Filed: 8/14/2023ACC: 0001463217-23-000003
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 886 equity positions with a total reported market value of $18.34B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
886
Positions
$18.34B
Total AUM (reported)
219.39M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$11.25B61.3%
COMMON STOCK$7.07B38.5%
MUTUAL FUND$23.75M0.1%
CONVERTIBLE PREFERRED$656.6K0.0%
WARRANT OR RIGHT$252.9K0.0%
Portfolio Concentration
Top 3$3.37B18.4%
4–10$3.20B17.5%
11–25$2.93B16.0%
Rest$8.84B48.2%
Top 3 weight
18.4%
Top 10 weight
35.8%
Voting Authority Distribution
Total shares with voting rights: 219.39M
Sole
Full voting authority
4.72M
shares
% of voting shares2.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
214.66M
shares
% of voting shares97.8%
Investment Discretion (by position count)
Sole0
Shared0
Other886
Dominant voting typeNone · 97.8% of voting shares
Institutional Holdings886
Rows:
VANGUARD S&P 500 ETF
DFNDShares4.50M
TypeSH
Market value$1.83B
10.00%
Sole
28.47K
Shared
0.00
None
4.47M
VANGUARD SHORT-TERM BOND ETF
DFNDShares11.43M
TypeSH
Market value$863.75M
4.71%
Sole
46.47K
Shared
0.00
None
11.38M
ISHARES CORE MSCI EAFE ETF
DFNDShares9.99M
TypeSH
Market value$674.26M
3.68%
Sole
22.42K
Shared
0.00
None
9.97M
ISHARES CORE S&P 500 ETF
DFNDShares1.48M
TypeSH
Market value$659.75M
3.60%
Sole
6.84K
Shared
0.00
None
1.47M
ISHARES U.S. TREASURY BOND ETF
DFNDShares21.02M
TypeSH
Market value$481.39M
2.62%
Sole
7.06K
Shared
0.00
None
21.01M
APPLE INC.
DFNDShares2.36M
TypeSH
Market value$458.15M
2.50%
Sole
170.19K
Shared
0.00
None
2.19M
VANGUARD VALUE ETF
DFNDShares3.09M
TypeSH
Market value$438.76M
2.39%
Sole
4.34K
Shared
0.00
None
3.08M
VANGUARD INTERMEDIATE-TERM BOND ETF
DFNDShares5.59M
TypeSH
Market value$420.42M
2.29%
Sole
19.39K
Shared
0.00
None
5.57M
VANGUARD GROWTH ETF
DFNDShares1.48M
TypeSH
Market value$418.63M
2.28%
Sole
2.59K
Shared
0.00
None
1.48M
ISHARES CURRENCY HEDGED MSCI EAFE ETF
DFNDShares10.52M
TypeSH
Market value$326.03M
1.78%
Sole
41.53K
Shared
0.00
None
10.48M
MICROSOFT CORPORATION
DFNDShares845.37K
TypeSH
Market value$287.88M
1.57%
Sole
47.62K
Shared
0.00
None
797.75K
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF
DFNDShares5.25M
TypeSH
Market value$265.26M
1.45%
Sole
1.69K
Shared
0.00
None
5.24M
SPDR BLOOMBERG HIGH YIELD BOND ETF
DFNDShares2.70M
TypeSH
Market value$248.03M
1.35%
Sole
10.76K
Shared
0.00
None
2.68M
ISHARES CORE MSCI EMERGING MARKETS ETF
DFNDShares4.71M
TypeSH
Market value$232.04M
1.27%
Sole
9.31K
Shared
0.00
None
4.70M
XTRACKERS MSCI EAFE HEDGED EQUITY ETF
DFNDShares6.41M
TypeSH
Market value$226.60M
1.24%
Sole
6.20K
Shared
0.00
None
6.40M
ISHARES CORE S&P SMALL CAP ETF
DFNDShares2.23M
TypeSH
Market value$222.41M
1.21%
Sole
14.97K
Shared
0.00
None
2.22M
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF
DFNDShares4.62M
TypeSH
Market value$217.42M
1.19%
Sole
17.74K
Shared
0.00
None
4.60M
ISHARES MBS ETF
DFNDShares1.98M
TypeSH
Market value$184.47M
1.01%
Sole
621.00
Shared
0.00
None
1.98M
ISHARES CORE U.S. AGGREGATE BOND ETF
DFNDShares1.68M
TypeSH
Market value$164.13M
0.89%
Sole
210.00
Shared
0.00
None
1.68M
VANGUARD SMALL CAP VALUE ETF
DFNDShares966.07K
TypeSH
Market value$159.79M
0.87%
Sole
2.46K
Shared
0.00
None
963.62K
VANGUARD REAL ESTATE ETF
DFNDShares1.85M
TypeSH
Market value$154.90M
0.84%
Sole
9.37K
Shared
0.00
None
1.84M
ALPHABET INC. CLASS A
DFNDShares1.21M
TypeSH
Market value$144.30M
0.79%
Sole
40.67K
Shared
0.00
None
1.16M
VISA INC. CLASS A
DFNDShares603.80K
TypeSH
Market value$143.39M
0.78%
Sole
41.60K
Shared
0.00
None
562.20K
ACCENTURE PLC CLASS A
DFNDShares452.21K
TypeSH
Market value$139.54M
0.76%
Sole
3.66K
Shared
0.00
None
448.55K
HOME DEPOT, INC.
DFNDShares442.48K
TypeSH
Market value$137.45M
0.75%
Sole
6.01K
Shared
0.00
None
436.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFDFND | EXCHANGE TRADED FUND | 4.50M | SH | $1.83B 10.00% | 28.47K | 0.00 | 4.47M |
VANGUARD SHORT-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 11.43M | SH | $863.75M 4.71% | 46.47K | 0.00 | 11.38M |
ISHARES CORE MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 9.99M | SH | $674.26M 3.68% | 22.42K | 0.00 | 9.97M |
ISHARES CORE S&P 500 ETFDFND | EXCHANGE TRADED FUND | 1.48M | SH | $659.75M 3.60% | 6.84K | 0.00 | 1.47M |
ISHARES U.S. TREASURY BOND ETFDFND | EXCHANGE TRADED FUND | 21.02M | SH | $481.39M 2.62% | 7.06K | 0.00 | 21.01M |
APPLE INC.DFND | COMMON STOCK | 2.36M | SH | $458.15M 2.50% | 170.19K | 0.00 | 2.19M |
VANGUARD VALUE ETFDFND | EXCHANGE TRADED FUND | 3.09M | SH | $438.76M 2.39% | 4.34K | 0.00 | 3.08M |
VANGUARD INTERMEDIATE-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 5.59M | SH | $420.42M 2.29% | 19.39K | 0.00 | 5.57M |
VANGUARD GROWTH ETFDFND | EXCHANGE TRADED FUND | 1.48M | SH | $418.63M 2.28% | 2.59K | 0.00 | 1.48M |
ISHARES CURRENCY HEDGED MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 10.52M | SH | $326.03M 1.78% | 41.53K | 0.00 | 10.48M |
MICROSOFT CORPORATIONDFND | COMMON STOCK | 845.37K | SH | $287.88M 1.57% | 47.62K | 0.00 | 797.75K |
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFDFND | EXCHANGE TRADED FUND | 5.25M | SH | $265.26M 1.45% | 1.69K | 0.00 | 5.24M |
SPDR BLOOMBERG HIGH YIELD BOND ETFDFND | EXCHANGE TRADED FUND | 2.70M | SH | $248.03M 1.35% | 10.76K | 0.00 | 2.68M |
ISHARES CORE MSCI EMERGING MARKETS ETFDFND | EXCHANGE TRADED FUND | 4.71M | SH | $232.04M 1.27% | 9.31K | 0.00 | 4.70M |
XTRACKERS MSCI EAFE HEDGED EQUITY ETFDFND | EXCHANGE TRADED FUND | 6.41M | SH | $226.60M 1.24% | 6.20K | 0.00 | 6.40M |
ISHARES CORE S&P SMALL CAP ETFDFND | EXCHANGE TRADED FUND | 2.23M | SH | $222.41M 1.21% | 14.97K | 0.00 | 2.22M |
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFDFND | EXCHANGE TRADED FUND | 4.62M | SH | $217.42M 1.19% | 17.74K | 0.00 | 4.60M |
ISHARES MBS ETFDFND | EXCHANGE TRADED FUND | 1.98M | SH | $184.47M 1.01% | 621.00 | 0.00 | 1.98M |
ISHARES CORE U.S. AGGREGATE BOND ETFDFND | EXCHANGE TRADED FUND | 1.68M | SH | $164.13M 0.89% | 210.00 | 0.00 | 1.68M |
VANGUARD SMALL CAP VALUE ETFDFND | EXCHANGE TRADED FUND | 966.07K | SH | $159.79M 0.87% | 2.46K | 0.00 | 963.62K |
VANGUARD REAL ESTATE ETFDFND | EXCHANGE TRADED FUND | 1.85M | SH | $154.90M 0.84% | 9.37K | 0.00 | 1.84M |
ALPHABET INC. CLASS ADFND | COMMON STOCK | 1.21M | SH | $144.30M 0.79% | 40.67K | 0.00 | 1.16M |
VISA INC. CLASS ADFND | COMMON STOCK | 603.80K | SH | $143.39M 0.78% | 41.60K | 0.00 | 562.20K |
ACCENTURE PLC CLASS ADFND | COMMON STOCK | 452.21K | SH | $139.54M 0.76% | 3.66K | 0.00 | 448.55K |
HOME DEPOT, INC.DFND | COMMON STOCK | 442.48K | SH | $137.45M 0.75% | 6.01K | 0.00 | 436.47K |
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