UPTOWN FINANCIAL ADVISORS LLC

Filed: 5/6/2025ACC: 0001085146-25-002628

📋 What this filing means

UPTOWN FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $97.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$97.98M

Total AUM (reported)

1.36M

Total Shares

Allocation by class

GROWTH ETF$11.32M11.6%

COM$8.73M8.9%

MID CAP ETF$8.16M8.3%

CORE S&P SCP ETF$6.94M7.1%

PRTFLO S&P500 VL$6.61M6.7%

SHORT TRM BOND$6.33M6.5%

PORTFOLIO EMG MK$5.62M5.7%

Portfolio Concentration

Top 3$26.42M27.0%

4–10$32.24M32.9%

11–25$23.68M24.2%

Rest$15.64M16.0%

Top 3 weight

27.0%

Top 10 weight

59.9%

Voting Authority Distribution

Total shares with voting rights: 1.35M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.35M

% of voting shares100.0%

Investment Discretion (by position count)

Sole69

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings69

Rows:

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares30.53K

TypeSH

Market value$11.32M

11.56%

Sole

0.00

Shared

0.00

None

30.53K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares31.55K

TypeSH

Market value$8.16M

8.33%

Sole

0.00

Shared

0.00

None

31.55K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares66.33K

TypeSH

Market value$6.94M

7.08%

Sole

0.00

Shared

0.00

None

66.33K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares129.46K

TypeSH

Market value$6.61M

6.75%

Sole

0.00

Shared

0.00

None

129.46K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares80.86K

TypeSH

Market value$6.33M

6.46%

Sole

0.00

Shared

0.00

None

80.86K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares142.75K

TypeSH

Market value$5.62M

5.74%

Sole

0.00

Shared

0.00

None

142.75K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares47.90K

TypeSH

Market value$3.67M

3.74%

Sole

0.00

Shared

0.00

None

47.90K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares44.37K

TypeSH

Market value$3.57M

3.64%

Sole

0.00

Shared

0.00

None

44.37K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares20.32K

TypeSH

Market value$3.51M

3.58%

Sole

0.00

Shared

0.00

None

20.32K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares148.46K

TypeSH

Market value$2.94M

3.00%

Sole

0.00

Shared

0.00

None

148.46K

VANGUARD WORLD FD

SOLE

ENERGY ETF

Shares21.26K

TypeSH

Market value$2.76M

2.81%

Sole

0.00

Shared

0.00

None

21.26K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares49.05K

TypeSH

Market value$2.49M

2.54%

Sole

0.00

Shared

0.00

None

49.05K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE SMCAP ETF

Shares19.02K

TypeSH

Market value$2.20M

2.24%

Sole

0.00

Shared

0.00

None

19.02K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.75K

TypeSH

Market value$2.10M

2.14%

Sole

0.00

Shared

0.00

None

3.75K

NVIDIA CORPORATION

SOLE

COM

Shares17.76K

TypeSH

Market value$1.93M

1.96%

Sole

0.00

Shared

0.00

None

6.76K

ENERGY TRANSFER L P

SOLE

COM UT LTD PTN

Shares90.69K

TypeSH

Market value$1.69M

1.72%

Sole

0.00

Shared

0.00

None

90.69K

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares48.05K

TypeSH

Market value$1.64M

1.67%

Sole

0.00

Shared

0.00

None

48.05K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares14.28K

TypeSH

Market value$1.55M

1.58%

Sole

0.00

Shared

0.00

None

14.28K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares29.36K

TypeSH

Market value$1.49M

1.52%

Sole

0.00

Shared

0.00

None

29.36K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares2.29K

TypeSH

Market value$1.29M

1.31%

Sole

0.00

Shared

0.00

None

2.29K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares22.54K

TypeSH

Market value$1.10M

1.12%

Sole

0.00

Shared

0.00

None

22.54K

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares12.77K

TypeSH

Market value$1.01M

1.03%

Sole

0.00

Shared

0.00

None

12.77K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares7.05K

TypeSH

Market value$909.0K

0.93%

Sole

0.00

Shared

0.00

None

7.05K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares2.79K

TypeSH

Market value$768.2K

0.78%

Sole

0.00

Shared

0.00

None

2.79K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares13.14K

TypeSH

Market value$766.8K

0.78%

Sole

0.00

Shared

0.00

None

13.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	GROWTH ETF	30.53K	SH	$11.32M 11.56%	30.53K
VANGUARD INDEX FDSSOLE	MID CAP ETF	31.55K	SH	$8.16M 8.33%	31.55K
ISHARES TRSOLE	CORE S&P SCP ETF	66.33K	SH	$6.94M 7.08%	66.33K
SPDR SER TRSOLE	PRTFLO S&P500 VL	129.46K	SH	$6.61M 6.75%	129.46K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	80.86K	SH	$6.33M 6.46%	80.86K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	142.75K	SH	$5.62M 5.74%	142.75K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	47.90K	SH	$3.67M 3.74%	47.90K
SPDR SER TRSOLE	PRTFLO S&P500 GW	44.37K	SH	$3.57M 3.64%	44.37K
VANGUARD INDEX FDSSOLE	VALUE ETF	20.32K	SH	$3.51M 3.58%	20.32K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	148.46K	SH	$2.94M 3.00%	148.46K
VANGUARD WORLD FDSOLE	ENERGY ETF	21.26K	SH	$2.76M 2.81%	21.26K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	49.05K	SH	$2.49M 2.54%	49.05K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE SMCAP ETF	19.02K	SH	$2.20M 2.24%	19.02K
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.75K	SH	$2.10M 2.14%	3.75K
NVIDIA CORPORATIONSOLE	COM	17.76K	SH	$1.93M 1.96%	6.76K
ENERGY TRANSFER L PSOLE	COM UT LTD PTN	90.69K	SH	$1.69M 1.72%	90.69K
ENTERPRISE PRODS PARTNERS LSOLE	COM	48.05K	SH	$1.64M 1.67%	48.05K
ISHARES TRSOLE	IBOXX INV CP ETF	14.28K	SH	$1.55M 1.58%	14.28K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	29.36K	SH	$1.49M 1.52%	29.36K
ISHARES TRSOLE	CORE S&P500 ETF	2.29K	SH	$1.29M 1.31%	2.29K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	22.54K	SH	$1.10M 1.12%	22.54K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	12.77K	SH	$1.01M 1.03%	12.77K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	7.05K	SH	$909.0K 0.93%	7.05K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	2.79K	SH	$768.2K 0.78%	2.79K
ISHARES TRSOLE	CORE S&P MCP ETF	13.14K	SH	$766.8K 0.78%	13.14K

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