market value$3.75M
2.98%
Sole
0.00
Shared
0.00
None
19.10K
VANGUARD TAX-MANAGED FDS
SOLEShares54.31K
TypeSH
Market value$3.48M
2.76%
Sole
0.00
Shared
0.00
None
54.31K
VANGUARD INTL EQUITY INDEX F
SOLEShares20.62K
TypeSH
Market value$3.01M
2.39%
Sole
0.00
Shared
0.00
None
20.62K
ENERGY TRANSFER L P
SOLEShares128.73K
TypeSH
Market value$2.48M
1.97%
Sole
0.00
Shared
0.00
None
128.73K
STATE STR SPDR S&P 500 ETF T
SOLEShares3.63K
TypeSH
Market value$2.36M
1.87%
Sole
0.00
Shared
0.00
None
3.63K
NVIDIA CORPORATION
SOLEShares12.13K
TypeSH
Market value$2.11M
1.68%
Sole
0.00
Shared
0.00
None
12.13K
SELECT SECTOR SPDR TR
SOLEShares45.23K
TypeSH
Market value$2.08M
1.65%
Sole
0.00
Shared
0.00
None
45.23K
ENTERPRISE PRODS PARTNERS L
SOLEShares48.05K
TypeSH
Market value$1.82M
1.44%
Sole
0.00
Shared
0.00
None
48.05K
ISHARES TR
SOLEShares16.40K
TypeSH
Market value$1.79M
1.42%
Sole
0.00
Shared
0.00
None
16.40K
ISHARES TR
SOLEShares2.66K
TypeSH
Market value$1.74M
1.38%
Sole
0.00
Shared
0.00
None
2.66K
VANGUARD CHARLOTTE FDS
SOLEShares29.95K
TypeSH
Market value$1.44M
1.14%
Sole
0.00
Shared
0.00
None
29.95K
INVESCO QQQ TR
SOLEShares2.23K
TypeSH
Market value$1.29M
1.02%
Sole
0.00
Shared
0.00
None
2.23K
JANUS DETROIT STR TR
SOLEShares19.35K
TypeSH
Market value$974.5K
0.77%
Sole
0.00
Shared
0.00
None
19.35K
ISHARES TR
SOLEShares14.34K
TypeSH
Market value$968.0K
0.77%
Sole
0.00
Shared
0.00
None
14.34K
VANGUARD WHITEHALL FDS
SOLEShares6.49K
TypeSH
Market value$961.2K
0.76%
Sole
0.00
Shared
0.00
None
6.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 31.38K | SH | $13.71M 10.89% | 0.00 | 0.00 | 31.38K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 35.45K | SH | $10.18M 8.09% | 0.00 | 0.00 | 35.45K |
ISHARES TRSOLE | CORE S&P SCP ETF | 80.16K | SH | $9.96M 7.92% | 0.00 | 0.00 | 80.16K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 161.89K | SH | $9.16M 7.28% | 0.00 | 0.00 | 161.89K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 100.18K | SH | $7.86M 6.24% | 0.00 | 0.00 | 100.18K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 156.10K | SH | $7.32M 5.82% | 0.00 | 0.00 | 156.10K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 47.86K | SH | $4.69M 3.72% | 0.00 | 0.00 | 47.86K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 185.05K | SH | $4.58M 3.64% | 0.00 | 0.00 | 185.05K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 25.53K | SH | $4.42M 3.51% | 0.00 | 0.00 | 25.53K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 53.73K | SH | $4.15M 3.29% | 0.00 | 0.00 | 53.73K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 19.10K | SH | $3.75M 2.98% | 0.00 | 0.00 | 19.10K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 54.31K | SH | $3.48M 2.76% | 0.00 | 0.00 | 54.31K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 20.62K | SH | $3.01M 2.39% | 0.00 | 0.00 | 20.62K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 128.73K | SH | $2.48M 1.97% | 0.00 | 0.00 | 128.73K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 3.63K | SH | $2.36M 1.87% | 0.00 | 0.00 | 3.63K |
NVIDIA CORPORATIONSOLE | COM | 12.13K | SH | $2.11M 1.68% | 0.00 | 0.00 | 12.13K |
SELECT SECTOR SPDR TRSOLE | STATE STREET UTI | 45.23K | SH | $2.08M 1.65% | 0.00 | 0.00 | 45.23K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 48.05K | SH | $1.82M 1.44% | 0.00 | 0.00 | 48.05K |
ISHARES TRSOLE | IBOXX INV CP ETF | 16.40K | SH | $1.79M 1.42% | 0.00 | 0.00 | 16.40K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.66K | SH | $1.74M 1.38% | 0.00 | 0.00 | 2.66K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 29.95K | SH | $1.44M 1.14% | 0.00 | 0.00 | 29.95K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.23K | SH | $1.29M 1.02% | 0.00 | 0.00 | 2.23K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 19.35K | SH | $974.5K 0.77% | 0.00 | 0.00 | 19.35K |
ISHARES TRSOLE | CORE S&P MCP ETF | 14.34K | SH | $968.0K 0.77% | 0.00 | 0.00 | 14.34K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 6.49K | SH | $961.2K 0.76% | 0.00 | 0.00 | 6.49K |
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