Filed: 11/14/2022ACC: 0001463217-22-000005
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1083 equity positions with a total reported market value of $16.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1083
Positions
$16.93M
Total AUM (reported)
241.82M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$9.91M58.5%
COMMON STOCK$6.99M41.3%
MUTUAL FUND$27.0K0.2%
CONVERTIBLE PREFERRED$2.8K0.0%
UNIT$321.000.0%
WARRANT OR RIGHT$308.000.0%
CONVERTIBLE BOND$52.000.0%
Portfolio Concentration
Top 3$2.50M14.7%
4–10$2.91M17.2%
11–25$2.72M16.1%
Rest$8.81M52.0%
Top 3 weight
14.7%
Top 10 weight
31.9%
Voting Authority Distribution
Total shares with voting rights: 241.82M
Sole
Full voting authority
5.33M
shares
% of voting shares2.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
236.49M
shares
% of voting shares97.8%
Investment Discretion (by position count)
Sole0
Shared0
Other1083
Dominant voting typeNone · 97.8% of voting shares
Institutional Holdings1083
Rows:
VANGUARD S&P 500 ETF
DFNDShares3.73M
TypeSH
Market value$1.23M
7.24%
Sole
81.08K
Shared
0.00
None
3.65M
VANGUARD SHORT-TERM BOND ETF
DFNDShares9.74M
TypeSH
Market value$728.7K
4.30%
Sole
163.08K
Shared
0.00
None
9.58M
ISHARES CORE S&P 500 ETF
DFNDShares1.51M
TypeSH
Market value$543.2K
3.21%
Sole
9.29K
Shared
0.00
None
1.51M
ISHARES U.S. TREASURY BOND ETF
DFNDShares22.61M
TypeSH
Market value$514.7K
3.04%
Sole
117.46K
Shared
0.00
None
22.49M
ISHARES CORE MSCI EAFE ETF
DFNDShares9.74M
TypeSH
Market value$513.1K
3.03%
Sole
116.86K
Shared
0.00
None
9.62M
APPLE INC.
DFNDShares3.61M
TypeSH
Market value$499.5K
2.95%
Sole
111.74K
Shared
0.00
None
3.50M
VANGUARD VALUE ETF
DFNDShares3.37M
TypeSH
Market value$416.7K
2.46%
Sole
29.02K
Shared
0.00
None
3.35M
VANGUARD INTERMEDIATE-TERM BOND ETF
DFNDShares4.69M
TypeSH
Market value$344.5K
2.03%
Sole
83.70K
Shared
0.00
None
4.60M
VANGUARD GROWTH ETF
DFNDShares1.56M
TypeSH
Market value$334.2K
1.97%
Sole
17.33K
Shared
0.00
None
1.54M
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF
DFNDShares5.87M
TypeSH
Market value$283.3K
1.67%
Sole
28.75K
Shared
0.00
None
5.84M
MICROSOFT CORPORATION
DFNDShares1.17M
TypeSH
Market value$273.6K
1.62%
Sole
27.12K
Shared
0.00
None
1.15M
ISHARES CURRENCY HEDGED MSCI EAFE ETF
DFNDShares8.64M
TypeSH
Market value$258.4K
1.53%
Sole
151.75K
Shared
0.00
None
8.49M
XTRACKERS MSCI EAFE HEDGED EQUITY ETF
DFNDShares6.79M
TypeSH
Market value$227.4K
1.34%
Sole
29.81K
Shared
0.00
None
6.76M
SPDR BLOOMBERG HIGH YIELD BOND ETF
DFNDShares2.31M
TypeSH
Market value$203.3K
1.20%
Sole
44.84K
Shared
0.00
None
2.27M
ISHARES MBS ETF
DFNDShares2.19M
TypeSH
Market value$200.3K
1.18%
Sole
10.48K
Shared
0.00
None
2.18M
ISHARES CORE U.S. AGGREGATE BOND ETF
DFNDShares2.07M
TypeSH
Market value$199.9K
1.18%
Sole
10.69K
Shared
0.00
None
2.06M
ISHARES CORE MSCI EMERGING MARKETS ETF
DFNDShares4.55M
TypeSH
Market value$195.4K
1.15%
Sole
42.60K
Shared
0.00
None
4.50M
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF
DFNDShares3.93M
TypeSH
Market value$181.0K
1.07%
Sole
84.16K
Shared
0.00
None
3.84M
ISHARES CORE S&P SMALL CAP ETF
DFNDShares1.90M
TypeSH
Market value$165.3K
0.98%
Sole
43.12K
Shared
0.00
None
1.85M
BROADSTONE NET LEASE, INC.
DFNDShares10.46M
TypeSH
Market value$162.4K
0.96%
Sole
510.74K
Shared
0.00
None
9.95M
VANGUARD SMALL CAP VALUE ETF
DFNDShares978.30K
TypeSH
Market value$140.3K
0.83%
Sole
9.13K
Shared
0.00
None
969.16K
VANGUARD REAL ESTATE ETF
DFNDShares1.68M
TypeSH
Market value$134.9K
0.80%
Sole
16.66K
Shared
0.00
None
1.67M
STARBUCKS CORPORATION
DFNDShares1.54M
TypeSH
Market value$129.5K
0.76%
Sole
30.79K
Shared
0.00
None
1.51M
HOME DEPOT, INC.
DFNDShares459.33K
TypeSH
Market value$126.7K
0.75%
Sole
5.81K
Shared
0.00
None
453.52K
ALPHABET INC. CLASS A
DFNDShares1.29M
TypeSH
Market value$123.1K
0.73%
Sole
29.09K
Shared
0.00
None
1.26M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFDFND | EXCHANGE TRADED FUND | 3.73M | SH | $1.23M 7.24% | 81.08K | 0.00 | 3.65M |
VANGUARD SHORT-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 9.74M | SH | $728.7K 4.30% | 163.08K | 0.00 | 9.58M |
ISHARES CORE S&P 500 ETFDFND | EXCHANGE TRADED FUND | 1.51M | SH | $543.2K 3.21% | 9.29K | 0.00 | 1.51M |
ISHARES U.S. TREASURY BOND ETFDFND | EXCHANGE TRADED FUND | 22.61M | SH | $514.7K 3.04% | 117.46K | 0.00 | 22.49M |
ISHARES CORE MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 9.74M | SH | $513.1K 3.03% | 116.86K | 0.00 | 9.62M |
APPLE INC.DFND | COMMON STOCK | 3.61M | SH | $499.5K 2.95% | 111.74K | 0.00 | 3.50M |
VANGUARD VALUE ETFDFND | EXCHANGE TRADED FUND | 3.37M | SH | $416.7K 2.46% | 29.02K | 0.00 | 3.35M |
VANGUARD INTERMEDIATE-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 4.69M | SH | $344.5K 2.03% | 83.70K | 0.00 | 4.60M |
VANGUARD GROWTH ETFDFND | EXCHANGE TRADED FUND | 1.56M | SH | $334.2K 1.97% | 17.33K | 0.00 | 1.54M |
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETFDFND | EXCHANGE TRADED FUND | 5.87M | SH | $283.3K 1.67% | 28.75K | 0.00 | 5.84M |
MICROSOFT CORPORATIONDFND | COMMON STOCK | 1.17M | SH | $273.6K 1.62% | 27.12K | 0.00 | 1.15M |
ISHARES CURRENCY HEDGED MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 8.64M | SH | $258.4K 1.53% | 151.75K | 0.00 | 8.49M |
XTRACKERS MSCI EAFE HEDGED EQUITY ETFDFND | EXCHANGE TRADED FUND | 6.79M | SH | $227.4K 1.34% | 29.81K | 0.00 | 6.76M |
SPDR BLOOMBERG HIGH YIELD BOND ETFDFND | EXCHANGE TRADED FUND | 2.31M | SH | $203.3K 1.20% | 44.84K | 0.00 | 2.27M |
ISHARES MBS ETFDFND | EXCHANGE TRADED FUND | 2.19M | SH | $200.3K 1.18% | 10.48K | 0.00 | 2.18M |
ISHARES CORE U.S. AGGREGATE BOND ETFDFND | EXCHANGE TRADED FUND | 2.07M | SH | $199.9K 1.18% | 10.69K | 0.00 | 2.06M |
ISHARES CORE MSCI EMERGING MARKETS ETFDFND | EXCHANGE TRADED FUND | 4.55M | SH | $195.4K 1.15% | 42.60K | 0.00 | 4.50M |
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFDFND | EXCHANGE TRADED FUND | 3.93M | SH | $181.0K 1.07% | 84.16K | 0.00 | 3.84M |
ISHARES CORE S&P SMALL CAP ETFDFND | EXCHANGE TRADED FUND | 1.90M | SH | $165.3K 0.98% | 43.12K | 0.00 | 1.85M |
BROADSTONE NET LEASE, INC.DFND | COMMON STOCK | 10.46M | SH | $162.4K 0.96% | 510.74K | 0.00 | 9.95M |
VANGUARD SMALL CAP VALUE ETFDFND | EXCHANGE TRADED FUND | 978.30K | SH | $140.3K 0.83% | 9.13K | 0.00 | 969.16K |
VANGUARD REAL ESTATE ETFDFND | EXCHANGE TRADED FUND | 1.68M | SH | $134.9K 0.80% | 16.66K | 0.00 | 1.67M |
STARBUCKS CORPORATIONDFND | COMMON STOCK | 1.54M | SH | $129.5K 0.76% | 30.79K | 0.00 | 1.51M |
HOME DEPOT, INC.DFND | COMMON STOCK | 459.33K | SH | $126.7K 0.75% | 5.81K | 0.00 | 453.52K |
ALPHABET INC. CLASS ADFND | COMMON STOCK | 1.29M | SH | $123.1K 0.73% | 29.09K | 0.00 | 1.26M |
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