Filed: 5/15/2024ACC: 0001463217-24-000003
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1069 equity positions with a total reported market value of $12.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1069
Positions
$12.14B
Total AUM (reported)
125.56M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$6.97B57.4%
COMMON STOCK$5.16B42.5%
CLOSED END FUND$977.9K0.0%
LIMITED PARTNERSHIP$868.5K0.0%
CONVERTIBLE PREFERRED$487.7K0.0%
WARRANT$53.6K0.0%
Portfolio Concentration
Top 3$1.94B16.0%
4–10$1.76B14.5%
11–25$1.85B15.2%
Rest$6.59B54.3%
Top 3 weight
16.0%
Top 10 weight
30.5%
Voting Authority Distribution
Total shares with voting rights: 125.56M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
125.56M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1069
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1069
Rows:
VANGUARD S&P 500 ETF
DFNDShares1.88M
TypeSH
Market value$902.66M
7.44%
Sole
0.00
Shared
0.00
None
1.88M
ISHARES CORE S&P 500 ETF
DFNDShares1.20M
TypeSH
Market value$629.29M
5.18%
Sole
0.00
Shared
0.00
None
1.20M
VANGUARD SHORT-TERM BOND ETF
DFNDShares5.29M
TypeSH
Market value$405.22M
3.34%
Sole
0.00
Shared
0.00
None
5.29M
ISHARES CORE MSCI EAFE ETF
DFNDShares4.39M
TypeSH
Market value$325.90M
2.69%
Sole
0.00
Shared
0.00
None
4.39M
APPLE INC.
DFNDShares1.74M
TypeSH
Market value$299.06M
2.46%
Sole
0.00
Shared
0.00
None
1.74M
MICROSOFT CORPORATION
DFNDShares672.08K
TypeSH
Market value$282.76M
2.33%
Sole
0.00
Shared
0.00
None
672.08K
ISHARES CORE TOTAL USD BOND MARKET ETF
DFNDShares5.40M
TypeSH
Market value$246.39M
2.03%
Sole
0.00
Shared
0.00
None
5.40M
VANGUARD VALUE ETF
DFNDShares1.36M
TypeSH
Market value$220.88M
1.82%
Sole
0.00
Shared
0.00
None
1.36M
VANGUARD INTERMEDIATE-TERM BOND ETF
DFNDShares2.58M
TypeSH
Market value$194.38M
1.60%
Sole
0.00
Shared
0.00
None
2.58M
VANGUARD GROWTH ETF
DFNDShares558.63K
TypeSH
Market value$192.28M
1.58%
Sole
0.00
Shared
0.00
None
558.63K
ISHARES CURRENCY HEDGED MSCI EAFE ETF
DFNDShares5.23M
TypeSH
Market value$182.32M
1.50%
Sole
0.00
Shared
0.00
None
5.23M
ISHARES U.S. TREASURY BOND ETF
DFNDShares7.75M
TypeSH
Market value$176.56M
1.45%
Sole
0.00
Shared
0.00
None
7.75M
NVIDIA CORPORATION
DFNDShares164.53K
TypeSH
Market value$148.67M
1.22%
Sole
0.00
Shared
0.00
None
164.53K
ISHARES MBS ETF
DFNDShares1.53M
TypeSH
Market value$141.36M
1.16%
Sole
0.00
Shared
0.00
None
1.53M
ISHARES CORE S&P SMALL CAP ETF
DFNDShares1.12M
TypeSH
Market value$123.82M
1.02%
Sole
0.00
Shared
0.00
None
1.12M
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF
DFNDShares2.54M
TypeSH
Market value$120.66M
0.99%
Sole
0.00
Shared
0.00
None
2.54M
ISHARES CORE MSCI EMERGING MARKETS ETF
DFNDShares2.34M
TypeSH
Market value$120.65M
0.99%
Sole
0.00
Shared
0.00
None
2.34M
XTRACKERS MSCI EAFE HEDGED EQUITY ETF
DFNDShares2.73M
TypeSH
Market value$111.88M
0.92%
Sole
0.00
Shared
0.00
None
2.73M
SPDR BLOOMBERG HIGH YIELD BOND ETF
DFNDShares1.17M
TypeSH
Market value$111.42M
0.92%
Sole
0.00
Shared
0.00
None
1.17M
BERKSHIRE HATHAWAY INC. CLASS B
DFNDShares255.29K
TypeSH
Market value$107.35M
0.88%
Sole
0.00
Shared
0.00
None
255.29K
VISA INC. CLASS A
DFNDShares383.35K
TypeSH
Market value$106.98M
0.88%
Sole
0.00
Shared
0.00
None
383.35K
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF
DFNDShares1.97M
TypeSH
Market value$101.56M
0.84%
Sole
0.00
Shared
0.00
None
1.97M
ALPHABET INC. CLASS A
DFNDShares654.37K
TypeSH
Market value$98.76M
0.81%
Sole
0.00
Shared
0.00
None
654.37K
AMAZON.COM, INC.
DFNDShares544.85K
TypeSH
Market value$98.28M
0.81%
Sole
0.00
Shared
0.00
None
544.85K
ISHARES MSCI USA QUALITY FACTOR ETF
DFNDShares583.83K
TypeSH
Market value$95.95M
0.79%
Sole
0.00
Shared
0.00
None
583.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFDFND | EXCHANGE TRADED FUND | 1.88M | SH | $902.66M 7.44% | 0.00 | 0.00 | 1.88M |
ISHARES CORE S&P 500 ETFDFND | EXCHANGE TRADED FUND | 1.20M | SH | $629.29M 5.18% | 0.00 | 0.00 | 1.20M |
VANGUARD SHORT-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 5.29M | SH | $405.22M 3.34% | 0.00 | 0.00 | 5.29M |
ISHARES CORE MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 4.39M | SH | $325.90M 2.69% | 0.00 | 0.00 | 4.39M |
APPLE INC.DFND | COMMON STOCK | 1.74M | SH | $299.06M 2.46% | 0.00 | 0.00 | 1.74M |
MICROSOFT CORPORATIONDFND | COMMON STOCK | 672.08K | SH | $282.76M 2.33% | 0.00 | 0.00 | 672.08K |
ISHARES CORE TOTAL USD BOND MARKET ETFDFND | EXCHANGE TRADED FUND | 5.40M | SH | $246.39M 2.03% | 0.00 | 0.00 | 5.40M |
VANGUARD VALUE ETFDFND | EXCHANGE TRADED FUND | 1.36M | SH | $220.88M 1.82% | 0.00 | 0.00 | 1.36M |
VANGUARD INTERMEDIATE-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 2.58M | SH | $194.38M 1.60% | 0.00 | 0.00 | 2.58M |
VANGUARD GROWTH ETFDFND | EXCHANGE TRADED FUND | 558.63K | SH | $192.28M 1.58% | 0.00 | 0.00 | 558.63K |
ISHARES CURRENCY HEDGED MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 5.23M | SH | $182.32M 1.50% | 0.00 | 0.00 | 5.23M |
ISHARES U.S. TREASURY BOND ETFDFND | EXCHANGE TRADED FUND | 7.75M | SH | $176.56M 1.45% | 0.00 | 0.00 | 7.75M |
NVIDIA CORPORATIONDFND | COMMON STOCK | 164.53K | SH | $148.67M 1.22% | 0.00 | 0.00 | 164.53K |
ISHARES MBS ETFDFND | EXCHANGE TRADED FUND | 1.53M | SH | $141.36M 1.16% | 0.00 | 0.00 | 1.53M |
ISHARES CORE S&P SMALL CAP ETFDFND | EXCHANGE TRADED FUND | 1.12M | SH | $123.82M 1.02% | 0.00 | 0.00 | 1.12M |
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFDFND | EXCHANGE TRADED FUND | 2.54M | SH | $120.66M 0.99% | 0.00 | 0.00 | 2.54M |
ISHARES CORE MSCI EMERGING MARKETS ETFDFND | EXCHANGE TRADED FUND | 2.34M | SH | $120.65M 0.99% | 0.00 | 0.00 | 2.34M |
XTRACKERS MSCI EAFE HEDGED EQUITY ETFDFND | EXCHANGE TRADED FUND | 2.73M | SH | $111.88M 0.92% | 0.00 | 0.00 | 2.73M |
SPDR BLOOMBERG HIGH YIELD BOND ETFDFND | EXCHANGE TRADED FUND | 1.17M | SH | $111.42M 0.92% | 0.00 | 0.00 | 1.17M |
BERKSHIRE HATHAWAY INC. CLASS BDFND | COMMON STOCK | 255.29K | SH | $107.35M 0.88% | 0.00 | 0.00 | 255.29K |
VISA INC. CLASS ADFND | COMMON STOCK | 383.35K | SH | $106.98M 0.88% | 0.00 | 0.00 | 383.35K |
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFDFND | EXCHANGE TRADED FUND | 1.97M | SH | $101.56M 0.84% | 0.00 | 0.00 | 1.97M |
ALPHABET INC. CLASS ADFND | COMMON STOCK | 654.37K | SH | $98.76M 0.81% | 0.00 | 0.00 | 654.37K |
AMAZON.COM, INC.DFND | COMMON STOCK | 544.85K | SH | $98.28M 0.81% | 0.00 | 0.00 | 544.85K |
ISHARES MSCI USA QUALITY FACTOR ETFDFND | EXCHANGE TRADED FUND | 583.83K | SH | $95.95M 0.79% | 0.00 | 0.00 | 583.83K |
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