UNITED CAPITAL FINANCIAL ADVISORS, LLC

PrivateCIK: 1463217
Location

IRVING, TX

1610
Positions
$18.15B
Total AUM (reported)
189.33M
Total Shares

Allocation by class

TOTAL AUM$18.15B1610 positions
COM$5.15B28.3%
CORE S&P500 ETF$1.15B6.4%
S&P 500 ETF SHS$1.10B6.1%
TR UNIT$581.94M3.2%
CORE MSCI EAFE$485.87M2.7%
VALUE ETF$308.42M1.7%
INTERMED TERM$306.40M1.7%

Portfolio Concentration

Top 315.6%4–1015.0%11–2515.6%Rest53.7%TOP 1030.7%0%100%
Top 3$2.84B15.6%
4–10$2.73B15.0%
11–25$2.83B15.6%
Rest$9.76B53.7%

Top 3 weight

15.6%

Top 10 weight

30.7%

Voting Authority Distribution

Total shares with voting rights: 189.33M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

189.33M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole0
Shared0
Other1610
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1610
Rows:

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.54M
TypeSH
Market value$1.15B
6.36%
Sole
0.00
Shared
0.00
None
1.54M

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares1.61M
TypeSH
Market value$1.10B
6.08%
Sole
0.00
Shared
0.00
None
1.61M

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares778.90K
TypeSH
Market value$581.94M
3.21%
Sole
0.00
Shared
0.00
None
778.90K

APPLE INC

DFND
COM
Shares1.77M
TypeSH
Market value$511.89M
2.82%
Sole
0.00
Shared
0.00
None
1.77M

ISHARES TR

DFND
CORE MSCI EAFE
Shares5.03M
TypeSH
Market value$485.87M
2.68%
Sole
0.00
Shared
0.00
None
5.03M

NVIDIA CORPORATION

DFND
COM
Shares2.21M
TypeSH
Market value$441.34M
2.43%
Sole
0.00
Shared
0.00
None
2.21M

REPLIGEN CORP

DFND
COM
Shares2.79M
TypeSH
Market value$380.76M
2.10%
Sole
0.00
Shared
0.00
None
2.79M

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares1.41M
TypeSH
Market value$308.42M
1.70%
Sole
0.00
Shared
0.00
None
1.41M

VANGUARD BD INDEX FDS

DFND
INTERMED TERM
Shares4M
TypeSH
Market value$306.40M
1.69%
Sole
0.00
Shared
0.00
None
4M

MICROSOFT CORP

DFND
COM
Shares781.31K
TypeSH
Market value$291.44M
1.61%
Sole
0.00
Shared
0.00
None
781.31K

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares3.26M
TypeSH
Market value$281.43M
1.55%
Sole
0.00
Shared
0.00
None
3.26M

ALPHABET INC

DFND
CAP STK CL A
Shares752.25K
TypeSH
Market value$268.83M
1.48%
Sole
0.00
Shared
0.00
None
752.25K

ISHARES INC

DFND
CORE MSCI EMKT
Shares3.01M
TypeSH
Market value$250.03M
1.38%
Sole
0.00
Shared
0.00
None
3.01M

ISHARES TR

DFND
CORE UNIVRSL USD
Shares5.13M
TypeSH
Market value$236.82M
1.30%
Sole
0.00
Shared
0.00
None
5.13M

ISHARES TR

DFND
US TREAS BD ETF
Shares10.13M
TypeSH
Market value$230.62M
1.27%
Sole
0.00
Shared
0.00
None
10.13M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares242.45K
TypeSH
Market value$178.55M
0.98%
Sole
0.00
Shared
0.00
None
242.45K

ALPHABET INC

DFND
CAP STK CL C
Shares500.60K
TypeSH
Market value$176.88M
0.97%
Sole
0.00
Shared
0.00
None
500.60K

ISHARES TR

DFND
CORE S&P SCP ETF
Shares1.12M
TypeSH
Market value$166.00M
0.91%
Sole
0.00
Shared
0.00
None
1.12M

AMAZON COM INC

DFND
COM
Shares677.75K
TypeSH
Market value$161.53M
0.89%
Sole
0.00
Shared
0.00
None
677.75K

ADVISOR MANAGED PORTFOLIOS

DFND
SOUNDWATCH HEDGD
Shares4.79M
TypeSH
Market value$156.43M
0.86%
Sole
0.00
Shared
0.00
None
4.79M

ISHARES TR

DFND
S&P 500 GRWT ETF
Shares1.12M
TypeSH
Market value$154.74M
0.85%
Sole
0.00
Shared
0.00
None
1.12M

ISHARES TR

DFND
HDG MSCI EAFE
Shares3.13M
TypeSH
Market value$146.75M
0.81%
Sole
0.00
Shared
0.00
None
3.13M

ISHARES TR

DFND
MBS ETF
Shares1.51M
TypeSH
Market value$142.76M
0.79%
Sole
0.00
Shared
0.00
None
1.51M

VANGUARD BD INDEX FDS

DFND
SHORT TRM BOND
Shares1.82M
TypeSH
Market value$142.02M
0.78%
Sole
0.00
Shared
0.00
None
1.82M

PIMCO ETF TR

DFND
MULTISECTOR BD
Shares5.16M
TypeSH
Market value$136.69M
0.75%
Sole
0.00
Shared
0.00
None
5.16M
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