Filed: 11/9/2023ACC: 0000950123-23-009734
📋 What this filing means
UBS GROUP AG filed this quarterly 13F‑HR report disclosing 8264 equity positions with a total reported market value of $290.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8264
Positions
$290.09B
Total AUM (reported)
3.89B
Total Shares
Allocation by class
COM$136.74B47.1%
TR UNIT$12.32B4.2%
UNIT SER 1$9.23B3.2%
CL A$8.51B2.9%
SHS$7.41B2.6%
RUSSELL 2000 ETF$5.71B2.0%
COM NEW$5.04B1.7%
Portfolio Concentration
Top 3$29.89B10.3%
4–10$31.12B10.7%
11–25$30.20B10.4%
Rest$198.88B68.6%
Top 3 weight
10.3%
Top 10 weight
21.0%
Voting Authority Distribution
Total shares with voting rights: 3.89B
Sole
Full voting authority
54.26M
shares
% of voting shares1.4%
Shared
Joint voting authority
1.67B
shares
% of voting shares42.9%
None
No voting authority
2.17B
shares
% of voting shares55.7%
Investment Discretion (by position count)
Sole2970
Shared0
Other5294
Dominant voting typeNone · 55.7% of voting shares
Institutional Holdings8264
Rows:
SPDR S&P 500 ETF TR
DFNDShares28.81M
TypeSH
Market value$12.32B
4.25%
Sole
0.00
Shared
22.54M
None
6.27M
INVESCO QQQ TR
DFNDShares25.77M
TypeSH
Market value$9.23B
3.18%
Sole
0.00
Shared
21.56M
None
4.22M
MICROSOFT CORP
DFNDShares26.42M
TypeSH
Market value$8.34B
2.88%
Sole
0.00
Shared
6.16M
None
20.25M
APPLE INC
DFNDShares46.80M
TypeSH
Market value$8.01B
2.76%
Sole
0.00
Shared
13.15M
None
33.66M
ISHARES TR
DFNDShares32.30M
TypeSH
Market value$5.71B
1.97%
Sole
0.00
Shared
29.10M
None
3.19M
NVIDIA CORPORATION
DFNDShares9.43M
TypeSH
Market value$4.10B
1.41%
Sole
0.00
Shared
4.41M
None
5.02M
AMAZON COM INC
DFNDShares31.04M
TypeSH
Market value$3.95B
1.36%
Sole
0.00
Shared
8.17M
None
22.88M
ALPHABET INC
DFNDShares25.47M
TypeSH
Market value$3.33B
1.15%
Sole
0.00
Shared
5.29M
None
20.18M
UBS GROUP AG
DFNDShares126.54M
TypeSH
Market value$3.12B
1.08%
Sole
0.00
Shared
122.61M
None
3.93M
JPMORGAN CHASE & CO
DFNDShares19.98M
TypeSH
Market value$2.90B
1.00%
Sole
0.00
Shared
6.36M
None
13.62M
ISHARES TR
DFNDShares27.36M
TypeSH
Market value$2.43B
0.84%
Sole
0.00
Shared
24.05M
None
3.31M
BROADCOM INC
DFNDShares2.86M
TypeSH
Market value$2.37B
0.82%
Sole
0.00
Shared
1.13M
None
1.73M
TESLA INC
DFNDShares9.26M
TypeSH
Market value$2.32B
0.80%
Sole
0.00
Shared
7.07M
None
2.19M
UNION PAC CORP
DFNDShares11.34M
TypeSH
Market value$2.31B
0.80%
Sole
0.00
Shared
8.03M
None
3.31M
META PLATFORMS INC
DFNDShares7.56M
TypeSH
Market value$2.27B
0.78%
Sole
0.00
Shared
3.74M
None
3.82M
UNITEDHEALTH GROUP INC
DFNDShares4.41M
TypeSH
Market value$2.23B
0.77%
Sole
0.00
Shared
1.23M
None
3.18M
ALPHABET INC
DFNDShares15.79M
TypeSH
Market value$2.08B
0.72%
Sole
0.00
Shared
3.83M
None
11.96M
VISA INC
DFNDShares8.61M
TypeSH
Market value$1.98B
0.68%
Sole
0.00
Shared
1.76M
None
6.85M
ABBVIE INC
DFNDShares12.77M
TypeSH
Market value$1.90B
0.66%
Sole
0.00
Shared
3.70M
None
9.07M
ISHARES TR
DFNDShares47.57M
TypeSH
Market value$1.81B
0.62%
Sole
0.00
Shared
39.75M
None
7.82M
CISCO SYS INC
DFNDShares32.94M
TypeSH
Market value$1.77B
0.61%
Sole
0.00
Shared
15.48M
None
17.46M
HOME DEPOT INC
DFNDShares5.78M
TypeSH
Market value$1.75B
0.60%
Sole
0.00
Shared
1.15M
None
4.63M
VANGUARD INDEX FDS
DFNDShares12.34M
TypeSH
Market value$1.70B
0.59%
Sole
0.00
Shared
13.97K
None
12.32M
ISHARES TR
DFNDShares25.57M
TypeSH
Market value$1.65B
0.57%
Sole
0.00
Shared
14.76K
None
25.55M
JOHNSON & JOHNSON
DFNDShares10.55M
TypeSH
Market value$1.64B
0.57%
Sole
0.00
Shared
2.60M
None
7.95M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 28.81M | SH | $12.32B 4.25% | 0.00 | 22.54M | 6.27M |
INVESCO QQQ TRDFND | UNIT SER 1 | 25.77M | SH | $9.23B 3.18% | 0.00 | 21.56M | 4.22M |
MICROSOFT CORPDFND | COM | 26.42M | SH | $8.34B 2.88% | 0.00 | 6.16M | 20.25M |
APPLE INCDFND | COM | 46.80M | SH | $8.01B 2.76% | 0.00 | 13.15M | 33.66M |
ISHARES TRDFND | RUSSELL 2000 ETF | 32.30M | SH | $5.71B 1.97% | 0.00 | 29.10M | 3.19M |
NVIDIA CORPORATIONDFND | COM | 9.43M | SH | $4.10B 1.41% | 0.00 | 4.41M | 5.02M |
AMAZON COM INCDFND | COM | 31.04M | SH | $3.95B 1.36% | 0.00 | 8.17M | 22.88M |
ALPHABET INCDFND | CAP STK CL A | 25.47M | SH | $3.33B 1.15% | 0.00 | 5.29M | 20.18M |
UBS GROUP AGDFND | SHS | 126.54M | SH | $3.12B 1.08% | 0.00 | 122.61M | 3.93M |
JPMORGAN CHASE & CODFND | COM | 19.98M | SH | $2.90B 1.00% | 0.00 | 6.36M | 13.62M |
ISHARES TRDFND | 20 YR TR BD ETF | 27.36M | SH | $2.43B 0.84% | 0.00 | 24.05M | 3.31M |
BROADCOM INCDFND | COM | 2.86M | SH | $2.37B 0.82% | 0.00 | 1.13M | 1.73M |
TESLA INCDFND | COM | 9.26M | SH | $2.32B 0.80% | 0.00 | 7.07M | 2.19M |
UNION PAC CORPDFND | COM | 11.34M | SH | $2.31B 0.80% | 0.00 | 8.03M | 3.31M |
META PLATFORMS INCDFND | CL A | 7.56M | SH | $2.27B 0.78% | 0.00 | 3.74M | 3.82M |
UNITEDHEALTH GROUP INCDFND | COM | 4.41M | SH | $2.23B 0.77% | 0.00 | 1.23M | 3.18M |
ALPHABET INCDFND | CAP STK CL C | 15.79M | SH | $2.08B 0.72% | 0.00 | 3.83M | 11.96M |
VISA INCDFND | COM CL A | 8.61M | SH | $1.98B 0.68% | 0.00 | 1.76M | 6.85M |
ABBVIE INCDFND | COM | 12.77M | SH | $1.90B 0.66% | 0.00 | 3.70M | 9.07M |
ISHARES TRDFND | MSCI EMG MKT ETF | 47.57M | SH | $1.81B 0.62% | 0.00 | 39.75M | 7.82M |
CISCO SYS INCDFND | COM | 32.94M | SH | $1.77B 0.61% | 0.00 | 15.48M | 17.46M |
HOME DEPOT INCDFND | COM | 5.78M | SH | $1.75B 0.60% | 0.00 | 1.15M | 4.63M |
VANGUARD INDEX FDSDFND | VALUE ETF | 12.34M | SH | $1.70B 0.59% | 0.00 | 13.97K | 12.32M |
ISHARES TRDFND | CORE MSCI EAFE | 25.57M | SH | $1.65B 0.57% | 0.00 | 14.76K | 25.55M |
JOHNSON & JOHNSONDFND | COM | 10.55M | SH | $1.64B 0.57% | 0.00 | 2.60M | 7.95M |
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