UNITED CAPITAL FINANCIAL ADVISORS, LLC

PrivateCIK: 1463217
Location

IRVING, TX

1623
Positions
$16.26B
Total AUM (reported)
181.81M
Total Shares

Allocation by class

TOTAL AUM$16.26B1623 positions
COM$4.71B29.0%
S&P 500 ETF SHS$961.77M5.9%
CORE S&P500 ETF$888.25M5.5%
TR UNIT$523.63M3.2%
CORE MSCI EAFE$456.80M2.8%
STATE STREET SPD$325.72M2.0%
INTERMED TERM$285.13M1.8%

Portfolio Concentration

Top 314.6%4–1015.2%11–2515.7%Rest54.5%TOP 1029.8%0%100%
Top 3$2.37B14.6%
4–10$2.46B15.2%
11–25$2.56B15.7%
Rest$8.87B54.5%

Top 3 weight

14.6%

Top 10 weight

29.8%

Voting Authority Distribution

Total shares with voting rights: 181.81M

Sole

Full voting authority

129.44K

shares

% of voting shares0.1%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

181.68M

shares

% of voting shares99.9%

Investment Discretion (by position count)

Sole0
Shared0
Other1623
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings1623
Rows:

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares1.61M
TypeSH
Market value$961.77M
5.91%
Sole
50.00
Shared
0.00
None
1.61M

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.36M
TypeSH
Market value$888.25M
5.46%
Sole
922.00
Shared
0.00
None
1.36M

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares805.09K
TypeSH
Market value$523.63M
3.22%
Sole
212.00
Shared
0.00
None
804.88K

ISHARES TR

DFND
CORE MSCI EAFE
Shares5.06M
TypeSH
Market value$456.80M
2.81%
Sole
0.00
Shared
0.00
None
5.06M

APPLE INC

DFND
COM
Shares1.78M
TypeSH
Market value$451.43M
2.78%
Sole
4.86K
Shared
0.00
None
1.77M

NVIDIA CORPORATION

DFND
COM
Shares2.15M
TypeSH
Market value$375.30M
2.31%
Sole
35.12K
Shared
0.00
None
2.12M

REPLIGEN CORP

DFND
COM
Shares2.77M
TypeSH
Market value$326.83M
2.01%
Sole
0.00
Shared
0.00
None
2.77M

MICROSOFT CORP

DFND
COM
Shares776.61K
TypeSH
Market value$287.48M
1.77%
Sole
783.00
Shared
0.00
None
775.83K

VANGUARD BD INDEX FDS

DFND
INTERMED TERM
Shares3.70M
TypeSH
Market value$285.13M
1.75%
Sole
0.00
Shared
0.00
None
3.70M

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares1.43M
TypeSH
Market value$281.38M
1.73%
Sole
0.00
Shared
0.00
None
1.43M

ISHARES INC

DFND
CORE MSCI EMKT
Shares3.61M
TypeSH
Market value$251.76M
1.55%
Sole
0.00
Shared
0.00
None
3.61M

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares554.54K
TypeSH
Market value$242.22M
1.49%
Sole
761.00
Shared
0.00
None
553.77K

ALPHABET INC

DFND
CAP STK CL A
Shares791.05K
TypeSH
Market value$227.47M
1.40%
Sole
703.00
Shared
0.00
None
790.35K

ISHARES TR

DFND
US TREAS BD ETF
Shares9.93M
TypeSH
Market value$227.47M
1.40%
Sole
0.00
Shared
0.00
None
9.93M

ISHARES TR

DFND
CORE UNIVRSL USD
Shares4.10M
TypeSH
Market value$189.47M
1.17%
Sole
0.00
Shared
0.00
None
4.10M

ADVISOR MANAGED PORTFOLIOS

DFND
SOUNDWATCH HEDGD
Shares4.96M
TypeSH
Market value$152.30M
0.94%
Sole
11.04K
Shared
0.00
None
4.95M

VANGUARD BD INDEX FDS

DFND
SHORT TRM BOND
Shares1.92M
TypeSH
Market value$150.74M
0.93%
Sole
150.00
Shared
0.00
None
1.92M

ALPHABET INC

DFND
CAP STK CL C
Shares508.57K
TypeSH
Market value$145.89M
0.90%
Sole
161.00
Shared
0.00
None
508.41K

ISHARES TR

DFND
CORE S&P SCP ETF
Shares1.17M
TypeSH
Market value$144.96M
0.89%
Sole
663.00
Shared
0.00
None
1.17M

ISHARES TR

DFND
HDG MSCI EAFE
Shares3.34M
TypeSH
Market value$142.28M
0.88%
Sole
0.00
Shared
0.00
None
3.34M

AMAZON COM INC

DFND
COM
Shares670.39K
TypeSH
Market value$139.62M
0.86%
Sole
900.00
Shared
0.00
None
669.49K

ISHARES TR

DFND
S&P 500 VAL ETF
Shares660.57K
TypeSH
Market value$139.53M
0.86%
Sole
0.00
Shared
0.00
None
660.57K

INVESCO QQQ TR

DFND
UNIT SER 1
Shares241.01K
TypeSH
Market value$139.17M
0.86%
Sole
752.00
Shared
0.00
None
240.26K

ISHARES TR

DFND
MBS ETF
Shares1.42M
TypeSH
Market value$135.21M
0.83%
Sole
0.00
Shared
0.00
None
1.42M

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares267.99K
TypeSH
Market value$128.42M
0.79%
Sole
0.00
Shared
0.00
None
267.99K
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