Filed: 10/15/2025ACC: 0002066147-25-000001
📋 What this filing means
UPTOWN FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $121.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$121.36M
Total AUM (reported)
1.48M
Total Shares
Allocation by class
GROWTH ETF$14.94M12.3%
COM$10.28M8.5%
MID CAP ETF$9.23M7.6%
CORE S&P SCP ETF$8.45M7.0%
PRTFLO S&P500 VL$8.10M6.7%
COM CL A$7.25M6.0%
PORTFOLIO EMG MK$6.61M5.4%
Portfolio Concentration
Top 3$32.62M26.9%
4–10$40.74M33.6%
11–25$29.14M24.0%
Rest$18.86M15.5%
Top 3 weight
26.9%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 1.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings71
Rows:
VANGUARD INDEX FDS
SOLEShares31.16K
TypeSH
Market value$14.94M
12.31%
Sole
0.00
Shared
0.00
None
31.16K
VANGUARD INDEX FDS
SOLEShares31.41K
TypeSH
Market value$9.23M
7.60%
Sole
0.00
Shared
0.00
None
31.41K
ISHARES TR
SOLEShares71.08K
TypeSH
Market value$8.45M
6.96%
Sole
0.00
Shared
0.00
None
71.08K
SPDR SERIES TRUST
SOLEShares146.46K
TypeSH
Market value$8.10M
6.68%
Sole
0.00
Shared
0.00
None
146.46K
COREWEAVE INC
SOLEShares53K
TypeSH
Market value$7.25M
5.98%
Sole
0.00
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares141.17K
TypeSH
Market value$6.61M
5.45%
Sole
0.00
Shared
0.00
None
141.17K
VANGUARD BD INDEX FDS
SOLEShares81.26K
TypeSH
Market value$6.41M
5.28%
Sole
0.00
Shared
0.00
None
81.26K
SPDR SERIES TRUST
SOLEShares49.49K
TypeSH
Market value$5.17M
4.26%
Sole
0.00
Shared
0.00
None
49.49K
VANGUARD INDEX FDS
SOLEShares19.49K
TypeSH
Market value$3.63M
2.99%
Sole
0.00
Shared
0.00
None
19.49K
VANGUARD BD INDEX FDS
SOLEShares45.48K
TypeSH
Market value$3.55M
2.93%
Sole
0.00
Shared
0.00
None
45.48K
SCHWAB STRATEGIC TR
SOLEShares151.97K
TypeSH
Market value$3.54M
2.92%
Sole
0.00
Shared
0.00
None
151.97K
VANGUARD TAX-MANAGED FDS
SOLEShares51.72K
TypeSH
Market value$3.10M
2.55%
Sole
0.00
Shared
0.00
None
51.72K
VANGUARD WORLD FD
SOLEShares24.06K
TypeSH
Market value$3.03M
2.50%
Sole
0.00
Shared
0.00
None
24.06K
VANGUARD INTL EQUITY INDEX F
SOLEShares18.70K
TypeSH
Market value$2.67M
2.20%
Sole
0.00
Shared
0.00
None
18.70K
SPDR S&P 500 ETF TR
SOLEShares3.61K
TypeSH
Market value$2.41M
1.98%
Sole
0.00
Shared
0.00
None
3.61K
ENERGY TRANSFER L P
SOLEShares128.64K
TypeSH
Market value$2.21M
1.82%
Sole
0.00
Shared
0.00
None
128.64K
NVIDIA CORPORATION
SOLEShares9.96K
TypeSH
Market value$1.86M
1.53%
Sole
0.00
Shared
0.00
None
9.96K
SELECT SECTOR SPDR TR
SOLEShares20.86K
TypeSH
Market value$1.82M
1.50%
Sole
0.00
Shared
0.00
None
16.86K
ISHARES TR
SOLEShares2.29K
TypeSH
Market value$1.53M
1.26%
Sole
0.00
Shared
0.00
None
2.29K
ENTERPRISE PRODS PARTNERS L
SOLEShares48.05K
TypeSH
Market value$1.50M
1.24%
Sole
0.00
Shared
0.00
None
48.05K
ISHARES TR
SOLEShares13.01K
TypeSH
Market value$1.45M
1.19%
Sole
0.00
Shared
0.00
None
13.01K
VANGUARD CHARLOTTE FDS
SOLEShares22.80K
TypeSH
Market value$1.13M
0.93%
Sole
0.00
Shared
0.00
None
22.80K
VANGUARD WHITEHALL FDS
SOLEShares7.05K
TypeSH
Market value$993.6K
0.82%
Sole
0.00
Shared
0.00
None
7.05K
MICROSOFT CORP
SOLEShares1.88K
TypeSH
Market value$973.2K
0.80%
Sole
0.00
Shared
0.00
None
1.88K
JANUS DETROIT STR TR
SOLEShares18.49K
TypeSH
Market value$938.9K
0.77%
Sole
0.00
Shared
0.00
None
18.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 31.16K | SH | $14.94M 12.31% | 0.00 | 0.00 | 31.16K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 31.41K | SH | $9.23M 7.60% | 0.00 | 0.00 | 31.41K |
ISHARES TRSOLE | CORE S&P SCP ETF | 71.08K | SH | $8.45M 6.96% | 0.00 | 0.00 | 71.08K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 VL | 146.46K | SH | $8.10M 6.68% | 0.00 | 0.00 | 146.46K |
COREWEAVE INCSOLE | COM CL A | 53K | SH | $7.25M 5.98% | 0.00 | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 141.17K | SH | $6.61M 5.45% | 0.00 | 0.00 | 141.17K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 81.26K | SH | $6.41M 5.28% | 0.00 | 0.00 | 81.26K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 GW | 49.49K | SH | $5.17M 4.26% | 0.00 | 0.00 | 49.49K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 19.49K | SH | $3.63M 2.99% | 0.00 | 0.00 | 19.49K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 45.48K | SH | $3.55M 2.93% | 0.00 | 0.00 | 45.48K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 151.97K | SH | $3.54M 2.92% | 0.00 | 0.00 | 151.97K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 51.72K | SH | $3.10M 2.55% | 0.00 | 0.00 | 51.72K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 24.06K | SH | $3.03M 2.50% | 0.00 | 0.00 | 24.06K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 18.70K | SH | $2.67M 2.20% | 0.00 | 0.00 | 18.70K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.61K | SH | $2.41M 1.98% | 0.00 | 0.00 | 3.61K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 128.64K | SH | $2.21M 1.82% | 0.00 | 0.00 | 128.64K |
NVIDIA CORPORATIONSOLE | COM | 9.96K | SH | $1.86M 1.53% | 0.00 | 0.00 | 9.96K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 20.86K | SH | $1.82M 1.50% | 0.00 | 0.00 | 16.86K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.29K | SH | $1.53M 1.26% | 0.00 | 0.00 | 2.29K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 48.05K | SH | $1.50M 1.24% | 0.00 | 0.00 | 48.05K |
ISHARES TRSOLE | IBOXX INV CP ETF | 13.01K | SH | $1.45M 1.19% | 0.00 | 0.00 | 13.01K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 22.80K | SH | $1.13M 0.93% | 0.00 | 0.00 | 22.80K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 7.05K | SH | $993.6K 0.82% | 0.00 | 0.00 | 7.05K |
MICROSOFT CORPSOLE | COM | 1.88K | SH | $973.2K 0.80% | 0.00 | 0.00 | 1.88K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 18.49K | SH | $938.9K 0.77% | 0.00 | 0.00 | 18.49K |
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