UNITED CAPITAL FINANCIAL ADVISORS, LLC

Filed: 5/15/2023ACC: 0001463217-23-000002

📋 What this filing means

UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 966 equity positions with a total reported market value of $18.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

966

Positions

$18.22B

Total AUM (reported)

228.36M

Total Shares

Allocation by class

EXCHANGE TRADED FUND$11.09B60.9%

COMMON STOCK$7.10B39.0%

MUTUAL FUND$25.54M0.1%

CONVERTIBLE PREFERRED$997.7K0.0%

WARRANT OR RIGHT$296.3K0.0%

CONVERTIBLE BOND$81.8K0.0%

Portfolio Concentration

Top 3$3.14B17.2%

4–10$3.12B17.2%

11–25$2.89B15.8%

Rest$9.07B49.8%

Top 3 weight

17.2%

Top 10 weight

34.4%

Voting Authority Distribution

Total shares with voting rights: 228.36M

Sole

Full voting authority

6.71M

% of voting shares2.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

221.66M

% of voting shares97.1%

Investment Discretion (by position count)

Sole0

Shared0

Other966

Dominant voting typeNone · 97.1% of voting shares

Institutional Holdings966

Rows:

VANGUARD S&P 500 ETF

DFND

EXCHANGE TRADED FUND

Shares4.36M

TypeSH

Market value$1.64B

8.99%

Sole

49.52K

Shared

0.00

None

4.31M

VANGUARD SHORT-TERM BOND ETF

DFND

EXCHANGE TRADED FUND

Shares10.91M

TypeSH

Market value$834.52M

4.58%

Sole

111.56K

Shared

0.00

None

10.80M

ISHARES CORE MSCI EAFE ETF

DFND

EXCHANGE TRADED FUND

Shares9.94M

TypeSH

Market value$664.44M

3.65%

Sole

51.40K

Shared

0.00

None

9.89M

ISHARES CORE S&P 500 ETF

DFND

EXCHANGE TRADED FUND

Shares1.60M

TypeSH

Market value$657.59M

3.61%

Sole

12.08K

Shared

0.00

None

1.59M

ISHARES U.S. TREASURY BOND ETF

DFND

EXCHANGE TRADED FUND

Shares21.53M

TypeSH

Market value$503.35M

2.76%

Sole

48.81K

Shared

0.00

None

21.48M

APPLE INC.

DFND

COMMON STOCK

Shares2.71M

TypeSH

Market value$447.15M

2.45%

Sole

231.47K

Shared

0.00

None

2.48M

VANGUARD VALUE ETF

DFND

EXCHANGE TRADED FUND

Shares3.11M

TypeSH

Market value$429.13M

2.36%

Sole

10.95K

Shared

0.00

None

3.10M

VANGUARD INTERMEDIATE-TERM BOND ETF

DFND

EXCHANGE TRADED FUND

Shares5.26M

TypeSH

Market value$403.65M

2.22%

Sole

37.35K

Shared

0.00

None

5.22M

VANGUARD GROWTH ETF

DFND

EXCHANGE TRADED FUND

Shares1.56M

TypeSH

Market value$388.38M

2.13%

Sole

7.45K

Shared

0.00

None

1.55M

ISHARES CURRENCY HEDGED MSCI EAFE ETF

DFND

EXCHANGE TRADED FUND

Shares10.04M

TypeSH

Market value$295.74M

1.62%

Sole

83.06K

Shared

0.00

None

9.95M

MICROSOFT CORPORATION

DFND

COMMON STOCK

Shares984.43K

TypeSH

Market value$283.81M

1.56%

Sole

89.64K

Shared

0.00

None

894.79K

ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF

DFND

EXCHANGE TRADED FUND

Shares5.38M

TypeSH

Market value$275.82M

1.51%

Sole

12.57K

Shared

0.00

None

5.37M

SPDR BLOOMBERG HIGH YIELD BOND ETF

DFND

EXCHANGE TRADED FUND

Shares2.57M

TypeSH

Market value$238.35M

1.31%

Sole

23.81K

Shared

0.00

None

2.54M

ISHARES CORE MSCI EMERGING MARKETS ETF

DFND

EXCHANGE TRADED FUND

Shares4.82M

TypeSH

Market value$235.18M

1.29%

Sole

20.69K

Shared

0.00

None

4.80M

XTRACKERS MSCI EAFE HEDGED EQUITY ETF

DFND

EXCHANGE TRADED FUND

Shares6.51M

TypeSH

Market value$229.20M

1.26%

Sole

11.41K

Shared

0.00

None

6.50M

SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF

DFND

EXCHANGE TRADED FUND

Shares4.47M

TypeSH

Market value$212.33M

1.17%

Sole

45.83K

Shared

0.00

None

4.42M

ISHARES MBS ETF

DFND

EXCHANGE TRADED FUND

Shares2.13M

TypeSH

Market value$201.90M

1.11%

Sole

4.47K

Shared

0.00

None

2.13M

ISHARES CORE S&P SMALL CAP ETF

DFND

EXCHANGE TRADED FUND

Shares2.09M

TypeSH

Market value$201.78M

1.11%

Sole

25.49K

Shared

0.00

None

2.06M

ISHARES CORE U.S. AGGREGATE BOND ETF

DFND

EXCHANGE TRADED FUND

Shares1.76M

TypeSH

Market value$175.25M

0.96%

Sole

3.70K

Shared

0.00

None

1.76M

VANGUARD SMALL CAP VALUE ETF

DFND

EXCHANGE TRADED FUND

Shares957.35K

TypeSH

Market value$151.99M

0.83%

Sole

4.66K

Shared

0.00

None

952.69K

VANGUARD REAL ESTATE ETF

DFND

EXCHANGE TRADED FUND

Shares1.79M

TypeSH

Market value$148.78M

0.82%

Sole

20.43K

Shared

0.00

None

1.77M

VISA INC. CLASS A

DFND

COMMON STOCK

Shares613.47K

TypeSH

Market value$138.31M

0.76%

Sole

64.15K

Shared

0.00

None

549.32K

HOME DEPOT, INC.

DFND

COMMON STOCK

Shares449.48K

TypeSH

Market value$132.65M

0.73%

Sole

9.05K

Shared

0.00

None

440.43K

ALPHABET INC. CLASS A

DFND

COMMON STOCK

Shares1.27M

TypeSH

Market value$131.27M

0.72%

Sole

54.39K

Shared

0.00

None

1.21M

STARBUCKS CORPORATION

DFND

COMMON STOCK

Shares1.26M

TypeSH

Market value$130.79M

0.72%

Sole

62.33K

Shared

0.00

None

1.19M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD S&P 500 ETFDFND	EXCHANGE TRADED FUND	4.36M	SH	$1.64B 8.99%	49.52K	4.31M
VANGUARD SHORT-TERM BOND ETFDFND	EXCHANGE TRADED FUND	10.91M	SH	$834.52M 4.58%	111.56K	10.80M
ISHARES CORE MSCI EAFE ETFDFND	EXCHANGE TRADED FUND	9.94M	SH	$664.44M 3.65%	51.40K	9.89M
ISHARES CORE S&P 500 ETFDFND	EXCHANGE TRADED FUND	1.60M	SH	$657.59M 3.61%	12.08K	1.59M
ISHARES U.S. TREASURY BOND ETFDFND	EXCHANGE TRADED FUND	21.53M	SH	$503.35M 2.76%	48.81K	21.48M
APPLE INC.DFND	COMMON STOCK	2.71M	SH	$447.15M 2.45%	231.47K	2.48M
VANGUARD VALUE ETFDFND	EXCHANGE TRADED FUND	3.11M	SH	$429.13M 2.36%	10.95K	3.10M
VANGUARD INTERMEDIATE-TERM BOND ETFDFND	EXCHANGE TRADED FUND	5.26M	SH	$403.65M 2.22%	37.35K	5.22M
VANGUARD GROWTH ETFDFND	EXCHANGE TRADED FUND	1.56M	SH	$388.38M 2.13%	7.45K	1.55M
ISHARES CURRENCY HEDGED MSCI EAFE ETFDFND	EXCHANGE TRADED FUND	10.04M	SH	$295.74M 1.62%	83.06K	9.95M
MICROSOFT CORPORATIONDFND	COMMON STOCK	984.43K	SH	$283.81M 1.56%	89.64K	894.79K
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFDFND	EXCHANGE TRADED FUND	5.38M	SH	$275.82M 1.51%	12.57K	5.37M
SPDR BLOOMBERG HIGH YIELD BOND ETFDFND	EXCHANGE TRADED FUND	2.57M	SH	$238.35M 1.31%	23.81K	2.54M
ISHARES CORE MSCI EMERGING MARKETS ETFDFND	EXCHANGE TRADED FUND	4.82M	SH	$235.18M 1.29%	20.69K	4.80M
XTRACKERS MSCI EAFE HEDGED EQUITY ETFDFND	EXCHANGE TRADED FUND	6.51M	SH	$229.20M 1.26%	11.41K	6.50M
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFDFND	EXCHANGE TRADED FUND	4.47M	SH	$212.33M 1.17%	45.83K	4.42M
ISHARES MBS ETFDFND	EXCHANGE TRADED FUND	2.13M	SH	$201.90M 1.11%	4.47K	2.13M
ISHARES CORE S&P SMALL CAP ETFDFND	EXCHANGE TRADED FUND	2.09M	SH	$201.78M 1.11%	25.49K	2.06M
ISHARES CORE U.S. AGGREGATE BOND ETFDFND	EXCHANGE TRADED FUND	1.76M	SH	$175.25M 0.96%	3.70K	1.76M
VANGUARD SMALL CAP VALUE ETFDFND	EXCHANGE TRADED FUND	957.35K	SH	$151.99M 0.83%	4.66K	952.69K
VANGUARD REAL ESTATE ETFDFND	EXCHANGE TRADED FUND	1.79M	SH	$148.78M 0.82%	20.43K	1.77M
VISA INC. CLASS ADFND	COMMON STOCK	613.47K	SH	$138.31M 0.76%	64.15K	549.32K
HOME DEPOT, INC.DFND	COMMON STOCK	449.48K	SH	$132.65M 0.73%	9.05K	440.43K
ALPHABET INC. CLASS ADFND	COMMON STOCK	1.27M	SH	$131.27M 0.72%	54.39K	1.21M
STARBUCKS CORPORATIONDFND	COMMON STOCK	1.26M	SH	$130.79M 0.72%	62.33K	1.19M

Page 1 of 39

…