Filed: 1/23/2026ACC: 0002066147-26-000001
📋 What this filing means
UPTOWN FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 75 equity positions with a total reported market value of $139.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
75
Positions
$139.59M
Total AUM (reported)
1.59M
Total Shares
Allocation by class
UNIT SER 1$18.26M13.1%
STATE STREET SPD$14.33M10.3%
GROWTH ETF$13.79M9.9%
COM$12.92M9.3%
MID CAP ETF$9.26M6.6%
CORE S&P SCP ETF$8.82M6.3%
SHORT TRM BOND$7.16M5.1%
Portfolio Concentration
Top 3$41.32M29.6%
4–10$43.93M31.5%
11–25$33.17M23.8%
Rest$21.17M15.2%
Top 3 weight
29.6%
Top 10 weight
61.1%
Voting Authority Distribution
Total shares with voting rights: 1.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole75
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings75
Rows:
INVESCO QQQ TR
SOLEShares29.73K
TypeSH
Market value$18.26M
13.08%
Sole
0.00
Shared
0.00
None
232.00
VANGUARD INDEX FDS
SOLEShares28.27K
TypeSH
Market value$13.79M
9.88%
Sole
0.00
Shared
0.00
None
28.27K
VANGUARD INDEX FDS
SOLEShares31.91K
TypeSH
Market value$9.26M
6.63%
Sole
0.00
Shared
0.00
None
31.91K
ISHARES TR
SOLEShares73.41K
TypeSH
Market value$8.82M
6.32%
Sole
0.00
Shared
0.00
None
73.41K
SPDR SERIES TRUST
SOLEShares145.40K
TypeSH
Market value$8.26M
5.92%
Sole
0.00
Shared
0.00
None
145.40K
VANGUARD BD INDEX FDS
SOLEShares90.88K
TypeSH
Market value$7.16M
5.13%
Sole
0.00
Shared
0.00
None
90.88K
SPDR INDEX SHS FDS
SOLEShares143.20K
TypeSH
Market value$6.70M
4.80%
Sole
0.00
Shared
0.00
None
143.20K
SPDR SERIES TRUST
SOLEShares48.34K
TypeSH
Market value$5.16M
3.69%
Sole
0.00
Shared
0.00
None
48.34K
VANGUARD BD INDEX FDS
SOLEShares51.43K
TypeSH
Market value$4.01M
2.87%
Sole
0.00
Shared
0.00
None
51.43K
SCHWAB STRATEGIC TR
SOLEShares159.01K
TypeSH
Market value$3.82M
2.74%
Sole
0.00
Shared
0.00
None
159.01K
VANGUARD INDEX FDS
SOLEShares18.98K
TypeSH
Market value$3.63M
2.60%
Sole
0.00
Shared
0.00
None
18.98K
VANGUARD TAX-MANAGED FDS
SOLEShares53.60K
TypeSH
Market value$3.35M
2.40%
Sole
0.00
Shared
0.00
None
53.60K
VANGUARD WORLD FD
SOLEShares24.95K
TypeSH
Market value$3.14M
2.25%
Sole
0.00
Shared
0.00
None
24.95K
BROADCOM INC
SOLEShares8.90K
TypeSH
Market value$3.08M
2.21%
Sole
0.00
Shared
0.00
None
1.91K
VANGUARD INTL EQUITY INDEX F
SOLEShares19.23K
TypeSH
Market value$2.76M
1.98%
Sole
0.00
Shared
0.00
None
19.23K
SPDR S&P 500 ETF TR
SOLEShares3.64K
TypeSH
Market value$2.48M
1.78%
Sole
0.00
Shared
0.00
None
3.64K
ENERGY TRANSFER L P
SOLEShares130.15K
TypeSH
Market value$2.15M
1.54%
Sole
0.00
Shared
0.00
None
130.15K
NVIDIA CORPORATION
SOLEShares9.83K
TypeSH
Market value$1.83M
1.31%
Sole
0.00
Shared
0.00
None
9.83K
ISHARES TR
SOLEShares2.59K
TypeSH
Market value$1.78M
1.27%
Sole
0.00
Shared
0.00
None
2.59K
SELECT SECTOR SPDR TR
SOLEShares41.29K
TypeSH
Market value$1.76M
1.26%
Sole
0.00
Shared
0.00
None
41.29K
ISHARES TR
SOLEShares15.36K
TypeSH
Market value$1.69M
1.21%
Sole
0.00
Shared
0.00
None
15.36K
COREWEAVE INC
SOLEShares23K
TypeSH
Market value$1.65M
1.18%
Sole
0.00
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L
SOLEShares48.05K
TypeSH
Market value$1.54M
1.10%
Sole
0.00
Shared
0.00
None
48.05K
VANGUARD CHARLOTTE FDS
SOLEShares27.24K
TypeSH
Market value$1.32M
0.94%
Sole
0.00
Shared
0.00
None
27.24K
VANGUARD WHITEHALL FDS
SOLEShares7.08K
TypeSH
Market value$1.02M
0.73%
Sole
0.00
Shared
0.00
None
7.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 29.73K | SH | $18.26M 13.08% | 0.00 | 0.00 | 232.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 28.27K | SH | $13.79M 9.88% | 0.00 | 0.00 | 28.27K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 31.91K | SH | $9.26M 6.63% | 0.00 | 0.00 | 31.91K |
ISHARES TRSOLE | CORE S&P SCP ETF | 73.41K | SH | $8.82M 6.32% | 0.00 | 0.00 | 73.41K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 145.40K | SH | $8.26M 5.92% | 0.00 | 0.00 | 145.40K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 90.88K | SH | $7.16M 5.13% | 0.00 | 0.00 | 90.88K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 143.20K | SH | $6.70M 4.80% | 0.00 | 0.00 | 143.20K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 48.34K | SH | $5.16M 3.69% | 0.00 | 0.00 | 48.34K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 51.43K | SH | $4.01M 2.87% | 0.00 | 0.00 | 51.43K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 159.01K | SH | $3.82M 2.74% | 0.00 | 0.00 | 159.01K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 18.98K | SH | $3.63M 2.60% | 0.00 | 0.00 | 18.98K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 53.60K | SH | $3.35M 2.40% | 0.00 | 0.00 | 53.60K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 24.95K | SH | $3.14M 2.25% | 0.00 | 0.00 | 24.95K |
BROADCOM INCSOLE | COM | 8.90K | SH | $3.08M 2.21% | 0.00 | 0.00 | 1.91K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 19.23K | SH | $2.76M 1.98% | 0.00 | 0.00 | 19.23K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.64K | SH | $2.48M 1.78% | 0.00 | 0.00 | 3.64K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 130.15K | SH | $2.15M 1.54% | 0.00 | 0.00 | 130.15K |
NVIDIA CORPORATIONSOLE | COM | 9.83K | SH | $1.83M 1.31% | 0.00 | 0.00 | 9.83K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.59K | SH | $1.78M 1.27% | 0.00 | 0.00 | 2.59K |
SELECT SECTOR SPDR TRSOLE | STATE STREET UTI | 41.29K | SH | $1.76M 1.26% | 0.00 | 0.00 | 41.29K |
ISHARES TRSOLE | IBOXX INV CP ETF | 15.36K | SH | $1.69M 1.21% | 0.00 | 0.00 | 15.36K |
COREWEAVE INCSOLE | COM CL A | 23K | SH | $1.65M 1.18% | 0.00 | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 48.05K | SH | $1.54M 1.10% | 0.00 | 0.00 | 48.05K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 27.24K | SH | $1.32M 0.94% | 0.00 | 0.00 | 27.24K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 7.08K | SH | $1.02M 0.73% | 0.00 | 0.00 | 7.08K |
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