Filed: 11/14/2023ACC: 0001372312-23-000007
📋 What this filing means
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 830 equity positions with a total reported market value of $15.26B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
830
Positions
$15.26B
Total AUM (reported)
186.72M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$8.95B58.7%
COMMON STOCK$6.28B41.2%
MUTUAL FUND$23.13M0.2%
CONVERTIBLE PREFERRED$3.29M0.0%
WARRANT OR RIGHT$286.4K0.0%
Portfolio Concentration
Top 3$2.80B18.3%
4–10$2.30B15.1%
11–25$2.30B15.0%
Rest$7.87B51.5%
Top 3 weight
18.3%
Top 10 weight
33.4%
Voting Authority Distribution
Total shares with voting rights: 186.72M
Sole
Full voting authority
4.54M
shares
% of voting shares2.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
182.17M
shares
% of voting shares97.6%
Investment Discretion (by position count)
Sole0
Shared0
Other830
Dominant voting typeNone · 97.6% of voting shares
Institutional Holdings830
Rows:
VANGUARD S&P 500 ETF
DFNDShares3.96M
TypeSH
Market value$1.56B
10.19%
Sole
22.20K
Shared
0.00
None
3.94M
VANGUARD SHORT-TERM BOND ETF
DFNDShares9.86M
TypeSH
Market value$741.11M
4.86%
Sole
25.92K
Shared
0.00
None
9.83M
ISHARES CORE MSCI EAFE ETF ETF
DFNDShares7.81M
TypeSH
Market value$502.55M
3.29%
Sole
16.61K
Shared
0.00
None
7.79M
ISHARES CORE S&P 500 ETF CMN
DFNDShares1.03M
TypeSH
Market value$441.66M
2.89%
Sole
1.58K
Shared
0.00
None
1.03M
APPLE INC. CMN
DFNDShares2.16M
TypeSH
Market value$369.69M
2.42%
Sole
133.71K
Shared
0.00
None
2.03M
VANGUARD INTERMEDIATE TERM BOND INDEX FUND ETF
DFNDShares4.76M
TypeSH
Market value$344.22M
2.26%
Sole
10.12K
Shared
0.00
None
4.75M
VANGUARD INDEX FUNDS - VANGUAR VANGUARD VALUE ETF
DFNDShares2.23M
TypeSH
Market value$307.68M
2.02%
Sole
3.14K
Shared
0.00
None
2.23M
ISHARES US TREASURY BOND ETF
DFNDShares13.68M
TypeSH
Market value$301.49M
1.98%
Sole
17.67K
Shared
0.00
None
13.66M
ISHARES TRUST-ISHARES CURRENCY HEDGED MSCI EAFE ETF
DFNDShares9.04M
TypeSH
Market value$272.19M
1.78%
Sole
25.03K
Shared
0.00
None
9.02M
VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF
DFNDShares975.80K
TypeSH
Market value$265.72M
1.74%
Sole
2.10K
Shared
0.00
None
973.71K
MICROSOFT CORPORATION CMN
DFNDShares777.07K
TypeSH
Market value$245.36M
1.61%
Sole
30.47K
Shared
0.00
None
746.60K
SPDR BLOOMBERG HIGH YIELD BOND ETF
DFNDShares2.19M
TypeSH
Market value$197.67M
1.30%
Sole
5.30K
Shared
0.00
None
2.18M
SPDR NUVEEN BLOOMBERG SHORT TE CMN
DFNDShares4.20M
TypeSH
Market value$194.04M
1.27%
Sole
15.08K
Shared
0.00
None
4.18M
ISHARES CORE S&P SMALL-CAP ETF
DFNDShares1.95M
TypeSH
Market value$183.47M
1.20%
Sole
6.57K
Shared
0.00
None
1.94M
ISHARES CORE MSCI EMERGING MARKETS ETF
DFNDShares3.70M
TypeSH
Market value$176.05M
1.15%
Sole
6.93K
Shared
0.00
None
3.69M
ISHARES TRUST ISHARES 5-10 YEA CMN
DFNDShares3.39M
TypeSH
Market value$164.73M
1.08%
Sole
5.91K
Shared
0.00
None
3.38M
XTRACKERS MSCI EAFE HEDGED EQUITY ETF
DFNDShares4.37M
TypeSH
Market value$152.46M
1.00%
Sole
9.16K
Shared
0.00
None
4.36M
ALPHABET INC. CMN CLASS A
DFNDShares1.09M
TypeSH
Market value$142.91M
0.94%
Sole
22.13K
Shared
0.00
None
1.07M
ACCENTURE PLC CMN CLASS A
DFNDShares418.18K
TypeSH
Market value$128.43M
0.84%
Sole
8.82K
Shared
0.00
None
409.35K
VANGUARD INDEX FUNDS - VANGUAR SMALL-CAP VALUE ETF
DFNDShares792K
TypeSH
Market value$126.32M
0.83%
Sole
1.44K
Shared
0.00
None
790.56K
VISA INC. CMN CLASS A
DFNDShares546.25K
TypeSH
Market value$125.64M
0.82%
Sole
23.68K
Shared
0.00
None
522.57K
THE HOME DEPOT, INC. CMN
DFNDShares401.16K
TypeSH
Market value$121.21M
0.79%
Sole
4.79K
Shared
0.00
None
396.36K
ISHARES TRUST - ISHARES MBS ETF
DFNDShares1.27M
TypeSH
Market value$112.99M
0.74%
Sole
1.78K
Shared
0.00
None
1.27M
VANGUARD REIT INDEX FUND CMN
DFNDShares1.49M
TypeSH
Market value$112.50M
0.74%
Sole
34.96K
Shared
0.00
None
1.45M
ALPHABET INC. CMN CLASS C
DFNDShares851.58K
TypeSH
Market value$112.28M
0.74%
Sole
82.08K
Shared
0.00
None
769.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFDFND | EXCHANGE TRADED FUND | 3.96M | SH | $1.56B 10.19% | 22.20K | 0.00 | 3.94M |
VANGUARD SHORT-TERM BOND ETFDFND | EXCHANGE TRADED FUND | 9.86M | SH | $741.11M 4.86% | 25.92K | 0.00 | 9.83M |
ISHARES CORE MSCI EAFE ETF ETFDFND | EXCHANGE TRADED FUND | 7.81M | SH | $502.55M 3.29% | 16.61K | 0.00 | 7.79M |
ISHARES CORE S&P 500 ETF CMNDFND | EXCHANGE TRADED FUND | 1.03M | SH | $441.66M 2.89% | 1.58K | 0.00 | 1.03M |
APPLE INC. CMNDFND | COMMON STOCK | 2.16M | SH | $369.69M 2.42% | 133.71K | 0.00 | 2.03M |
VANGUARD INTERMEDIATE TERM BOND INDEX FUND ETFDFND | EXCHANGE TRADED FUND | 4.76M | SH | $344.22M 2.26% | 10.12K | 0.00 | 4.75M |
VANGUARD INDEX FUNDS - VANGUAR VANGUARD VALUE ETFDFND | EXCHANGE TRADED FUND | 2.23M | SH | $307.68M 2.02% | 3.14K | 0.00 | 2.23M |
ISHARES US TREASURY BOND ETFDFND | EXCHANGE TRADED FUND | 13.68M | SH | $301.49M 1.98% | 17.67K | 0.00 | 13.66M |
ISHARES TRUST-ISHARES CURRENCY HEDGED MSCI EAFE ETFDFND | EXCHANGE TRADED FUND | 9.04M | SH | $272.19M 1.78% | 25.03K | 0.00 | 9.02M |
VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETFDFND | EXCHANGE TRADED FUND | 975.80K | SH | $265.72M 1.74% | 2.10K | 0.00 | 973.71K |
MICROSOFT CORPORATION CMNDFND | COMMON STOCK | 777.07K | SH | $245.36M 1.61% | 30.47K | 0.00 | 746.60K |
SPDR BLOOMBERG HIGH YIELD BOND ETFDFND | EXCHANGE TRADED FUND | 2.19M | SH | $197.67M 1.30% | 5.30K | 0.00 | 2.18M |
SPDR NUVEEN BLOOMBERG SHORT TE CMNDFND | EXCHANGE TRADED FUND | 4.20M | SH | $194.04M 1.27% | 15.08K | 0.00 | 4.18M |
ISHARES CORE S&P SMALL-CAP ETFDFND | EXCHANGE TRADED FUND | 1.95M | SH | $183.47M 1.20% | 6.57K | 0.00 | 1.94M |
ISHARES CORE MSCI EMERGING MARKETS ETFDFND | EXCHANGE TRADED FUND | 3.70M | SH | $176.05M 1.15% | 6.93K | 0.00 | 3.69M |
ISHARES TRUST ISHARES 5-10 YEA CMNDFND | EXCHANGE TRADED FUND | 3.39M | SH | $164.73M 1.08% | 5.91K | 0.00 | 3.38M |
XTRACKERS MSCI EAFE HEDGED EQUITY ETFDFND | EXCHANGE TRADED FUND | 4.37M | SH | $152.46M 1.00% | 9.16K | 0.00 | 4.36M |
ALPHABET INC. CMN CLASS ADFND | COMMON STOCK | 1.09M | SH | $142.91M 0.94% | 22.13K | 0.00 | 1.07M |
ACCENTURE PLC CMN CLASS ADFND | COMMON STOCK | 418.18K | SH | $128.43M 0.84% | 8.82K | 0.00 | 409.35K |
VANGUARD INDEX FUNDS - VANGUAR SMALL-CAP VALUE ETFDFND | EXCHANGE TRADED FUND | 792K | SH | $126.32M 0.83% | 1.44K | 0.00 | 790.56K |
VISA INC. CMN CLASS ADFND | COMMON STOCK | 546.25K | SH | $125.64M 0.82% | 23.68K | 0.00 | 522.57K |
THE HOME DEPOT, INC. CMNDFND | COMMON STOCK | 401.16K | SH | $121.21M 0.79% | 4.79K | 0.00 | 396.36K |
ISHARES TRUST - ISHARES MBS ETFDFND | EXCHANGE TRADED FUND | 1.27M | SH | $112.99M 0.74% | 1.78K | 0.00 | 1.27M |
VANGUARD REIT INDEX FUND CMNDFND | EXCHANGE TRADED FUND | 1.49M | SH | $112.50M 0.74% | 34.96K | 0.00 | 1.45M |
ALPHABET INC. CMN CLASS CDFND | COMMON STOCK | 851.58K | SH | $112.28M 0.74% | 82.08K | 0.00 | 769.49K |
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