Filed: 2/15/2023ACC: 0001463217-23-000001
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1033 equity positions with a total reported market value of $17.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1033
Positions
$17.83B
Total AUM (reported)
233.66M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$10.44B58.5%
COMMON STOCK$7.36B41.3%
MUTUAL FUND$29.08M0.2%
CONVERTIBLE PREFERRED$2.38M0.0%
WARRANT OR RIGHT$320.5K0.0%
Portfolio Concentration
Top 3$2.82B15.8%
4–10$2.93B16.4%
11–25$2.72B15.2%
Rest$9.36B52.5%
Top 3 weight
15.8%
Top 10 weight
32.3%
Voting Authority Distribution
Total shares with voting rights: 233.66M
Sole
Full voting authority
8.60M
shares
% of voting shares3.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
225.06M
shares
% of voting shares96.3%
Investment Discretion (by position count)
Sole0
Shared0
Other1033
Dominant voting typeNone · 96.3% of voting shares
Institutional Holdings1033
Rows:
Vanguard S&P 500 ETF
DFNDShares4.06M
TypeSH
Market value$1.43B
8.00%
Sole
76.11K
Shared
0.00
None
3.98M
Vanguard Short-Term Bond ETF
DFNDShares10.40M
TypeSH
Market value$782.58M
4.39%
Sole
207.06K
Shared
0.00
None
10.19M
iShares Core MSCI EAFE ETF
DFNDShares9.98M
TypeSH
Market value$615.31M
3.45%
Sole
101.61K
Shared
0.00
None
9.88M
iShares Core S&P 500 ETF
DFNDShares1.53M
TypeSH
Market value$586.14M
3.29%
Sole
16.48K
Shared
0.00
None
1.51M
iShares U.S. Treasury Bond ETF
DFNDShares20.71M
TypeSH
Market value$470.51M
2.64%
Sole
68.84K
Shared
0.00
None
20.64M
Apple Inc.
DFNDShares3.53M
TypeSH
Market value$458.15M
2.57%
Sole
287.78K
Shared
0.00
None
3.24M
Vanguard Value ETF
DFNDShares3.22M
TypeSH
Market value$452.36M
2.54%
Sole
19.80K
Shared
0.00
None
3.20M
Vanguard Intermediate-Term Bond ETF
DFNDShares5M
TypeSH
Market value$371.36M
2.08%
Sole
72.34K
Shared
0.00
None
4.92M
Vanguard Growth ETF
DFNDShares1.51M
TypeSH
Market value$322.34M
1.81%
Sole
18.99K
Shared
0.00
None
1.49M
iShares 5-10 Year Investment Grade Corporate Bond ETF
DFNDShares5.39M
TypeSH
Market value$266.79M
1.50%
Sole
16.08K
Shared
0.00
None
5.37M
Microsoft Corporation
DFNDShares1.04M
TypeSH
Market value$250.49M
1.40%
Sole
84.74K
Shared
0.00
None
959.74K
iShares Currency Hedged MSCI EAFE ETF
DFNDShares8.97M
TypeSH
Market value$242.30M
1.36%
Sole
150.87K
Shared
0.00
None
8.82M
SPDR Bloomberg High Yield Bond ETF
DFNDShares2.47M
TypeSH
Market value$222.71M
1.25%
Sole
41.08K
Shared
0.00
None
2.43M
iShares Core MSCI Emerging Markets ETF
DFNDShares4.54M
TypeSH
Market value$211.99M
1.19%
Sole
44.36K
Shared
0.00
None
4.50M
Xtrackers MSCI EAFE Hedged Equity ETF
DFNDShares6.52M
TypeSH
Market value$210.11M
1.18%
Sole
17.50K
Shared
0.00
None
6.50M
iShares Core S&P Small Cap ETF
DFNDShares2M
TypeSH
Market value$189.05M
1.06%
Sole
47.71K
Shared
0.00
None
1.95M
iShares MBS ETF
DFNDShares2.03M
TypeSH
Market value$188.66M
1.06%
Sole
7.37K
Shared
0.00
None
2.03M
SPDR Nuveen Bloomberg Short Term Municipal Bond ETF
DFNDShares3.89M
TypeSH
Market value$182.86M
1.03%
Sole
89.42K
Shared
0.00
None
3.80M
iShares Core U.S. Aggregate Bond ETF
DFNDShares1.79M
TypeSH
Market value$173.96M
0.98%
Sole
6.76K
Shared
0.00
None
1.79M
Vanguard Small Cap Value ETF
DFNDShares985.69K
TypeSH
Market value$156.53M
0.88%
Sole
8.36K
Shared
0.00
None
977.32K
Broadstone Net Lease, Inc.
DFNDShares9.18M
TypeSH
Market value$148.84M
0.83%
Sole
759.93K
Shared
0.00
None
8.42M
Vanguard Real Estate ETF
DFNDShares1.76M
TypeSH
Market value$144.95M
0.81%
Sole
27K
Shared
0.00
None
1.73M
Home Depot, Inc.
DFNDShares447.64K
TypeSH
Market value$141.39M
0.79%
Sole
11.39K
Shared
0.00
None
436.25K
Visa Inc. Class A
DFNDShares615.71K
TypeSH
Market value$127.92M
0.72%
Sole
68.52K
Shared
0.00
None
547.20K
Starbucks Corporation
DFNDShares1.27M
TypeSH
Market value$126.27M
0.71%
Sole
72.70K
Shared
0.00
None
1.20M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard S&P 500 ETFDFND | Exchange traded fund | 4.06M | SH | $1.43B 8.00% | 76.11K | 0.00 | 3.98M |
Vanguard Short-Term Bond ETFDFND | Exchange traded fund | 10.40M | SH | $782.58M 4.39% | 207.06K | 0.00 | 10.19M |
iShares Core MSCI EAFE ETFDFND | Exchange traded fund | 9.98M | SH | $615.31M 3.45% | 101.61K | 0.00 | 9.88M |
iShares Core S&P 500 ETFDFND | Exchange traded fund | 1.53M | SH | $586.14M 3.29% | 16.48K | 0.00 | 1.51M |
iShares U.S. Treasury Bond ETFDFND | Exchange traded fund | 20.71M | SH | $470.51M 2.64% | 68.84K | 0.00 | 20.64M |
Apple Inc.DFND | Common stock | 3.53M | SH | $458.15M 2.57% | 287.78K | 0.00 | 3.24M |
Vanguard Value ETFDFND | Exchange traded fund | 3.22M | SH | $452.36M 2.54% | 19.80K | 0.00 | 3.20M |
Vanguard Intermediate-Term Bond ETFDFND | Exchange traded fund | 5M | SH | $371.36M 2.08% | 72.34K | 0.00 | 4.92M |
Vanguard Growth ETFDFND | Exchange traded fund | 1.51M | SH | $322.34M 1.81% | 18.99K | 0.00 | 1.49M |
iShares 5-10 Year Investment Grade Corporate Bond ETFDFND | Exchange traded fund | 5.39M | SH | $266.79M 1.50% | 16.08K | 0.00 | 5.37M |
Microsoft CorporationDFND | Common stock | 1.04M | SH | $250.49M 1.40% | 84.74K | 0.00 | 959.74K |
iShares Currency Hedged MSCI EAFE ETFDFND | Exchange traded fund | 8.97M | SH | $242.30M 1.36% | 150.87K | 0.00 | 8.82M |
SPDR Bloomberg High Yield Bond ETFDFND | Exchange traded fund | 2.47M | SH | $222.71M 1.25% | 41.08K | 0.00 | 2.43M |
iShares Core MSCI Emerging Markets ETFDFND | Exchange traded fund | 4.54M | SH | $211.99M 1.19% | 44.36K | 0.00 | 4.50M |
Xtrackers MSCI EAFE Hedged Equity ETFDFND | Exchange traded fund | 6.52M | SH | $210.11M 1.18% | 17.50K | 0.00 | 6.50M |
iShares Core S&P Small Cap ETFDFND | Exchange traded fund | 2M | SH | $189.05M 1.06% | 47.71K | 0.00 | 1.95M |
iShares MBS ETFDFND | Exchange traded fund | 2.03M | SH | $188.66M 1.06% | 7.37K | 0.00 | 2.03M |
SPDR Nuveen Bloomberg Short Term Municipal Bond ETFDFND | Exchange traded fund | 3.89M | SH | $182.86M 1.03% | 89.42K | 0.00 | 3.80M |
iShares Core U.S. Aggregate Bond ETFDFND | Exchange traded fund | 1.79M | SH | $173.96M 0.98% | 6.76K | 0.00 | 1.79M |
Vanguard Small Cap Value ETFDFND | Exchange traded fund | 985.69K | SH | $156.53M 0.88% | 8.36K | 0.00 | 977.32K |
Broadstone Net Lease, Inc.DFND | Common stock | 9.18M | SH | $148.84M 0.83% | 759.93K | 0.00 | 8.42M |
Vanguard Real Estate ETFDFND | Exchange traded fund | 1.76M | SH | $144.95M 0.81% | 27K | 0.00 | 1.73M |
Home Depot, Inc.DFND | Common stock | 447.64K | SH | $141.39M 0.79% | 11.39K | 0.00 | 436.25K |
Visa Inc. Class ADFND | Common stock | 615.71K | SH | $127.92M 0.72% | 68.52K | 0.00 | 547.20K |
Starbucks CorporationDFND | Common stock | 1.27M | SH | $126.27M 0.71% | 72.70K | 0.00 | 1.20M |
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