Filed: 2/14/2024ACC: 0001372312-24-000002
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1060 equity positions with a total reported market value of $12.05B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1060
Positions
$12.05B
Total AUM (reported)
128.90M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$6.98B57.9%
COMMON STOCK$5.07B42.1%
MUTUAL FUND$4.20M0.0%
CONVERTIBLE PREFERRED$538.0K0.0%
Portfolio Concentration
Top 3$2.02B16.7%
4–10$1.73B14.4%
11–25$1.75B14.5%
Rest$6.55B54.4%
Top 3 weight
16.7%
Top 10 weight
31.1%
Voting Authority Distribution
Total shares with voting rights: 128.90M
Sole
Full voting authority
5.47M
shares
% of voting shares4.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
123.42M
shares
% of voting shares95.8%
Investment Discretion (by position count)
Sole0
Shared0
Other1060
Dominant voting typeNone · 95.8% of voting shares
Institutional Holdings1060
Rows:
VANGUARD S&P 500 ETF
DFNDShares2.02M
TypeSH
Market value$882.89M
7.33%
Sole
37.30K
Shared
0.00
None
1.98M
ISHARES CORE S&P 500 ETF
DFNDShares1.51M
TypeSH
Market value$719.64M
5.97%
Sole
109.83K
Shared
0.00
None
1.40M
VANGUARD SHORT-TERM BOND ETF
DFNDShares5.38M
TypeSH
Market value$414.56M
3.44%
Sole
62.98K
Shared
0.00
None
5.32M
APPLE INC
DFNDShares1.80M
TypeSH
Market value$346.70M
2.88%
Sole
75.29K
Shared
0.00
None
1.73M
ISHARES CORE MSCI EAFE ETF
DFNDShares4.60M
TypeSH
Market value$323.83M
2.69%
Sole
33.37K
Shared
0.00
None
4.57M
MICROSOFT CORP
DFNDShares707.30K
TypeSH
Market value$265.97M
2.21%
Sole
28.83K
Shared
0.00
None
678.47K
VANGUARD VALUE ETF
DFNDShares1.42M
TypeSH
Market value$212.77M
1.77%
Sole
11.77K
Shared
0.00
None
1.41M
ISHARES CORE TOTAL USD BOND MA
DFNDShares4.31M
TypeSH
Market value$198.42M
1.65%
Sole
454.35K
Shared
0.00
None
3.85M
VANGUARD INTERMEDIATE-TERM BON
DFNDShares2.57M
TypeSH
Market value$196.50M
1.63%
Sole
30.56K
Shared
0.00
None
2.54M
VANGUARD GROWTH ETF
DFNDShares599.91K
TypeSH
Market value$186.50M
1.55%
Sole
4.36K
Shared
0.00
None
595.54K
ISHARES U.S. TREASURY BOND ETF
DFNDShares7.88M
TypeSH
Market value$181.57M
1.51%
Sole
54.94K
Shared
0.00
None
7.83M
ISHARES CURRENCY HEDGED MSCI E
DFNDShares4.66M
TypeSH
Market value$146.69M
1.22%
Sole
56.60K
Shared
0.00
None
4.60M
ISHARES MBS ETF
DFNDShares1.55M
TypeSH
Market value$145.51M
1.21%
Sole
79.98K
Shared
0.00
None
1.47M
ISHARES CORE MSCI EMERGING MAR
DFNDShares2.80M
TypeSH
Market value$141.55M
1.17%
Sole
96.20K
Shared
0.00
None
2.70M
SPDR NUVEEN BLOOMBERG SHORT TE
DFNDShares2.59M
TypeSH
Market value$123.55M
1.03%
Sole
25.93K
Shared
0.00
None
2.56M
ISHARES CORE S&P SMALL-CAP ETF
DFNDShares1.09M
TypeSH
Market value$118.08M
0.98%
Sole
12.21K
Shared
0.00
None
1.08M
SPDR BLOOMBERG HIGH YIELD BOND
DFNDShares1.19M
TypeSH
Market value$112.94M
0.94%
Sole
12.12K
Shared
0.00
None
1.18M
XTRACKERS MSCI EAFE HEDGED EQU
DFNDShares2.88M
TypeSH
Market value$106.63M
0.88%
Sole
5.39K
Shared
0.00
None
2.88M
ISHARES 5-10 YEAR INVESTMENT G
DFNDShares2.05M
TypeSH
Market value$106.36M
0.88%
Sole
1.92K
Shared
0.00
None
2.04M
VISA INC
DFNDShares401.94K
TypeSH
Market value$104.64M
0.87%
Sole
15.39K
Shared
0.00
None
386.55K
ALPHABET INC
DFNDShares733.30K
TypeSH
Market value$102.43M
0.85%
Sole
13.71K
Shared
0.00
None
719.59K
ALPHABET INC
DFNDShares653.88K
TypeSH
Market value$92.15M
0.76%
Sole
47.51K
Shared
0.00
None
606.37K
ISHARES MSCI USA QUALITY FACTO
DFNDShares623.66K
TypeSH
Market value$91.76M
0.76%
Sole
75.70K
Shared
0.00
None
547.96K
BERKSHIRE HATHAWAY INC
DFNDShares250.93K
TypeSH
Market value$89.50M
0.74%
Sole
6.64K
Shared
0.00
None
244.29K
COSTCO WHOLESALE CORP
DFNDShares133.75K
TypeSH
Market value$88.28M
0.73%
Sole
3.75K
Shared
0.00
None
130K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFDFND | EXCHANGE TRADED FUND | 2.02M | SH | $882.89M 7.33% | 37.30K | 0.00 | 1.98M |
ISHARES CORE S&P 500 ETFDFND | EXCHANGE TRADED FUND | 1.51M | SH | $719.64M 5.97% | 109.83K | 0.00 | 1.40M |
VANGUARD SHORT-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 5.38M | SH | $414.56M 3.44% | 62.98K | 0.00 | 5.32M |
APPLE INCDFND | COMMON STOCK | 1.80M | SH | $346.70M 2.88% | 75.29K | 0.00 | 1.73M |
ISHARES CORE MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 4.60M | SH | $323.83M 2.69% | 33.37K | 0.00 | 4.57M |
MICROSOFT CORPDFND | COMMON STOCK | 707.30K | SH | $265.97M 2.21% | 28.83K | 0.00 | 678.47K |
VANGUARD VALUE ETFDFND | EXCHANGE TRADED FUND | 1.42M | SH | $212.77M 1.77% | 11.77K | 0.00 | 1.41M |
ISHARES CORE TOTAL USD BOND MADFND | EXCHANGE TRADED FUND | 4.31M | SH | $198.42M 1.65% | 454.35K | 0.00 | 3.85M |
VANGUARD INTERMEDIATE-TERM BONDFND | EXCHANGE TRADED FUND | 2.57M | SH | $196.50M 1.63% | 30.56K | 0.00 | 2.54M |
VANGUARD GROWTH ETFDFND | EXCHANGE TRADED FUND | 599.91K | SH | $186.50M 1.55% | 4.36K | 0.00 | 595.54K |
ISHARES U.S. TREASURY BOND ETFDFND | EXCHANGE TRADED FUND | 7.88M | SH | $181.57M 1.51% | 54.94K | 0.00 | 7.83M |
ISHARES CURRENCY HEDGED MSCI EDFND | EXCHANGE TRADED FUND | 4.66M | SH | $146.69M 1.22% | 56.60K | 0.00 | 4.60M |
ISHARES MBS ETFDFND | EXCHANGE TRADED FUND | 1.55M | SH | $145.51M 1.21% | 79.98K | 0.00 | 1.47M |
ISHARES CORE MSCI EMERGING MARDFND | EXCHANGE TRADED FUND | 2.80M | SH | $141.55M 1.17% | 96.20K | 0.00 | 2.70M |
SPDR NUVEEN BLOOMBERG SHORT TEDFND | EXCHANGE TRADED FUND | 2.59M | SH | $123.55M 1.03% | 25.93K | 0.00 | 2.56M |
ISHARES CORE S&P SMALL-CAP ETFDFND | EXCHANGE TRADED FUND | 1.09M | SH | $118.08M 0.98% | 12.21K | 0.00 | 1.08M |
SPDR BLOOMBERG HIGH YIELD BONDDFND | EXCHANGE TRADED FUND | 1.19M | SH | $112.94M 0.94% | 12.12K | 0.00 | 1.18M |
XTRACKERS MSCI EAFE HEDGED EQUDFND | EXCHANGE TRADED FUND | 2.88M | SH | $106.63M 0.88% | 5.39K | 0.00 | 2.88M |
ISHARES 5-10 YEAR INVESTMENT GDFND | EXCHANGE TRADED FUND | 2.05M | SH | $106.36M 0.88% | 1.92K | 0.00 | 2.04M |
VISA INCDFND | COMMON STOCK | 401.94K | SH | $104.64M 0.87% | 15.39K | 0.00 | 386.55K |
ALPHABET INCDFND | COMMON STOCK | 733.30K | SH | $102.43M 0.85% | 13.71K | 0.00 | 719.59K |
ALPHABET INCDFND | COMMON STOCK | 653.88K | SH | $92.15M 0.76% | 47.51K | 0.00 | 606.37K |
ISHARES MSCI USA QUALITY FACTODFND | EXCHANGE TRADED FUND | 623.66K | SH | $91.76M 0.76% | 75.70K | 0.00 | 547.96K |
BERKSHIRE HATHAWAY INCDFND | COMMON STOCK | 250.93K | SH | $89.50M 0.74% | 6.64K | 0.00 | 244.29K |
COSTCO WHOLESALE CORPDFND | COMMON STOCK | 133.75K | SH | $88.28M 0.73% | 3.75K | 0.00 | 130K |
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