UBS GROUP AG

PublicCIK: 1610520
UBSNYSE
Location

ZURICH, V8

JPMORGAN CHASE BANK, N.A.

4
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Aug 25, 2026·Aug 25, 2026
1 txn

MCDANIEL CONNIE D

4
VIRTUS CONVERTIBLE & INCOME FUND II
Aug 20, 2026·Aug 20, 2026
1 txn

BANK OF AMERICA CORP /DE/

4
PIMCO MUNICIPAL INCOME FUND II
Aug 20, 2026·Aug 20, 2026
2 txn

EMPERY ASSET MANAGEMENT, LP

3
EMPERY DIGITAL INC.
Aug 14, 2026·Aug 14, 2026
1 txn

UBS GROUP AG

13F-HR

Holdings

Aug 13, 2026·Aug 13, 2026

HRT FINANCIAL LP

4
EDIBLE GARDEN AG INC
Jul 9, 2026·Jul 9, 2026
1 txn

HRT FINANCIAL LP

4
EDIBLE GARDEN AG INC
Jul 7, 2026·Jul 7, 2026
3 txn

HRT FINANCIAL LP

3
EDIBLE GARDEN AG INC
Jul 7, 2026·Jul 7, 2026
1 txn

ROYAL BANK OF CANADA

4
EATON VANCE SENIOR INCOME TRUST
Jul 6, 2026·Jul 6, 2026
1 txn

ROYAL BANK OF CANADA

3
EATON VANCE SENIOR INCOME TRUST
Jul 6, 2026·Jul 6, 2026
1 txn

ZIZZA SALVATORE J

4
GABELLI DIVIDEND & INCOME TRUST
Jul 1, 2026·Jul 1, 2026
2 txn

DIGIANDOMENICO ANTHONY

144
ENDRA LIFE SCIENCES INC.
Jun 25, 2026·Jun 25, 2026

VANEKRIS ANTHONIE C

4
GABELLI DIVIDEND & INCOME TRUST
Jun 2, 2026·Jun 2, 2026
1 txn

BANK OF AMERICA CORP /DE/

4
EATON VANCE SENIOR FLOATING-RATE TRUST
Jun 2, 2026·Jun 2, 2026
4 txn

UBS GROUP AG

4
EATON VANCE SENIOR INCOME TRUST
May 29, 2026·May 29, 2026
1 txn

UBS GROUP AG

4
EATON VANCE LTD DURATION INCOME FUND
May 29, 2026·May 29, 2026
1 txn

UBS GROUP AG

4
EATON VANCE SENIOR FLOATING-RATE TRUST
May 29, 2026·May 29, 2026
1 txn

BANK OF AMERICA CORP /DE/

4
PIMCO MUNICIPAL INCOME FUND II
May 22, 2026·May 22, 2026
2 txn

UBS GROUP AG

13F-HR

Holdings

May 5, 2026·May 5, 2026

TOKMAN ALEXANDER Y

4
ENDRA LIFE SCIENCES INC.
Mar 4, 2026·Mar 4, 2026
1 txn

JACROUX RICHARD

4
ENDRA LIFE SCIENCES INC.
Mar 4, 2026·Mar 4, 2026
1 txn

KIM KYOUNG JOHN

4
EMPERY DIGITAL INC.
Feb 20, 2026·Feb 20, 2026
3 txn

FOSTER JONATHAN P.

4
EMPERY DIGITAL INC.
Feb 20, 2026·Feb 20, 2026
3 txn

ENDO GREG

4
EMPERY DIGITAL INC.
Feb 20, 2026·Feb 20, 2026
2 txn

GABELLI MARIO J

4
GABELLI DIVIDEND & INCOME TRUST
Feb 18, 2026·Feb 18, 2026
3 txn
Page 1 of 22 · 538 total
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